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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Mar-24 4:15 PM View:  | QuickLogic Corp. (QUIK) | 05-Mar-24 | Private Sale | 4,444 | $16.74 | $74,392.60 | (54%) 8.16K to 3.72K | |
| 14-Nov-23 9:45 PM View: | eGain Communications Corp. (EGAN) | 10-Nov-23 | Grant | 2,500 | -- | -- | 100% 0 to 2.5K | |
| 25-Aug-23 5:08 PM View: | QuickLogic Corp. (QUIK) | 25-Aug-23 | Option Exercise | 4,444 | -- | -- | 120% 3.72K to 8.16K | |
| 30-Jun-23 6:16 PM View: | Mariadb Plc (MRDB) | 29-Jun-23 | Grant | 182,291 | -- | -- | 377% 48.34K to 230.63K | |
| 19-May-23 6:26 PM View: | AXT Inc. (AXTI) | 18-May-23 | Grant | 23,323 | -- | -- | 74% 31.55K to 54.88K | |
| 15-May-23 8:31 PM View: | Mariadb Plc (MRDB) | 11-May-23 | Grant | 48,342 | -- | -- | 100% 0 to 48.34K | |
| 04-Aug-22 6:40 PM View: | AXT Inc. (AXTI) | 04-Aug-22 | Private Sale | 7,500 | $9.40 | $70,500.00 | (19%) 39.05K to 31.55K | |
| 19-Jul-22 4:38 PM View: | QuickLogic Corp. (QUIK) | 15-Jul-22 | Option Exercise | 3,716 | -- | -- | 2599% 0.14K to 3.86K | |
| 09-Jun-22 5:25 PM View: | QuickLogic Corp. (QUIK) | 08-Jun-22 | Private Sale | 4,542 | $7.69 | $34,932.20 | (100%) 4.54K to 1 | |
| 23-May-22 12:45 PM View: | AXT Inc. (AXTI) | 19-May-22 | Grant | 15,238 | -- | -- | 64% 23.81K to 39.05K | |
| 10-Feb-22 8:27 PM View: | eGain Communications Corp. (EGAN) | 08-Feb-22 | Option Exercise | 20,000 | $1.80 | $36,000.00 | 36% 56.25K to 76.25K | |
| 10-Feb-22 8:27 PM View: | eGain Communications Corp. (EGAN) | 08-Feb-22 | Option Sale | 20,000 | $12.21 | $244,200.00 | (26%) 76.25K to 56.25K | |
| 10-Sep-21 4:00 PM View: | eGain Communications Corp. (EGAN) | 08-Sep-21 | Option Exercise | 20,000 | $1.80 | $36,000.00 | 36% 56.25K to 76.25K | |
| 10-Sep-21 4:00 PM View: | eGain Communications Corp. (EGAN) | 08-Sep-21 | Market Option Sale | 20,000 | $11.54 | $230,800.00 | (26%) 76.25K to 56.25K | |
| 08-Sep-21 7:02 PM View: | QuickLogic Corp. (QUIK) | 03-Sep-21 | Option Exercise | 4,400 | -- | -- | 3077% 0.14K to 4.54K | |
| 02-Sep-21 10:00 PM View: | QuickLogic Corp. (QUIK) | 31-Aug-21 | Market Sale | 6,037 | $6.07 | $36,652.40 | (98%) 6.18K to 0.14K | (3%) |
| 24-May-21 5:57 PM View: | AXT Inc. (AXTI) | 20-May-21 | Grant | 6,726 | -- | -- | 39% 17.09K to 23.81K | |
| 27-May-20 5:16 PM View: | QuickLogic Corp. (QUIK) | 23-May-20 | Option Exercise | 1,813 | -- | -- | 42% 4.37K to 6.18K | |
| 22-May-20 6:52 PM View: | AXT Inc. (AXTI) | 21-May-20 | Grant | 10,909 | -- | -- | 177% 6.18K to 17.09K | |
| 03-Feb-20 8:36 PM View: | PDF Solutions Inc. (PDFS) | 01-Feb-20 | Payment of Exercise | 3,859 | $15.76 | $60,817.80 | (5%) 73.08K to 69.22K | |
| 30-Dec-19 9:23 PM View: | AXT Inc. (AXTI) | 23-Dec-19 | Grant | 6,179 | -- | -- | 100% 0 to 6.18K | |
| 02-Aug-19 6:12 PM View: | PDF Solutions Inc. (PDFS) | 01-Aug-19 | Payment of Exercise | 6,916 | $13.41 | $92,743.60 | (9%) 80.0K to 73.08K | 4% |
| 02-Jul-19 3:07 PM View: | QuickLogic Corp. (QUIK) | 28-Jun-19 | Option Exercise | 15,652 | -- | -- | 34% 45.49K to 61.15K | |
| 15-May-18 6:56 PM View: | QuickLogic Corp. (QUIK) | 11-May-18 | Option Exercise | 8,553 | -- | -- | 23% 36.94K to 45.49K | |
| 28-Aug-17 8:19 PM View: | Uni-Pixel (UNXL) | 24-Aug-17 | Disposition | 70,000 | -- | -- | (23%) 299.31K to 229.31K | |
