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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Dec-20 9:30 PM View:  | Ocular Therapeutix, Inc (OCUL) | 03-Dec-20 | Option Exercise | 25,000 | $5.09 | $127,180.00 | 100% 0 to 25.0K | |
| 07-Dec-20 9:30 PM View: | Ocular Therapeutix, Inc (OCUL) | 03-Dec-20 | Option Sale | 25,000 | -- | -- | (100%) 25.0K to 0 | |
| 27-May-20 9:41 PM View: | Discovery Laboratories Inc. (WINT) | 22-May-20 | Purchase | 3,500 | $7.25 | $25,375.00 | 65% 5.39K to 8.89K | |
| 27-Dec-18 6:30 PM View: | Discovery Laboratories Inc. (WINT) | 24-Dec-18 | Grant | 15,000 | -- | -- | 1293% 1.16K to 16.16K | |
| 23-Nov-18 9:47 PM View: | Discovery Laboratories Inc. (WINT) | 21-Nov-18 | Conversion | 850 | -- | -- | 274% 0.31K to 1.16K | |
| 08-Aug-16 4:07 PM View: | Discovery Laboratories Inc. (WINT) | 04-Aug-16 | Grant | 4,348 | -- | -- | 233% 1.86K to 6.21K | |
| 18-Aug-15 4:41 PM View: | Discovery Laboratories Inc. (WINT) | 14-Aug-15 | Grant | 16,667 | -- | -- | 177% 9.41K to 26.08K | |
| 04-Sep-14 8:04 PM View: | Iveric Bio, Inc. (ISEE) | 02-Sep-14 | Option Exercise | 6,191 | $1.65 | $10,227.50 | 100% 0 to 6.19K | |
| 04-Sep-14 8:04 PM View: | Iveric Bio, Inc. (ISEE) | 02-Sep-14 | Market Option Sale (Planned) | 6,191 | $37.74 | $233,631.00 | (100%) 6.19K to 0 | 82% |
| 04-Aug-14 6:38 PM View: | Iveric Bio, Inc. (ISEE) | 01-Aug-14 | Option Exercise | 6,191 | $1.65 | $10,227.50 | 100% 0 to 6.19K | |
| 04-Aug-14 6:38 PM View: | Iveric Bio, Inc. (ISEE) | 01-Aug-14 | Market Option Sale (Planned) | 6,191 | $37.78 | $233,912.00 | (100%) 6.19K to 0 | 82% |
| 03-Jul-14 4:10 PM View: | Iveric Bio, Inc. (ISEE) | 01-Jul-14 | Option Exercise | 7,739 | $1.65 | $12,784.80 | 100% 0 to 7.74K | |
| 03-Jul-14 4:10 PM View: | Iveric Bio, Inc. (ISEE) | 01-Jul-14 | Market Option Sale (Planned) | 7,739 | $41.07 | $317,832.00 | (100%) 7.74K to 0 | 83% |
| 20-Jun-14 4:08 PM View: | Discovery Laboratories Inc. (WINT) | 18-Jun-14 | Grant | 4,678 | -- | -- | 99% 4.73K to 9.41K | |
| 04-Jun-14 5:16 PM View: | Iveric Bio, Inc. (ISEE) | 03-Jun-14 | Option Exercise | 5,094 | $1.65 | $8,415.29 | 100% 0 to 5.09K | |
| 04-Jun-14 5:16 PM View: | Iveric Bio, Inc. (ISEE) | 03-Jun-14 | Market Option Sale (Planned) | 5,094 | $40.41 | $205,849.00 | (100%) 5.09K to 0 | 83% |
| 04-Jun-14 5:16 PM View: | Iveric Bio, Inc. (ISEE) | 02-Jun-14 | Option Exercise | 8,837 | $1.65 | $14,598.70 | 100% 0 to 8.84K | |
| 04-Jun-14 5:16 PM View: | Iveric Bio, Inc. (ISEE) | 02-Jun-14 | Market Option Sale (Planned) | 8,837 | $39.95 | $353,064.00 | (100%) 8.84K to 0 | 83% |
| 05-May-14 9:16 PM View: | Iveric Bio, Inc. (ISEE) | 01-May-14 | Option Exercise | 4,643 | $1.65 | $7,670.24 | 100% 0 to 4.64K | |
| 05-May-14 9:16 PM View: | Iveric Bio, Inc. (ISEE) | 01-May-14 | Market Option Sale (Planned) | 4,643 | $32.43 | $150,572.00 | (100%) 4.64K to 0 | 79% |
| 03-Apr-14 4:31 PM View: | Iveric Bio, Inc. (ISEE) | 01-Apr-14 | Option Exercise | 6,191 | $1.65 | $10,227.50 | 100% 0 to 6.19K | |
| 03-Apr-14 4:31 PM View: | Iveric Bio, Inc. (ISEE) | 01-Apr-14 | Market Option Sale (Planned) | 6,191 | $34.26 | $212,099.00 | (100%) 6.19K to 0 | 80% |
| 26-Mar-14 5:29 PM View: | Iveric Bio, Inc. (ISEE) | 24-Mar-14 | Option Exercise | 6,191 | $1.65 | $10,227.50 | (11465%) (-54) to 6.14K | |
| 26-Mar-14 5:29 PM View: | Iveric Bio, Inc. (ISEE) | 24-Mar-14 | Market Option Sale (Planned) | 6,137 | $34.77 | $213,369.00 | (100%) 6.14K to 0 | 81% |
| 13-Jun-13 4:29 PM View: | Discovery Laboratories Inc. (WINT) | 11-Jun-13 | Grant | 4,734 | -- | -- | 100% 0 to 4.73K | |
| 24-Dec-08 2:55 PM View: | Ligand Pharmaceuticals Inc. (LGND) | 23-Dec-08 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 26-May-04 1:23 PM View: | Adolor Corp. (ADLR) | 26-May-04 | Market Purchase | 1,000 | $13.95 | $13,950.00 | 10% 10.0K to 11.0K | (67%) |