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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jun-23 4:10 PM View:  | Codexis, Inc. (CDXS) | 13-Jun-23 | Grant | 34,602 | -- | -- | 82% 42.2K to 76.8K | |
| 16-Jun-22 4:12 PM View: | Codexis, Inc. (CDXS) | 14-Jun-22 | Grant | 11,273 | -- | -- | 36% 30.93K to 42.2K | |
| 25-Mar-22 4:08 PM View: | Codexis, Inc. (CDXS) | 23-Mar-22 | Sale (Planned) | 4,000 | $20.49 | $81,944.40 | (11%) 34.92K to 30.93K | |
| 21-Dec-21 4:28 PM View: | Codexis, Inc. (CDXS) | 20-Dec-21 | Market Sale (Planned) | 5,000 | $28.83 | $144,155.00 | (13%) 39.92K to 34.92K | (1%) |
| 18-Oct-21 4:07 PM View: | Codexis, Inc. (CDXS) | 15-Oct-21 | Market Sale (Planned) | 6,000 | $28.30 | $169,818.00 | (13%) 45.92K to 39.92K | (< 1%) |
| 17-Jun-21 4:18 PM View: | Codexis, Inc. (CDXS) | 15-Jun-21 | Grant | 4,796 | -- | -- | 12% 41.13K to 45.92K | |
| 29-Mar-21 4:07 PM View: | Codexis, Inc. (CDXS) | 25-Mar-21 | Market Sale (Planned) | 10,000 | $20.44 | $204,351.00 | (20%) 51.13K to 41.13K | (1%) |
| 22-Dec-20 4:08 PM View: | Codexis, Inc. (CDXS) | 21-Dec-20 | Market Sale (Planned) | 10,000 | $19.99 | $199,874.00 | (16%) 61.13K to 51.13K | (14%) |
| 28-Sep-20 4:03 PM View: | Codexis, Inc. (CDXS) | 24-Sep-20 | Market Sale (Planned) | 10,000 | $11.68 | $116,845.00 | (14%) 71.13K to 61.13K | (95%) |
| 26-Jun-20 4:18 PM View: | Codexis, Inc. (CDXS) | 25-Jun-20 | Market Sale (Planned) | 10,000 | $10.97 | $109,694.00 | (12%) 81.13K to 71.13K | (108%) |
| 18-Jun-20 4:12 PM View: | Codexis, Inc. (CDXS) | 16-Jun-20 | Grant | 8,952 | -- | -- | 12% 72.18K to 81.13K | |
| 27-Mar-20 4:42 PM View: | Codexis, Inc. (CDXS) | 25-Mar-20 | Market Sale (Planned) | 10,000 | $10.38 | $103,785.00 | (12%) 82.18K to 72.18K | (120%) |
| 20-Dec-19 5:07 PM View: | Codexis, Inc. (CDXS) | 19-Dec-19 | Option Exercise | 20,000 | $3.62 | $72,400.00 | 24% 82.18K to 102.18K | |
| 20-Dec-19 5:07 PM View: | Codexis, Inc. (CDXS) | 19-Dec-19 | Market Option Sale (Planned) | 20,000 | $16.22 | $324,384.00 | (20%) 102.18K to 82.18K | (40%) |
| 13-Jun-19 4:14 PM View: | Codexis, Inc. (CDXS) | 11-Jun-19 | Grant | 4,947 | -- | -- | 6% 77.23K to 82.18K | |
| 27-Feb-19 10:00 PM View: | Codexis, Inc. (CDXS) | 26-Feb-19 | Market Sale (Planned) | 9,000 | $21.96 | $197,640.00 | (10%) 86.23K to 77.23K | (4%) |
| 28-Dec-18 8:17 PM View: | Codexis, Inc. (CDXS) | 26-Dec-18 | Market Sale (Planned) | 9,000 | $15.82 | $142,425.00 | (9%) 95.23K to 86.23K | (44%) |
| 28-Sep-18 7:46 PM View: | Codexis, Inc. (CDXS) | 26-Sep-18 | Market Sale (Planned) | 9,000 | $19.17 | $172,522.00 | (9%) 104.23K to 95.23K | (19%) |
| 21-Aug-18 6:10 PM View: | Codexis, Inc. (CDXS) | 20-Aug-18 | Option Exercise | 18,333 | $10.51 | $192,680.00 | 18% 104.23K to 122.56K | |
| 21-Aug-18 6:10 PM View: | Codexis, Inc. (CDXS) | 20-Aug-18 | Market Option Sale | 18,333 | $15.24 | $279,404.00 | (15%) 122.56K to 104.23K | (49%) |
| 21-Aug-18 6:10 PM View: | Codexis, Inc. (CDXS) | 17-Aug-18 | Option Exercise | 18,333 | $10.88 | $199,513.00 | 18% 104.23K to 122.56K | |
| 21-Aug-18 6:10 PM View: | Codexis, Inc. (CDXS) | 17-Aug-18 | Market Option Sale | 18,333 | $14.71 | $269,612.00 | (15%) 122.56K to 104.23K | (55%) |
| 28-Jun-18 6:59 PM View: | Codexis, Inc. (CDXS) | 26-Jun-18 | Market Sale (Planned) | 9,000 | $14.47 | $130,210.00 | (8%) 113.23K to 104.23K | (57%) |
| 12-Jun-18 9:00 PM View: | Codexis, Inc. (CDXS) | 12-Jun-18 | Market Sale (Planned) | 8,947 | $14.41 | $128,967.00 | (7%) 122.18K to 113.23K | (58%) |