| 03-Aug-17 4:22 PM View: | Uni-Pixel (UNXL) | 01-Aug-17 | Payment of Exercise | 15,971 | $0.38 | $6,005.10 | (5%) 315.28K to 299.31K | |
| 03-Aug-17 4:22 PM View: | Uni-Pixel (UNXL) | 01-Aug-17 | Option Exercise | 42,500 | -- | -- | 16% 272.78K to 315.28K | |
| 12-Jun-17 5:44 PM View: | QuickLogic Corp. (QUIK) | 09-Jun-17 | Option Exercise | 13,131 | -- | -- | 55% 23.81K to 36.94K | |
| 22-May-17 4:22 PM View: | Uni-Pixel (UNXL) | 19-May-17 | Market Purchase | 13,000 | $0.40 | $5,158.40 | 5% 259.78K to 272.78K | (4%) |
| 03-May-17 4:04 PM View: | Uni-Pixel (UNXL) | 01-May-17 | Payment of Exercise | 7,504 | $0.47 | $3,526.88 | (3%) 267.29K to 259.78K | 19% |
| 03-May-17 4:04 PM View: | Uni-Pixel (UNXL) | 01-May-17 | Option Exercise | 17,500 | -- | -- | 7% 249.78K to 267.29K | |
| 03-Feb-17 4:24 PM View: | Uni-Pixel (UNXL) | 01-Feb-17 | Payment of Exercise | 7,662 | $1.43 | $10,956.70 | (3%) 257.45K to 249.78K | 73% |
| 03-Feb-17 4:24 PM View: | Uni-Pixel (UNXL) | 01-Feb-17 | Option Exercise | 17,500 | -- | -- | 7% 239.95K to 257.45K | |
| 12-Dec-16 9:50 PM View: | Uni-Pixel (UNXL) | 12-Dec-16 | Market Purchase | 5,500 | $0.94 | $5,142.50 | 2% 234.45K to 239.95K | (59%) |
| 03-Nov-16 4:06 PM View: | Uni-Pixel (UNXL) | 01-Nov-16 | Payment of Exercise | 6,576 | $1.25 | $8,220.00 | (3%) 241.02K to 234.45K | 69% |
| 03-Nov-16 4:06 PM View: | Uni-Pixel (UNXL) | 01-Nov-16 | Option Exercise | 17,500 | -- | -- | 8% 223.52K to 241.02K | |
| 03-Aug-16 5:04 PM View: | Uni-Pixel (UNXL) | 01-Aug-16 | Payment of Exercise | 6,577 | $1.27 | $8,352.79 | (3%) 230.1K to 223.52K | 70% |
| 03-Aug-16 5:04 PM View: | Uni-Pixel (UNXL) | 01-Aug-16 | Option Exercise | 17,500 | -- | -- | 8% 212.6K to 230.1K | |
| 17-May-16 6:46 PM View: | QuickLogic Corp. (QUIK) | 14-May-16 | Option Exercise | 19,469 | -- | -- | 449% 4.34K to 23.81K | |
| 10-Mar-16 8:55 PM View: | Uni-Pixel (UNXL) | 08-Mar-16 | Grant | 12,360 | -- | -- | 6% 200.24K to 212.6K | |
| 30-Nov-15 6:10 PM View: | Uni-Pixel (UNXL) | 25-Nov-15 | Grant | 10,240 | -- | -- | 5% 190.0K to 200.24K | |
| 21-Aug-15 5:10 PM View: | Uni-Pixel (UNXL) | 20-Aug-15 | Market Purchase | 10,000 | $0.94 | $9,400.00 | 6% 180.0K to 190.0K | (59%) |
| 04-Aug-15 3:31 PM View: | Uni-Pixel (UNXL) | 31-Jul-15 | Grant | 180,000 | $1.24 | $223,200.00 | 100% 0 to 180.0K | (69%) |
| 16-Aug-10 2:07 PM View: | QuickLogic Corp. (QUIK) | 12-Aug-10 | Grant | 411 | -- | -- | 10% 3.93K to 4.34K | |
| 14-May-10 12:39 PM View: | QuickLogic Corp. (QUIK) | 13-May-10 | Grant | 468 | -- | -- | 14% 3.46K to 3.93K | |
| 16-Feb-10 3:18 PM View: | QuickLogic Corp. (QUIK) | 11-Feb-10 | Grant | 640 | -- | -- | 23% 2.82K to 3.46K | |
| 09-Nov-09 8:17 PM View: | QuickLogic Corp. (QUIK) | 05-Nov-09 | Grant | 821 | -- | -- | 41% 2.0K to 2.82K | |
| 24-Oct-08 2:56 PM View: | Virage Logic Corp. (VIRL) | 22-Oct-08 | Payment of Exercise | 1,390 | -- | -- | (15%) 9.22K to 7.83K | |
| 24-Oct-08 2:56 PM View: | Virage Logic Corp. (VIRL) | 22-Oct-08 | Exercise (in-the money or at-the-money) | 3,894 | -- | -- | 73% 5.33K to 9.22K | |
| 02-Jun-08 7:28 PM View: | Virage Logic Corp. (VIRL) | 29-May-08 | Payment of Exercise | 178 | $6.47 | $1,151.66 | (3%) 5.5K to 5.33K | 47% |