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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Jan-24 4:06 PM View:  | Energous Corp (WATT) | 02-Jan-24 | Grant | 1,250 | -- | -- | 42% 2.99K to 4.24K | |
| 14-Jun-23 4:34 PM View: | Immersion Corp. (IMMR) | 12-Jun-23 | Grant | 50,000 | -- | -- | 100% 0 to 50.0K | |
| 05-Jan-23 4:43 PM View: | Energous Corp (WATT) | 03-Jan-23 | Grant | 9,726 | -- | -- | 19% 50.0K to 59.73K | |
| 07-Oct-22 2:55 PM View: | Quantum Corp. (QMCO) | 05-Oct-22 | Sale | 11,346 | $1.26 | $14,341.30 | (1%) 881.72K to 870.37K | |
| 12-Sep-22 8:35 PM View: | Quantum Corp. (QMCO) | 09-Sep-22 | Market Sale | 34,821 | $1.57 | $54,655.00 | (4%) 916.54K to 881.72K | (3%) |
| 16-Aug-22 6:57 PM View: | Energous Corp (WATT) | 12-Aug-22 | Grant | 50,000 | -- | -- | 100% 0 to 50.0K | |
| 12-Jul-22 11:15 AM View: | Quantum Corp. (QMCO) | 08-Jul-22 | Market Sale | 32,817 | $1.46 | $47,912.80 | (3%) 949.36K to 916.54K | (11%) |
| 06-Jul-22 6:02 PM View: | Quantum Corp. (QMCO) | 01-Jul-22 | Grant | 125,000 | -- | -- | 15% 824.36K to 949.36K | |
| 26-Apr-22 7:57 PM View: | Quantum Corp. (QMCO) | 22-Apr-22 | Exercise (in-the money or at-the-money) | 10,000 | $2.25 | $22,500.00 | 1% 814.36K to 824.36K | |
| 10-Jan-22 6:12 PM View: | Quantum Corp. (QMCO) | 07-Jan-22 | Private Sale | 18,616 | $5.37 | $99,887.90 | (2%) 829.07K to 810.45K | |
| 05-Oct-21 4:50 PM View: | Quantum Corp. (QMCO) | 01-Oct-21 | Grant | 87,500 | -- | -- | 12% 741.57K to 829.07K | |
| 13-Sep-21 10:00 PM View: | Quantum Corp. (QMCO) | 10-Sep-21 | Private Sale | 39,394 | $5.47 | $215,347.00 | (5%) 780.96K to 741.57K | |
| 08-Jul-21 3:24 PM View: | Quantum Corp. (QMCO) | 07-Jul-21 | Private Sale | 35,289 | $6.81 | $240,438.00 | (4%) 815.32K to 780.03K | |
| 14-Jun-21 12:40 PM View: | Quantum Corp. (QMCO) | 11-Jun-21 | Private Sale | 18,830 | $7.25 | $136,553.00 | (2%) 834.15K to 815.32K | |
| 07-Jun-21 2:55 PM View: | Quantum Corp. (QMCO) | 04-Jun-21 | Private Sale | 19,719 | $7.15 | $141,082.00 | (2%) 853.87K to 834.15K | |
| 19-May-21 8:55 AM View: | Quantum Corp. (QMCO) | 11-May-21 | Grant | 75,000 | -- | -- | 11% 661.37K to 736.37K | |
| 19-May-21 8:55 AM View: | Quantum Corp. (QMCO) | 11-May-21 | Option Exercise | 117,500 | -- | -- | 16% 736.37K to 853.87K | |
| 15-Mar-21 5:11 PM View: | Quantum Corp. (QMCO) | 11-Mar-21 | Option Exercise | 117,500 | -- | -- | 22% 543.87K to 661.37K | |
| 30-Dec-20 7:49 PM View: | Quantum Corp. (QMCO) | 30-Dec-20 | Private Sale | 33,999 | $5.63 | $191,503.00 | (6%) 573.15K to 539.15K | |
| 02-Sep-20 1:54 PM View: | Quantum Corp. (QMCO) | 31-Aug-20 | Private Sale | 13,132 | $5.58 | $73,255.50 | (2%) 586.29K to 573.15K | |
| 26-Aug-20 4:22 PM View: | Quantum Corp. (QMCO) | 24-Aug-20 | Private Sale | 12,266 | $5.38 | $66,018.10 | (2%) 598.55K to 586.29K | |
| 02-Jul-20 4:31 PM View: | Quantum Corp. (QMCO) | 01-Jul-20 | Grant | 150,000 | -- | -- | 34% 444.58K to 594.58K | |
| 28-May-20 6:07 PM View: | A10 Networks, Inc. (ATEN) | 27-May-20 | Grant | 5,466 | -- | -- | 17% 31.78K to 37.24K | |
| 19-Mar-20 4:37 PM View: | Quantum Corp. (QMCO) | 17-Mar-20 | Option Exercise | 121,666 | -- | -- | 38% 322.91K to 444.58K | |
| 06-Feb-20 5:40 PM View: | A10 Networks, Inc. (ATEN) | 04-Feb-20 | Grant | 31,779 | -- | -- | 100% 0 to 31.78K | |
