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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Apr-21 6:14 PM View:  | Theravance Biopharma, Inc. (TBPH) | 27-Apr-21 | Grant | 9,828 | -- | -- | 4% 239.25K to 249.08K | |
| 06-May-20 7:34 PM View: | Lyra Therapeutics, Inc. (LYRA) | 05-May-20 | Conversion | 6,404 | -- | -- | 13% 48.66K to 55.06K | |
| 01-May-20 6:35 PM View: | Lyra Therapeutics, Inc. (LYRA) | 01-May-20 | Grant | 19,661 | $16.00 | $314,576.00 | 68% 29.0K to 48.66K | |
| 30-Apr-20 9:14 PM View: | Theravance Biopharma, Inc. (TBPH) | 28-Apr-20 | Grant | 6,635 | -- | -- | 3% 232.61K to 239.25K | |
| 02-May-19 6:34 PM View: | Theravance Biopharma, Inc. (TBPH) | 30-Apr-19 | Grant | 8,385 | -- | -- | 4% 224.23K to 232.61K | |
| 02-May-19 6:34 PM View: | Theravance Biopharma, Inc. (TBPH) | 02-Jan-19 | Gift | 21,012 | -- | -- | (9%) 245.24K to 224.23K | |
| 03-May-18 6:20 PM View: | Theravance Biopharma, Inc. (TBPH) | 01-May-18 | Grant | 8,186 | -- | -- | 3% 237.05K to 245.24K | |
| 14-Aug-17 8:00 PM View: | Theravance Biopharma, Inc. (TBPH) | 11-Aug-17 | Purchase | 4,000 | $24.69 | $98,764.00 | 2% 233.05K to 237.05K | |
| 18-May-17 6:05 PM View: | Theravance Biopharma, Inc. (TBPH) | 17-May-17 | Grant | 6,000 | -- | -- | 3% 227.05K to 233.05K | |
| 05-May-16 7:14 PM View: | Theravance Biopharma, Inc. (TBPH) | 03-May-16 | Grant | 6,000 | -- | -- | 3% 221.05K to 227.05K | |
| 24-Apr-15 6:59 PM View: | Theravance Biopharma, Inc. (TBPH) | 22-Apr-15 | Grant | 6,000 | -- | -- | 3% 215.05K to 221.05K | |
| 27-May-14 7:15 PM View: | Theravance Inc. (INVA) | 22-May-14 | Grant | 6,000 | -- | -- | < 1% 770.7K to 776.7K | |
| 10-Mar-14 7:05 PM View: | Theravance Inc. (INVA) | 06-Mar-14 | Option Exercise | 25,806 | $9.69 | $249,996.00 | 3% 744.89K to 770.7K | |
| 26-Apr-13 7:03 PM View: | Theravance Inc. (INVA) | 24-Apr-13 | Grant | 6,000 | -- | -- | < 1% 738.89K to 744.89K | |
| 17-May-12 7:07 PM View: | Theravance Inc. (INVA) | 15-May-12 | Grant | 6,000 | -- | -- | < 1% 732.89K to 738.89K | |
| 28-Apr-11 7:17 PM View: | Theravance Inc. (INVA) | 27-Apr-11 | Grant | 6,000 | -- | -- | < 1% 726.89K to 732.89K | |
| 27-Dec-10 5:38 PM View: | Theravance Inc. (INVA) | 22-Dec-10 | Acquisition (other) | 1,152 | -- | -- | < 1% 725.74K to 726.89K | |
| 28-Apr-10 7:04 PM View: | Theravance Inc. (INVA) | 27-Apr-10 | Grant | 6,000 | -- | -- | < 1% 719.74K to 725.74K | |
| 24-Apr-09 7:12 PM View: | Theravance Inc. (INVA) | 24-Apr-09 | Grant | 6,000 | -- | -- | < 1% 713.74K to 719.74K | |
| 03-Apr-09 6:29 PM View: | Rohm & Haas Co. (ROH) | 01-Apr-09 | Disposition | 11,916 | $78.97 | $941,044.00 | (100%) 11.92K to 0 | < 1% |
| 04-Mar-09 6:24 PM View: | Rohm & Haas Co. (ROH) | 02-Mar-09 | Grant | 93 | $52.17 | $4,847.66 | < 1% 11.82K to 11.92K | 1% |
| 03-Dec-08 1:51 PM View: | Rohm & Haas Co. (ROH) | 01-Dec-08 | Grant | 68 | $71.28 | $4,819.93 | < 1% 11.76K to 11.82K | (26%) |
| 02-Sep-08 3:29 PM View: | Rohm & Haas Co. (ROH) | 02-Sep-08 | Grant | 64 | $75.14 | $4,793.79 | < 1% 11.69K to 11.76K | (42%) |
