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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-Jan-12 6:07 PM View:  | Tri-Valley Corp. (TIV) | 28-Jan-12 | Grant | 83,334 | $0.18 | $15,000.10 | 30% 275.44K to 358.77K | (49%) |
| 06-Jun-11 6:52 PM View: | Tri-Valley Corp. (TIV) | 02-Jun-11 | Grant | 21,200 | -- | -- | 8% 254.24K to 275.44K | |
| 24-Jun-10 6:01 PM View: | Tri-Valley Corp. (TIV) | 22-Jun-10 | Grant | 5,000 | $1.05 | $5,250.00 | 1% 498.47K to 503.47K | (91%) |
| 06-Feb-08 2:38 PM View: | Tri-Valley Corp. (TIV) | 02-Jan-08 | Grant | 2,000 | $7.79 | $15,580.00 | < 1% 591.6K to 593.6K | (99%) |
| 25-Jan-08 10:00 PM View: | Tri-Valley Corp. (TIV) | 21-Dec-07 | Gift | 10,000 | -- | -- | 2% 591.6K to 601.6K | |
| 30-Jan-07 6:30 PM View: | Tri-Valley Corp. (TIV) | 29-Jan-07 | Grant | 2,000 | -- | -- | < 1% 607.6K to 609.6K | |
| 21-Dec-06 3:49 PM View: | Tri-Valley Corp. (TIV) | 19-Dec-06 | Gift | 5,000 | -- | -- | (2%) 308.8K to 303.8K | |
| 23-Dec-05 1:45 PM View: | Tri-Valley Corp. (TIV) | 22-Dec-05 | Grant | 2,000 | -- | -- | < 1% 306.8K to 308.8K | |
| 21-Dec-05 1:55 PM View: | Tri-Valley Corp. (TIV) | 20-Dec-05 | Gift | 5,000 | -- | -- | (2%) 311.8K to 306.8K | |
| 17-Feb-05 2:45 PM View: | Tri-Valley Corp. (TIV) | 15-Feb-05 | Conversion | 50,000 | $2.43 | $121,500.00 | 10% 523.6K to 573.6K | |
| 27-Jan-05 12:33 PM View: | Tri-Valley Corp. (TIV) | 26-Jan-05 | txn.W.title | 2,500 | -- | -- | < 1% 518.6K to 521.1K | |
| 29-Dec-04 1:16 PM View: | Tri-Valley Corp. (TIV) | 28-Dec-04 | Gift | 10,000 | -- | -- | (2%) 538.6K to 528.6K | |
| 27-Dec-04 1:19 PM View: | Tri-Valley Corp. (TIV) | 24-Dec-04 | Grant | 4,000 | -- | -- | < 1% 530.6K to 534.6K | |
| 06-Dec-04 7:07 PM View: | Tri-Valley Corp. (TIV) | 06-Dec-04 | Conversion | 220,000 | $1.03 | $226,500.00 | 243% 90.6K to 310.6K |