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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-May-19 5:00 PM View:  | Trevi Therapeutics, Inc. (TRVI) | 09-May-19 | Conversion | 20,983 | -- | -- | 100% 0 to 20.98K | |
| 13-May-19 5:00 PM View: | Trevi Therapeutics, Inc. (TRVI) | 09-May-19 | Purchase | 5,000 | $10.00 | $50,000.00 | 24% 20.98K to 25.98K | |
| 11-Dec-17 3:19 PM View: | Tranzyme, Inc. (OCRX) | 11-Dec-17 | Disposition | 12,500 | $1.52 | $19,000.00 | (100%) 12.5K to 0 | |
| 22-Jun-17 4:40 PM View: | Tranzyme, Inc. (OCRX) | 20-Jun-17 | Grant | 12,500 | -- | -- | 100% 0 to 12.5K | |
| 01-Dec-16 4:05 PM View: | QLT Inc. (NVLNF) | 29-Nov-16 | Grant | 4,102 | -- | -- | 100% 0 to 4.1K | |
| 30-Nov-16 7:51 PM View: | Aegerion Pharmaceuticals, I... (AEGR) | 29-Nov-16 | Disposition | 4,000 | -- | -- | (100%) 4.0K to 0 | |
| 24-Jun-15 4:00 PM View: | Nabi Biopharmaceuticals (VXRT) | 22-Jun-15 | Market Purchase | 35,000 | $2.20 | $76,891.50 | 100% 0 to 35.0K | (69%) |
| 09-May-14 9:24 AM View: | Aegerion Pharmaceuticals, I... (AEGR) | 08-May-14 | Market Purchase | 4,000 | $33.78 | $135,110.00 | 100% 0 to 4.0K | (94%) |
| 21-May-12 4:31 PM View: | Integra Lifesciences Holdin... (IART) | 17-May-12 | Grant | 2,500 | -- | -- | 42% 5.98K to 8.48K | |
| 19-May-11 9:51 AM View: | Integra Lifesciences Holdin... (IART) | 17-May-11 | Grant | 2,500 | -- | -- | 72% 3.48K to 5.98K | |
| 14-Jan-11 11:33 AM View: | Integra Lifesciences Holdin... (IART) | 13-Jan-11 | Option Exercise | 7,500 | $33.32 | $249,900.00 | 601% 1.25K to 8.75K | |
| 14-Jan-11 11:33 AM View: | Integra Lifesciences Holdin... (IART) | 13-Jan-11 | Market Option Sale (Planned) | 5,270 | $47.49 | $250,277.00 | (60%) 8.75K to 3.48K | (7%) |
| 22-Sep-10 4:30 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 20-Sep-10 | Disposition (change in control) | 50,491 | -- | -- | (100%) 50.49K to 0 | |
| 05-Jan-10 4:33 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 04-Jan-10 | Grant | 6,000 | -- | -- | 14% 44.41K to 50.41K | |
| 10-Nov-08 10:00 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 06-Nov-08 | Market Sale | 6,900 | $1.01 | $6,969.00 | (13%) 51.31K to 44.41K | (278%) |
| 17-Mar-08 4:34 PM View: | Barrier Therapeutics Inc. (BTRX) | 14-Mar-08 | Grant | 10,000 | $3.35 | $33,500.00 | 7% 138.85K to 148.85K | (30%) |
| 04-Jan-08 3:29 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Jan-08 | Grant | 6,000 | -- | -- | 13% 45.31K to 51.31K | |
| 04-Apr-07 5:04 PM View: | Barrier Therapeutics Inc. (BTRX) | 03-Apr-07 | Grant | 6,667 | $6.87 | $45,802.30 | 5% 133.63K to 140.3K | (65%) |
| 24-Apr-07 4:04 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 19-Feb-07 | Grant | 12,000 | -- | -- | 36% 33.31K to 45.31K | |
| 08-Dec-06 8:02 PM View: | Barrier Therapeutics Inc. (BTRX) | 06-Dec-06 | Grant | 15,833 | $7.43 | $117,639.00 | 14% 113.91K to 129.74K | (68%) |
| 13-Nov-06 11:29 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 08-Nov-06 | Grant | 90 | -- | -- | < 1% 33.22K to 33.31K | |
| 04-Oct-06 10:50 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Oct-06 | Grant | 273 | -- | -- | < 1% 32.95K to 33.22K | |
