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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Nov-23 6:52 PM View:  | Lumentum Holdings Inc. (LITE) | 17-Nov-23 | Grant | 5,416 | -- | -- | 30% 18.34K to 23.76K | |
| 16-Nov-22 7:55 PM View: | Lumentum Holdings Inc. (LITE) | 16-Nov-22 | Grant | 3,061 | -- | -- | 20% 15.28K to 18.34K | |
| 22-Nov-21 5:08 PM View: | Lumentum Holdings Inc. (LITE) | 19-Nov-21 | Grant | 2,618 | -- | -- | 21% 12.67K to 15.28K | |
| 20-Nov-20 8:10 PM View: | Lumentum Holdings Inc. (LITE) | 19-Nov-20 | Grant | 2,666 | -- | -- | 27% 10.0K to 12.67K | |
| 09-Nov-20 4:06 PM View: | Lumentum Holdings Inc. (LITE) | 09-Nov-20 | Market Sale | 4,064 | $90.75 | $368,808.00 | (29%) 14.06K to 10.0K | (8%) |
| 17-Aug-20 7:24 PM View: | Lumentum Holdings Inc. (LITE) | 17-Aug-20 | Market Sale | 10,000 | $91.60 | $915,987.00 | (42%) 24.06K to 14.06K | (7%) |
| 18-Nov-19 9:12 PM View: | Lumentum Holdings Inc. (LITE) | 14-Nov-19 | Grant | 4,064 | -- | -- | 20% 20.0K to 24.06K | |
| 15-Feb-19 6:23 PM View: | Lumentum Holdings Inc. (LITE) | 14-Feb-19 | Market Sale | 3,017 | $46.01 | $138,812.00 | (13%) 23.02K to 20.0K | (114%) |
| 09-Nov-18 8:07 PM View: | Lumentum Holdings Inc. (LITE) | 09-Nov-18 | Grant | 3,017 | -- | -- | 15% 20.0K to 23.02K | |
| 16-Aug-18 8:00 PM View: | Lumentum Holdings Inc. (LITE) | 15-Aug-18 | Option Exercise | 3,282 | -- | -- | 20% 16.72K to 20.0K | |
| 13-Feb-18 2:08 PM View: | Lumentum Holdings Inc. (LITE) | 09-Feb-18 | Market Sale | 7,564 | $56.58 | $428,003.00 | (31%) 24.28K to 16.72K | (74%) |
| 11-Dec-17 6:45 PM View: | Lumentum Holdings Inc. (LITE) | 08-Dec-17 | Option Exercise | 2,055 | -- | -- | 9% 22.23K to 24.28K | |
| 03-Nov-17 6:28 PM View: | Lumentum Holdings Inc. (LITE) | 02-Nov-17 | Grant | 2,992 | -- | -- | 16% 19.23K to 22.23K | |
| 17-Aug-17 9:12 PM View: | Lumentum Holdings Inc. (LITE) | 15-Aug-17 | Option Exercise | 3,282 | -- | -- | 21% 15.95K to 19.23K | |
| 18-May-17 5:36 PM View: | Harmonic Inc. (HLIT) | 17-May-17 | Option Exercise | 864 | $3.14 | $2,712.96 | 106% 0.81K to 1.68K | |
| 18-May-17 5:36 PM View: | Harmonic Inc. (HLIT) | 17-May-17 | Market Option Sale | 864 | $5.00 | $4,320.00 | (51%) 1.68K to 0.81K | (41%) |
| 18-May-17 5:36 PM View: | Harmonic Inc. (HLIT) | 17-May-17 | Market Sale | 815 | $5.00 | $4,075.00 | (100%) 0.81K to 0 | (41%) |
| 17-May-17 3:35 PM View: | Harmonic Inc. (HLIT) | 15-May-17 | Payment of Exercise | 490 | $5.20 | $2,548.00 | (38%) 1.3K to 0.81K | (36%) |
| 17-May-17 3:35 PM View: | Harmonic Inc. (HLIT) | 15-May-17 | Option Exercise | 1,305 | -- | -- | 100% 0 to 1.3K | |
| 15-May-17 11:42 AM View: | Harmonic Inc. (HLIT) | 11-May-17 | Option Exercise | 1,728 | $3.14 | $5,425.92 | 15% 11.44K to 13.17K | |
| 15-May-17 11:42 AM View: | Harmonic Inc. (HLIT) | 11-May-17 | Market Option Sale | 1,728 | $5.14 | $8,888.69 | (13%) 13.17K to 11.44K | (37%) |
| 15-May-17 11:42 AM View: | Harmonic Inc. (HLIT) | 11-May-17 | Market Sale | 11,444 | $5.14 | $58,867.00 | (100%) 11.44K to 0 | (37%) |
| 28-Apr-17 11:55 AM View: | Harmonic Inc. (HLIT) | 27-Apr-17 | Payment of Exercise | 6,889 | $5.70 | $39,267.30 | (38%) 18.33K to 11.44K | (24%) |
| 28-Apr-17 11:55 AM View: | Harmonic Inc. (HLIT) | 27-Apr-17 | Option Exercise | 18,333 | -- | -- | 100% 0 to 18.33K | |
| 03-Mar-17 6:39 PM View: | Harmonic Inc. (HLIT) | 03-Mar-17 | Market Sale | 21,709 | $5.70 | $123,703.00 | (100%) 21.71K to 0 | (24%) |