| 15-Nov-19 4:09 PM View: | Quantum Corp. (QMCO) | 13-Nov-19 | Option Exercise | 41,667 | -- | -- | 15% 281.24K to 322.91K | |
| 04-Oct-19 4:33 PM View: | Quantum Corp. (QMCO) | 02-Oct-19 | Option Exercise | 41,667 | -- | -- | 17% 239.58K to 281.24K | |
| 27-Aug-19 4:11 PM View: | Quantum Corp. (QMCO) | 23-Aug-19 | Grant | 139,577 | -- | -- | 140% 100.0K to 239.58K | |
| 13-Aug-19 6:03 AM View: | Quantum Corp. (QMCO) | 09-Aug-19 | Purchase | 100,000 | $5.09 | $509,025.00 | 100% 0 to 100.0K | |
| 21-Aug-17 9:38 AM View: | Sigma Designs Inc. (SIGM) | 17-Aug-17 | Grant | 16,260 | -- | -- | 20% 82.58K to 98.84K | |
| 22-Aug-16 7:53 PM View: | Sigma Designs Inc. (SIGM) | 18-Aug-16 | Grant | 14,534 | -- | -- | 21% 68.05K to 82.58K | |
| 11-May-16 9:05 PM View: | Mattson Technology Inc. (MTSN) | 11-May-16 | Disposition | 158,387 | $3.80 | $601,871.00 | (100%) 158.39K to 0 | |
| 23-Feb-16 5:37 PM View: | Mattson Technology Inc. (MTSN) | 20-Feb-16 | Payment of Exercise | 2,406 | -- | -- | (2%) 97.98K to 95.57K | |
| 23-Feb-16 5:37 PM View: | Mattson Technology Inc. (MTSN) | 20-Feb-16 | Option Exercise | 6,562 | -- | -- | 7% 91.42K to 97.98K | |
| 23-Nov-15 7:33 PM View: | Mattson Technology Inc. (MTSN) | 20-Nov-15 | Payment of Exercise | 2,466 | -- | -- | (3%) 93.88K to 91.42K | |
| 23-Nov-15 7:33 PM View: | Mattson Technology Inc. (MTSN) | 20-Nov-15 | Option Exercise | 6,563 | -- | -- | 8% 87.32K to 93.88K | |
| 24-Aug-15 5:47 PM View: | Mattson Technology Inc. (MTSN) | 20-Aug-15 | Payment of Exercise | 2,465 | -- | -- | (3%) 89.79K to 87.32K | |
| 24-Aug-15 5:47 PM View: | Mattson Technology Inc. (MTSN) | 20-Aug-15 | Option Exercise | 6,562 | -- | -- | 8% 83.22K to 89.79K | |
| 24-Aug-15 5:01 PM View: | Sigma Designs Inc. (SIGM) | 20-Aug-15 | Grant | 7,911 | -- | -- | 13% 60.14K to 68.05K | |
| 21-May-15 4:23 PM View: | Mattson Technology Inc. (MTSN) | 20-May-15 | Payment of Exercise | 2,466 | -- | -- | (3%) 85.69K to 83.22K | |
| 21-May-15 4:23 PM View: | Mattson Technology Inc. (MTSN) | 20-May-15 | Option Exercise | 6,563 | -- | -- | 8% 79.13K to 85.69K | |
| 23-Feb-15 8:28 PM View: | Mattson Technology Inc. (MTSN) | 20-Feb-15 | Payment of Exercise | 2,900 | -- | -- | (4%) 82.03K to 79.13K | |
| 23-Feb-15 8:28 PM View: | Mattson Technology Inc. (MTSN) | 20-Feb-15 | Option Exercise | 6,562 | -- | -- | 9% 75.47K to 82.03K | |
| 21-Nov-14 5:29 PM View: | Mattson Technology Inc. (MTSN) | 20-Nov-14 | Payment of Exercise | 1,366 | $2.67 | $3,647.22 | (2%) 76.83K to 75.47K | (74%) |
| 21-Nov-14 5:29 PM View: | Mattson Technology Inc. (MTSN) | 20-Nov-14 | Option Exercise | 3,125 | -- | -- | 4% 73.71K to 76.83K | |
| 22-Aug-14 2:43 PM View: | Mattson Technology Inc. (MTSN) | 20-Aug-14 | Payment of Exercise | 1,398 | $2.22 | $3,103.56 | (2%) 75.1K to 73.71K | (109%) |
| 22-Aug-14 2:43 PM View: | Mattson Technology Inc. (MTSN) | 20-Aug-14 | Option Exercise | 3,125 | -- | -- | 4% 71.98K to 75.1K | |
| 01-Aug-14 8:51 PM View: | Sigma Designs Inc. (SIGM) | 30-Jul-14 | Grant | 17,281 | -- | -- | 40% 42.86K to 60.14K | |
| 21-May-14 5:13 PM View: | Mattson Technology Inc. (MTSN) | 20-May-14 | Payment of Exercise | 1,146 | $2.06 | $2,360.76 | (2%) 73.13K to 71.98K | (125%) |
| 21-May-14 5:13 PM View: | Mattson Technology Inc. (MTSN) | 20-May-14 | Option Exercise | 3,125 | -- | -- | 4% 70.0K to 73.13K |