| 08-Sep-06 3:58 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 07-Sep-06 | Grant | 89 | -- | -- | < 1% 32.86K to 32.95K | |
| 06-Jul-06 3:28 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Jul-06 | Grant | 208 | -- | -- | < 1% 32.65K to 32.86K | |
| 08-Jun-06 2:06 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 07-Jun-06 | Grant | 81 | -- | -- | < 1% 32.57K to 32.65K | |
| 12-Apr-06 10:01 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 11-Apr-06 | Grant | 74 | -- | -- | < 1% 32.5K to 32.57K | |
| 05-Apr-06 10:13 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Apr-06 | Grant | 208 | -- | -- | < 1% 32.29K to 32.5K | |
| 02-Mar-06 1:27 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 28-Feb-06 | Grant | 66 | -- | -- | < 1% 32.22K to 32.29K | |
| 04-Jan-06 3:28 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Jan-06 | Grant | 6,232 | -- | -- | 24% 25.99K to 32.22K | |
| 21-Dec-05 10:11 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 19-Dec-05 | Grant | 79 | -- | -- | < 1% 25.99K to 26.07K | |
| 04-Nov-05 10:53 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Nov-05 | Grant | 93 | -- | -- | < 1% 25.9K to 25.99K | |
| 05-Oct-05 11:13 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Oct-05 | Grant | 259 | -- | -- | 1% 25.64K to 25.9K | |
| 09-Sep-05 10:25 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 07-Sep-05 | Grant | 93 | -- | -- | < 1% 25.55K to 25.64K | |
| 06-Jul-05 2:12 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 01-Jul-05 | Grant | 389 | -- | -- | 2% 25.16K to 25.55K | |
| 10-Jun-05 3:55 PM View: | Integra Lifesciences Holdin... (IART) | 08-Jun-05 | Grant | 1,248 | -- | -- | 100% 0 to 1.25K | |
| 03-Jun-05 10:16 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 01-Jun-05 | Grant | 122 | -- | -- | < 1% 25.04K to 25.16K | |
| 15-Apr-05 10:28 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 13-Apr-05 | Grant | 115 | -- | -- | < 1% 24.92K to 25.04K | |
| 04-Apr-05 10:35 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 01-Apr-05 | Grant | 360 | -- | -- | 1% 24.56K to 24.92K | |
| 09-Mar-05 10:22 AM View: | Barrier Therapeutics Inc. (BTRX) | 08-Mar-05 | Market Purchase | 2,000 | $14.47 | $28,930.00 | 2% 109.33K to 111.33K | (83%) |
| 18-Feb-05 2:18 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 16-Feb-05 | Grant | 145 | -- | -- | < 1% 24.41K to 24.56K | |
| 05-Jan-05 11:36 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Jan-05 | Grant | 6,378 | -- | -- | 35% 18.04K to 24.41K | |
| 04-Nov-04 2:55 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Nov-04 | Grant | 135 | -- | -- | < 1% 17.9K to 18.04K | |
| 05-Oct-04 10:00 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 01-Oct-04 | Grant | 402 | -- | -- | 2% 17.5K to 17.9K | |
| 18-Aug-04 3:43 PM View: | Barrier Therapeutics Inc. (BTRX) | 17-Aug-04 | Market Purchase | 1,000 | $10.18 | $10,180.00 | < 1% 106.83K to 107.83K | (76%) |
| 30-Jan-04 10:00 PM View: | I Stat Corporation /de/ (STAT) | 28-Jan-04 | Option Exercise | 25,099 | $7.54 | $189,278.00 | 130% 19.26K to 44.36K | |
| 30-Jan-04 10:00 PM View: | I Stat Corporation /de/ (STAT) | 28-Jan-04 | Disposition (change in control) | 44,363 | $15.35 | $680,972.00 | (100%) 44.36K to 0 |