| 03-Jun-08 2:57 PM View: | Rohm & Haas Co. (ROH) | 02-Jun-08 | Grant | 87 | $54.40 | $4,757.92 | < 1% 11.6K to 11.69K | (19%) |
| 03-Jun-08 2:58 PM View: | Rohm & Haas Co. (ROH) | 02-Jun-08 | Grant Duplicate | 87 | $54.40 | $4,757.92 | < 1% 11.6K to 11.69K | (19%) |
| 09-May-08 3:10 PM View: | Rohm & Haas Co. (ROH) | 07-May-08 | Grant | 1,821 | $54.92 | $100,000.00 | 19% 9.78K to 11.61K | (19%) |
| 24-Apr-08 7:44 PM View: | Theravance Inc. (INVA) | 22-Apr-08 | Grant | 6,000 | -- | -- | < 1% 707.74K to 713.74K | |
| 04-Mar-08 4:27 PM View: | Rohm & Haas Co. (ROH) | 03-Mar-08 | Grant | 67 | $53.99 | $3,595.44 | < 1% 9.72K to 9.78K | (18%) |
| 10-Jan-08 1:12 PM View: | Rohm & Haas Co. (ROH) | 09-Jan-08 | Grant | 992 | $50.38 | $50,000.00 | 11% 8.72K to 9.72K | (11%) |
| 04-Dec-07 10:01 AM View: | Rohm & Haas Co. (ROH) | 03-Dec-07 | Grant | 59 | $54.19 | $3,206.34 | < 1% 8.66K to 8.72K | (17%) |
| 06-Sep-07 8:21 AM View: | Rohm & Haas Co. (ROH) | 04-Sep-07 | Grant | 56 | $56.68 | $3,185.55 | < 1% 8.61K to 8.67K | (20%) |
| 05-Jun-07 12:05 PM View: | Rohm & Haas Co. (ROH) | 01-Jun-07 | Grant | 59 | $53.72 | $3,163.77 | < 1% 8.55K to 8.61K | (16%) |
| 22-May-07 6:59 PM View: | Theravance Inc. (INVA) | 21-May-07 | Disposition | 51,612 | $0.77 | $39,999.30 | (7%) 759.35K to 707.74K | |
| 08-May-07 2:45 PM View: | Rohm & Haas Co. (ROH) | 07-May-07 | Grant | 1,899 | $52.67 | $100,000.00 | 29% 6.65K to 8.55K | (13%) |
| 05-Mar-07 10:41 AM View: | Rohm & Haas Co. (ROH) | 01-Mar-07 | Grant | 41 | $52.90 | $2,181.58 | < 1% 6.61K to 6.65K | (14%) |
| 09-Jan-07 5:06 PM View: | Rohm & Haas Co. (ROH) | 08-Jan-07 | Grant | 984 | $50.80 | $50,000.00 | 17% 5.63K to 6.61K | (9%) |
| 05-Dec-06 1:01 PM View: | Rohm & Haas Co. (ROH) | 01-Dec-06 | Grant | 35 | $52.10 | $1,845.09 | < 1% 5.59K to 5.63K | (12%) |
| 05-Sep-06 2:11 PM View: | Rohm & Haas Co. (ROH) | 01-Sep-06 | Grant | 41 | $44.41 | $1,831.48 | < 1% 5.55K to 5.59K | 4% |
| 05-Jun-06 9:54 AM View: | Rohm & Haas Co. (ROH) | 01-Jun-06 | Grant | 36 | $50.44 | $1,819.58 | < 1% 5.51K to 5.55K | (8%) |
| 03-Mar-06 2:20 PM View: | Rohm & Haas Co. (ROH) | 01-Mar-06 | Grant | 32 | $50.37 | $1,589.87 | < 1% 5.48K to 5.51K | (7%) |
| 11-Jan-06 12:24 PM View: | Rohm & Haas Co. (ROH) | 09-Jan-06 | Grant | 3,069 | $48.88 | $150,000.00 | 127% 2.41K to 5.48K | (3%) |
| 02-Dec-05 4:32 PM View: | Rohm & Haas Co. (ROH) | 01-Dec-05 | Grant | 15 | $45.62 | $695.42 | < 1% 2.4K to 2.41K | 3% |
| 02-Sep-05 11:38 AM View: | Rohm & Haas Co. (ROH) | 01-Sep-05 | Grant | 16 | $43.08 | $690.77 | < 1% 2.38K to 2.4K | 10% |
| 22-May-07 10:00 PM View: | Theravance Inc. (INVA) | 20-Jul-05 | Gift | 23,230 | -- | -- | (3%) 782.58K to 759.35K | |
| 03-Jun-05 12:42 PM View: | Rohm & Haas Co. (ROH) | 01-Jun-05 | Grant | 15 | $46.75 | $686.51 | < 1% 2.37K to 2.38K | 2% |
| 03-Mar-05 4:21 PM View: | Rohm & Haas Co. (ROH) | 01-Mar-05 | Grant | 1,185 | $48.60 | $57,587.20 | 100% 1.18K to 2.37K | (< 1%) |
| 09-Feb-05 5:21 PM View: | Rohm & Haas Co. (ROH) | 07-Feb-05 | Grant | 1,182 | $48.46 | $57,291.70 | (479691%) 0 to 1.18K | (< 1%) |