| 03-Mar-17 6:39 PM View: | Harmonic Inc. (HLIT) | 02-Mar-17 | Option Exercise | 10,369 | $3.14 | $32,558.70 | 8% 126.34K to 136.71K | |
| 03-Mar-17 6:39 PM View: | Harmonic Inc. (HLIT) | 02-Mar-17 | Market Option Sale | 30,058 | $5.72 | $171,994.00 | (22%) 136.71K to 106.65K | (24%) |
| 03-Mar-17 6:39 PM View: | Harmonic Inc. (HLIT) | 02-Mar-17 | Market Sale | 84,942 | $5.72 | $486,044.00 | (80%) 106.65K to 21.71K | (24%) |
| 03-Mar-17 6:39 PM View: | Harmonic Inc. (HLIT) | 01-Mar-17 | Payment of Exercise | 7,639 | $5.90 | $45,070.10 | (6%) 133.98K to 126.34K | (20%) |
| 03-Mar-17 6:39 PM View: | Harmonic Inc. (HLIT) | 01-Mar-17 | Option Exercise | 19,689 | -- | -- | 17% 114.29K to 133.98K | |
| 17-Feb-17 4:34 PM View: | Harmonic Inc. (HLIT) | 15-Feb-17 | Payment of Exercise | 2,278 | $5.70 | $12,984.60 | (< 1%) 233.14K to 230.86K | (24%) |
| 17-Feb-17 4:34 PM View: | Harmonic Inc. (HLIT) | 15-Feb-17 | Option Exercise | 5,222 | -- | -- | 2% 227.91K to 233.14K | |
| 13-Feb-17 6:13 PM View: | Lumentum Holdings Inc. (LITE) | 10-Feb-17 | Market Sale | 12,000 | $47.09 | $565,028.00 | (43%) 27.95K to 15.95K | (109%) |
| 16-Dec-16 7:33 PM View: | Lumentum Holdings Inc. (LITE) | 15-Dec-16 | Option Exercise | 9,869 | -- | -- | 55% 18.08K to 27.95K | |
| 09-Dec-16 6:35 PM View: | Lumentum Holdings Inc. (LITE) | 08-Dec-16 | Option Exercise | 2,055 | -- | -- | 13% 16.03K to 18.08K | |
| 17-Nov-16 8:14 PM View: | Harmonic Inc. (HLIT) | 15-Nov-16 | Payment of Exercise | 1,697 | $4.60 | $7,806.20 | (2%) 113.04K to 111.35K | (54%) |
| 17-Nov-16 8:14 PM View: | Harmonic Inc. (HLIT) | 15-Nov-16 | Option Exercise | 4,516 | -- | -- | 4% 108.53K to 113.04K | |
| 16-Nov-16 7:16 PM View: | Lumentum Holdings Inc. (LITE) | 14-Nov-16 | Option Exercise | 1,924 | -- | -- | 14% 14.11K to 16.03K | |
| 15-Nov-16 8:41 PM View: | Lumentum Holdings Inc. (LITE) | 11-Nov-16 | Grant | 4,264 | -- | -- | 43% 9.84K to 14.11K | |
| 27-Oct-16 6:32 PM View: | Harmonic Inc. (HLIT) | 27-Oct-16 | Payment of Exercise | 13,779 | $4.85 | $66,828.10 | (11%) 122.31K to 108.53K | (46%) |
| 27-Oct-16 6:32 PM View: | Harmonic Inc. (HLIT) | 27-Oct-16 | Option Exercise | 36,666 | -- | -- | 43% 85.64K to 122.31K | |
| 17-Aug-16 7:51 PM View: | Lumentum Holdings Inc. (LITE) | 15-Aug-16 | Option Exercise | 3,283 | -- | -- | 50% 6.56K to 9.84K | |
| 13-May-16 3:04 PM View: | Lumentum Holdings Inc. (LITE) | 11-May-16 | Market Sale | 7,376 | $23.70 | $174,822.00 | (53%) 13.93K to 6.56K | (307%) |
| 09-Dec-15 7:10 PM View: | Lumentum Holdings Inc. (LITE) | 08-Dec-15 | Option Exercise | 2,055 | -- | -- | 17% 11.88K to 13.93K | |
| 17-Nov-15 7:42 PM View: | Lumentum Holdings Inc. (LITE) | 15-Nov-15 | Option Exercise | 2,579 | -- | -- | 28% 9.3K to 11.88K | |
| 17-Nov-15 7:42 PM View: | Lumentum Holdings Inc. (LITE) | 14-Nov-15 | Option Exercise | 1,924 | -- | -- | 26% 7.38K to 9.3K | |
| 05-Nov-15 4:05 PM View: | Harmonic Inc. (HLIT) | 03-Nov-15 | Option Exercise | 10,923 | -- | -- | 15% 74.72K to 85.64K | |
| 18-Aug-15 7:12 PM View: | JDS Uniphase Corp. (VIAV) | 14-Aug-15 | Market Sale | 36,884 | $5.69 | $209,708.00 | (100%) 36.88K to 0 | (209%) |
| 08-May-15 3:49 PM View: | JDS Uniphase Corp. (VIAV) | 05-May-15 | Market Sale | 38,317 | $12.58 | $481,928.00 | (2674%) (-1.43K) to 36.88K | 146% |
| 18-Feb-15 4:04 PM View: | Harmonic Inc. (HLIT) | 15-Feb-15 | Option Exercise | 16,949 | -- | -- | 29% 57.77K to 74.72K |