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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-May-19 5:01 PM View:  | Trevi Therapeutics, Inc. (TRVI) | 09-May-19 | Conversion | 18,348 | -- | -- | 10% 176.61K to 194.95K | |
| 13-May-19 5:01 PM View: | Trevi Therapeutics, Inc. (TRVI) | 09-May-19 | Purchase | 11,250 | $10.00 | $112,500.00 | 6% 194.95K to 206.2K | |
| 15-Aug-18 4:28 PM View: | Columbia Laboratories Inc. (JNP) | 14-Aug-18 | Disposition | 15,000 | $11.50 | $172,500.00 | (100%) 15.0K to 0 | 0% |
| 11-Sep-17 4:27 PM View: | Columbia Laboratories Inc. (JNP) | 07-Sep-17 | Grant | 15,000 | -- | -- | 100% 0 to 15.0K | |
| 22-Sep-10 4:09 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 20-Sep-10 | Disposition (change in control) | 60,994 | -- | -- | (100%) 60.99K to 0 | |
| 28-Apr-10 3:51 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 28-Apr-10 | Option Exercise | 25,000 | $1.56 | $39,000.00 | 69% 35.99K to 60.99K | |
| 12-Nov-09 3:46 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 11-Nov-09 | Market Purchase | 7,500 | $2.14 | $16,050.00 | 30% 24.88K to 32.38K | 59% |
| 06-Dec-05 4:36 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Dec-05 | Option Exercise | 17,758 | $5.41 | $96,070.80 | 226% 7.87K to 25.63K | |
| 06-Dec-05 4:36 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Dec-05 | Market Option Sale | 17,758 | $18.02 | $319,964.00 | (69%) 25.63K to 7.87K | 79% |
| 06-Dec-05 4:36 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Dec-05 | Market Sale | 2,000 | $18.02 | $36,036.00 | (25%) 7.87K to 5.87K | 79% |
| 05-Oct-05 2:38 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Oct-05 | Option Exercise | 500 | $5.41 | $2,705.00 | 6% 7.87K to 8.37K | |
| 05-Oct-05 2:38 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 03-Oct-05 | Market Option Sale | 500 | $18.00 | $9,000.00 | (6%) 8.37K to 7.87K | 79% |
| 08-Sep-05 10:48 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 07-Sep-05 | Option Exercise | 13,180 | $7.57 | $99,772.60 | 168% 7.87K to 21.05K | |
| 08-Sep-05 10:48 AM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 07-Sep-05 | Market Option Sale | 13,180 | $15.98 | $210,586.00 | (63%) 21.05K to 7.87K | 76% |
| 24-Aug-05 3:27 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 22-Aug-05 | Option Exercise | 6,226 | $7.57 | $47,130.80 | 79% 7.87K to 14.09K | |
| 24-Aug-05 3:27 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 22-Aug-05 | Market Option Sale | 6,226 | $12.76 | $79,442.50 | (44%) 14.09K to 7.87K | 70% |
| 24-Mar-05 4:04 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 24-Mar-05 | Option Exercise | 2,000 | $5.41 | $10,820.00 | 34% 5.87K to 7.87K | |
| 23-Feb-04 10:00 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 23-Feb-04 | Option Exercise | 2,000 | $5.41 | $10,820.00 | 62% 3.24K to 5.24K | |
| 04-Dec-03 10:00 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 02-Dec-03 | Option Exercise | 2,000 | $5.41 | $10,820.00 | 211% 0.95K to 2.95K | |
| 15-Sep-03 10:00 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 11-Sep-03 | Option Exercise | 12,938 | $6.22 | $80,474.40 | 100% 0 to 12.94K | |
| 15-Sep-03 10:00 PM View: | Penwest Pharmaceuticals Co. (PPCO.PK) | 11-Sep-03 | Market Option Sale | 12,938 | $20.93 | $270,856.00 | (100%) 12.94K to 0 | 82% |