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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Mar-22 5:08 PM View:  | Invesco Ltd. (IVZ) | 28-Feb-22 | Grant | 64,408 | -- | -- | 11% 591.6K to 656.0K | |
| 02-Mar-22 5:08 PM View: | Invesco Ltd. (IVZ) | 28-Feb-22 | Payment of Exercise | 30,006 | $21.24 | $637,327.00 | (5%) 656.0K to 626.0K | |
| 01-Mar-21 4:39 PM View: | Invesco Ltd. (IVZ) | 28-Feb-21 | Grant | 49,483 | -- | -- | 9% 569.92K to 619.4K | |
| 01-Mar-21 4:39 PM View: | Invesco Ltd. (IVZ) | 28-Feb-21 | Payment of Exercise | 27,805 | $22.42 | $623,388.00 | (4%) 619.4K to 591.6K | (28%) |
| 03-Mar-20 4:17 PM View: | Invesco Ltd. (IVZ) | 28-Feb-20 | Grant | 72,862 | -- | -- | 14% 520.66K to 593.52K | |
| 03-Mar-20 4:17 PM View: | Invesco Ltd. (IVZ) | 28-Feb-20 | Payment of Exercise | 23,608 | $14.40 | $339,955.00 | (4%) 593.52K to 569.92K | (92%) |
| 04-Mar-19 4:24 PM View: | Invesco Ltd. (IVZ) | 28-Feb-19 | Grant | 56,919 | -- | -- | 12% 485.27K to 542.19K | |
| 04-Mar-19 4:24 PM View: | Invesco Ltd. (IVZ) | 28-Feb-19 | Payment of Exercise | 21,528 | $19.35 | $416,567.00 | (4%) 542.19K to 520.66K | (37%) |
| 02-Mar-18 4:11 PM View: | Invesco Ltd. (IVZ) | 28-Feb-18 | Grant | 43,844 | -- | -- | 9% 465.86K to 509.7K | |
| 02-Mar-18 4:11 PM View: | Invesco Ltd. (IVZ) | 28-Feb-18 | Payment of Exercise | 18,867 | $32.54 | $613,932.00 | (4%) 509.7K to 490.84K | 23% |
| 16-Feb-18 4:19 PM View: | Invesco Ltd. (IVZ) | 15-Feb-18 | Market Sale (Planned) | 25,000 | $33.38 | $834,500.00 | (5%) 490.86K to 465.86K | 24% |
| 02-Mar-17 4:49 PM View: | Invesco Ltd. (IVZ) | 28-Feb-17 | Grant | 40,767 | -- | -- | 9% 473.42K to 514.18K | |
| 02-Mar-17 4:49 PM View: | Invesco Ltd. (IVZ) | 28-Feb-17 | Payment of Exercise | 23,323 | $32.19 | $750,767.00 | (5%) 514.18K to 490.86K | 24% |
| 01-Mar-16 4:07 PM View: | Invesco Ltd. (IVZ) | 28-Feb-16 | Grant | 53,912 | -- | -- | 12% 444.73K to 498.64K | |
| 01-Mar-16 4:07 PM View: | Invesco Ltd. (IVZ) | 28-Feb-16 | Payment of Exercise | 25,222 | $27.10 | $683,516.00 | (5%) 498.64K to 473.42K | 7% |
| 03-Mar-15 6:42 PM View: | Invesco Ltd. (IVZ) | 28-Feb-15 | Grant | 38,064 | -- | -- | 9% 419.74K to 457.81K | |
| 03-Mar-15 6:42 PM View: | Invesco Ltd. (IVZ) | 28-Feb-15 | Payment of Exercise | 25,790 | $40.27 | $1,038,560.00 | (5%) 470.51K to 444.73K | 35% |
| 03-Mar-15 6:42 PM View: | Invesco Ltd. (IVZ) | 28-Feb-15 | Option Exercise | 12,710 | -- | -- | 3% 457.81K to 470.51K | |
| 04-Mar-14 4:40 PM View: | Invesco Ltd. (IVZ) | 28-Feb-14 | Payment of Exercise | 19,795 | $34.30 | $678,968.00 | (5%) 439.54K to 419.74K | 22% |
| 04-Mar-14 4:40 PM View: | Invesco Ltd. (IVZ) | 28-Feb-14 | Option Exercise | 57,842 | -- | -- | 15% 381.69K to 439.54K | |
| 27-Feb-14 5:49 PM View: | Invesco Ltd. (IVZ) | 26-Feb-14 | Payment of Exercise | 6,606 | $33.11 | $218,725.00 | (2%) 388.3K to 381.69K | 19% |
| 27-Feb-14 5:49 PM View: | Invesco Ltd. (IVZ) | 26-Feb-14 | Option Exercise | 13,776 | -- | -- | 4% 374.52K to 388.3K | |
| 26-Nov-13 5:01 PM View: | Invesco Ltd. (IVZ) | 25-Nov-13 | Option Exercise | 79 | -- | -- | < 1% 374.49K to 374.57K | |
| 26-Nov-13 5:01 PM View: | Invesco Ltd. (IVZ) | 25-Nov-13 | Market Option Sale | 49 | $33.88 | $1,660.06 | (< 1%) 374.57K to 374.52K | 20% |
| 22-Nov-13 4:39 PM View: | Invesco Ltd. (IVZ) | 22-Nov-13 | Market Option Sale | 45,660 | $33.65 | $1,536,500.00 | (11%) 420.23K to 374.57K | 20% |
