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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Jul-18 4:50 PM View:  | Provention Bio, Inc. (PRVB) | 19-Jul-18 | Conversion | 1,200,000 | -- | -- | 100% 0 to 1.2M | |
| 26-Jul-18 4:50 PM View: | Provention Bio, Inc. (PRVB) | 19-Jul-18 | Purchase | 750,000 | $4.00 | $3,000,000.00 | 62% 1.2M to 1.95M | |
| 06-Mar-17 4:30 PM View: | Ideal Power, Inc. (IPWR) | 03-Mar-17 | Market Purchase | 394,400 | $2.54 | $999,804.00 | 47% 838.78K to 1.23M | (63%) |
| 26-Apr-16 8:33 PM View: | Resonant Inc. (RESN) | 25-Apr-16 | Market Purchase | 335,000 | $2.98 | $999,975.00 | 27% 1.26M to 1.6M | (20%) |
| 20-May-15 5:53 PM View: | Ideal Power, Inc. (IPWR) | 15-May-15 | Market Purchase | 258,000 | $7.75 | $1,999,500.00 | 44% 580.78K to 838.78K | (88%) |
| 02-Dec-13 8:35 PM View: | Ideal Power, Inc. (IPWR) | 27-Nov-13 | Acquisition (other) | 580,777 | $3.48 | $2,021,100.00 | 100% 0 to 580.78K | |
| 22-Feb-06 3:35 PM View: | Arch Capital Group Ltd. (ACGL) | 21-Feb-06 | Option Exercise | 136,453 | $21.19 | $2,890,810.00 | 68% 201.84K to 338.3K | |
| 22-Feb-06 3:35 PM View: | Arch Capital Group Ltd. (ACGL) | 21-Feb-06 | Market Option Sale | 136,453 | $56.25 | $7,675,480.00 | (40%) 338.3K to 201.84K | (481%) |
| 17-Feb-06 1:08 PM View: | Arch Capital Group Ltd. (ACGL) | 16-Feb-06 | Option Exercise | 29,347 | $21.30 | $624,981.00 | 15% 201.84K to 231.19K | |
| 17-Feb-06 1:08 PM View: | Arch Capital Group Ltd. (ACGL) | 16-Feb-06 | Market Option Sale | 29,347 | $55.70 | $1,634,630.00 | (13%) 231.19K to 201.84K | (486%) |
| 30-Dec-05 2:28 PM View: | Arch Capital Group Ltd. (ACGL) | 30-Dec-05 | Conversion | 51,621 | -- | -- | 34% 150.22K to 201.84K | |
| 02-May-05 11:02 AM View: | Arch Capital Group Ltd. (ACGL) | 28-Apr-05 | Grant | 875 | -- | -- | < 1% 149.35K to 150.22K | |
| 05-Oct-04 10:00 PM View: | Arch Capital Group Ltd. (ACGL) | 01-Oct-04 | Grant | 1,461 | -- | -- | < 1% 147.89K to 149.35K | |
| 03-Oct-03 10:00 PM View: | Arch Capital Group Ltd. (ACGL) | 01-Oct-03 | Grant | 1,699 | -- | -- | 1% 146.19K to 147.89K |