| 12-Jun-18 9:00 PM View: | Codexis, Inc. (CDXS) | 11-Jun-18 | Grant | 5,923 | -- | -- | 5% 116.25K to 122.18K | |
| 28-Mar-18 12:27 PM View: | Codexis, Inc. (CDXS) | 27-Mar-18 | Market Sale (Planned) | 12,500 | $11.14 | $139,300.00 | (10%) 128.75K to 116.25K | (104%) |
| 28-Mar-18 12:27 PM View: | Codexis, Inc. (CDXS) | 26-Mar-18 | Option Exercise | 16,666 | $7.46 | $124,328.00 | 12% 141.25K to 157.92K | |
| 28-Mar-18 12:27 PM View: | Codexis, Inc. (CDXS) | 26-Mar-18 | Market Option Sale (Planned) | 16,666 | $11.15 | $185,759.00 | (11%) 157.92K to 141.25K | (104%) |
| 28-Mar-18 12:27 PM View: | Codexis, Inc. (CDXS) | 26-Mar-18 | Market Sale (Planned) | 12,500 | $11.15 | $139,325.00 | (9%) 141.25K to 128.75K | (104%) |
| 16-Jun-17 6:45 PM View: | Codexis, Inc. (CDXS) | 14-Jun-17 | Grant | 17,894 | -- | -- | 15% 123.36K to 141.25K | |
| 30-Aug-16 9:37 PM View: | Codexis, Inc. (CDXS) | 29-Aug-16 | Market Sale | 9,000 | $4.19 | $37,685.70 | (7%) 132.36K to 123.36K | (445%) |
| 30-Aug-16 9:37 PM View: | Codexis, Inc. (CDXS) | 26-Aug-16 | Market Sale | 9,000 | $4.25 | $38,288.70 | (6%) 141.36K to 132.36K | (436%) |
| 17-Jun-16 5:05 PM View: | Codexis, Inc. (CDXS) | 15-Jun-16 | Grant | 20,094 | -- | -- | 17% 121.27K to 141.36K | |
| 15-Jun-15 8:47 PM View: | Codexis, Inc. (CDXS) | 15-Jun-15 | Market Sale (Planned) | 17,708 | $4.07 | $72,154.80 | (13%) 138.97K to 121.27K | (460%) |
| 15-Jun-15 8:47 PM View: | Codexis, Inc. (CDXS) | 12-Jun-15 | Market Sale (Planned) | 17,708 | $4.13 | $73,107.50 | (11%) 156.68K to 138.97K | (452%) |
| 12-Jun-15 4:11 PM View: | Codexis, Inc. (CDXS) | 10-Jun-15 | Grant | 20,731 | -- | -- | 15% 135.95K to 156.68K | |
| 13-Jun-14 4:05 PM View: | Codexis, Inc. (CDXS) | 11-Jun-14 | Grant | 57,432 | -- | -- | 73% 78.52K to 135.95K | |
| 06-Jan-14 6:16 PM View: | Codexis, Inc. (CDXS) | 02-Jan-14 | Grant | 35,416 | -- | -- | 82% 43.1K to 78.52K | |
| 26-Apr-13 6:50 PM View: | Fusion-Io, Inc. (FIO) | 24-Apr-13 | Option Exercise | 15,000 | $0.65 | $9,750.00 | 641% 2.34K to 17.34K | |
| 26-Apr-13 6:50 PM View: | Fusion-Io, Inc. (FIO) | 24-Apr-13 | Market Option Sale | 15,000 | $17.00 | $255,000.00 | (87%) 17.34K to 2.34K | (14%) |
| 18-Mar-13 7:18 PM View: | Fusion-Io, Inc. (FIO) | 15-Mar-13 | Option Exercise | 15,000 | $0.65 | $9,750.00 | 641% 2.34K to 17.34K | |
| 18-Mar-13 7:18 PM View: | Fusion-Io, Inc. (FIO) | 15-Mar-13 | Market Option Sale | 15,000 | $17.37 | $260,589.00 | (87%) 17.34K to 2.34K | (< 1%) |
| 20-Feb-13 7:16 PM View: | Fusion-Io, Inc. (FIO) | 15-Feb-13 | Option Exercise | 22,500 | $0.86 | $19,341.00 | 962% 2.34K to 24.84K | |
| 20-Feb-13 7:16 PM View: | Fusion-Io, Inc. (FIO) | 15-Feb-13 | Market Option Sale | 22,500 | $17.09 | $384,525.00 | (91%) 24.84K to 2.34K | 2% |
| 28-Jan-13 9:26 PM View: | Codexis, Inc. (CDXS) | 24-Jan-13 | Grant | 43,103 | -- | -- | 100% 0 to 43.1K | |
| 16-Jan-13 6:27 PM View: | Fusion-Io, Inc. (FIO) | 15-Jan-13 | Option Exercise | 17,000 | $0.80 | $13,670.00 | 726% 2.34K to 19.34K | |
| 16-Jan-13 6:27 PM View: | Fusion-Io, Inc. (FIO) | 15-Jan-13 | Market Option Sale | 17,000 | $20.71 | $352,096.00 | (88%) 19.34K to 2.34K | (2%) |
| 17-Dec-12 6:12 PM View: | Fusion-Io, Inc. (FIO) | 17-Dec-12 | Option Exercise | 17,000 | $0.80 | $13,670.00 | 726% 2.34K to 19.34K | |
| 17-Dec-12 6:12 PM View: | Fusion-Io, Inc. (FIO) | 17-Dec-12 | Market Option Sale | 17,000 | $23.06 | $391,998.00 | (88%) 19.34K to 2.34K | (< 1%) |
| 19-Nov-12 6:21 PM View: | Fusion-Io, Inc. (FIO) | 15-Nov-12 | Option Exercise | 17,000 | $0.80 | $13,670.00 | 726% 2.34K to 19.34K |