| 22-Nov-13 4:39 PM View: | Invesco Ltd. (IVZ) | 21-Nov-13 | Option Exercise | 73,822 | -- | -- | 21% 346.41K to 420.23K | |
| 08-Mar-13 4:59 PM View: | Invesco Ltd. (IVZ) | 06-Mar-13 | Exercise (in-the money or at-the-money) | 38,953 | -- | -- | 13% 307.46K to 346.41K | |
| 04-Mar-13 6:34 PM View: | Invesco Ltd. (IVZ) | 28-Feb-13 | Grant | 48,608 | -- | -- | 19% 258.79K to 307.4K | |
| 04-Mar-13 6:34 PM View: | Invesco Ltd. (IVZ) | 28-Feb-13 | Payment of Exercise | 12,651 | $26.79 | $338,920.00 | (4%) 320.11K to 307.46K | (3%) |
| 04-Mar-13 6:34 PM View: | Invesco Ltd. (IVZ) | 28-Feb-13 | Option Exercise | 12,710 | -- | -- | 4% 307.4K to 320.11K | |
| 01-Mar-13 5:19 PM View: | Invesco Ltd. (IVZ) | 27-Feb-13 | Payment of Exercise | 10,489 | $26.44 | $277,329.00 | (4%) 269.28K to 258.79K | (4%) |
| 28-Feb-13 4:48 PM View: | Invesco Ltd. (IVZ) | 26-Feb-13 | Payment of Exercise | 6,287 | $25.64 | $161,199.00 | (2%) 275.06K to 268.78K | (7%) |
| 28-Feb-13 4:48 PM View: | Invesco Ltd. (IVZ) | 26-Feb-13 | Option Exercise | 13,775 | -- | -- | 5% 261.29K to 275.06K | |
| 01-Mar-12 5:17 PM View: | Invesco Ltd. (IVZ) | 28-Feb-12 | Grant | 42,668 | -- | -- | 20% 211.31K to 253.98K | |
| 01-Mar-12 5:17 PM View: | Invesco Ltd. (IVZ) | 28-Feb-12 | Payment of Exercise | 5,395 | $24.96 | $134,659.00 | (2%) 266.69K to 261.29K | (13%) |
| 01-Mar-12 5:17 PM View: | Invesco Ltd. (IVZ) | 28-Feb-12 | Option Exercise | 12,709 | -- | -- | 5% 253.98K to 266.69K | |
| 28-Feb-12 6:04 PM View: | Invesco Ltd. (IVZ) | 27-Feb-12 | Payment of Exercise | 9,285 | $24.77 | $229,989.00 | (4%) 220.59K to 211.31K | (14%) |
| 28-Feb-12 6:04 PM View: | Invesco Ltd. (IVZ) | 26-Feb-12 | Payment of Exercise | 5,446 | $24.88 | $135,496.00 | (2%) 226.04K to 220.59K | (13%) |
| 28-Feb-12 6:04 PM View: | Invesco Ltd. (IVZ) | 26-Feb-12 | Option Exercise | 13,776 | -- | -- | 6% 212.26K to 226.04K | |
| 25-Mar-11 3:14 PM View: | Invesco Ltd. (IVZ) | 24-Mar-11 | Payment of Exercise | 21,073 | $26.65 | $561,514.00 | (9%) 233.34K to 212.26K | (8%) |
| 01-Mar-11 7:29 PM View: | Invesco Ltd. (IVZ) | 25-Feb-11 | Payment of Exercise | 5,285 | $26.40 | $139,524.00 | (2%) 238.62K to 233.34K | (9%) |
| 01-Mar-11 7:29 PM View: | Invesco Ltd. (IVZ) | 25-Feb-11 | Option Exercise | 13,775 | -- | -- | 6% 224.85K to 238.62K | |
| 02-Mar-10 5:49 PM View: | Invesco Ltd. (IVZ) | 26-Feb-10 | Grant | 55,102 | -- | -- | 25% 224.84K to 279.95K | |
| 03-Mar-09 4:54 PM View: | Invesco Ltd. (IVZ) | 27-Feb-09 | Grant | 87,488 | -- | -- | 64% 137.36K to 224.84K | |
| 03-Feb-09 6:22 PM View: | Invesco Ltd. (IVZ) | 30-Jan-09 | Grant | 32,329 | -- | -- | 31% 105.03K to 137.36K | |
| 03-Mar-08 6:08 PM View: | Invesco Ltd. (IVZ) | 28-Feb-08 | Grant | 46,278 | -- | -- | 67% 69.53K to 115.81K | |
| 03-Mar-08 6:08 PM View: | Invesco Ltd. (IVZ) | 28-Feb-08 | Payment of Exercise | 1,799 | $27.01 | $48,591.00 | (2%) 115.81K to 114.01K | 9% |
| 19-Mar-08 2:24 PM View: | Invesco Ltd. (IVZ) | 13-Dec-07 | Payment of Exercise | 8,985 | $27.36 | $245,830.00 | (13%) 69.53K to 60.55K | 10% |
| 14-Feb-08 10:00 PM View: | Invesco Ltd. (IVZ) | 04-Dec-07 | Acquisition (other) | 46,495 | -- | -- | 40% 116.03K to 162.53K | |
| 14-Feb-08 10:00 PM View: | Invesco Ltd. (IVZ) | 04-Dec-07 | Disposition (other) | 92,991 | -- | -- | (57%) 162.53K to 69.53K |