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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Nov-23 7:53 PM View:  | Newmont Mining Corp. (NEM) | 06-Nov-23 | Grant | 51 | -- | -- | < 1% 10.59K to 10.64K | |
| 25-Sep-23 6:36 PM View: | Dominion Resources Inc. (D) | 20-Jun-23 | Private Purchase | 54 | $53.70 | $2,899.80 | < 1% 35.45K to 35.51K | |
| 11-May-23 7:57 PM View: | Dominion Resources Inc. (D) | 10-May-23 | Grant | 2,965 | $56.50 | $167,522.00 | 10% 29.13K to 32.09K | |
| 11-May-23 7:57 PM View: | Dominion Resources Inc. (D) | 10-May-23 | Grant | 2,434 | $56.50 | $137,521.00 | 8% 32.09K to 34.53K | |
| 02-May-23 10:00 PM View: | Newmont Mining Corp. (NEM) | 28-Apr-23 | Grant | 3,797 | -- | -- | 56% 6.79K to 10.59K | |
| 27-Feb-23 12:09 PM View: | Raymond James Financial Inc. (RJF) | 23-Feb-23 | Option Exercise | 1,683 | -- | -- | 4% 44.54K to 46.22K | |
| 25-Sep-23 6:36 PM View: | Dominion Resources Inc. (D) | 16-Aug-22 | Market Purchase | 42 | $85.56 | $3,593.52 | < 1% 35.14K to 35.18K | (7%) |
| 12-May-22 4:55 PM View: | Dominion Resources Inc. (D) | 11-May-22 | Grant | 2,044 | $81.96 | $167,526.00 | 8% 24.49K to 26.54K | (3%) |
| 12-May-22 4:55 PM View: | Dominion Resources Inc. (D) | 11-May-22 | Grant | 1,434 | $81.96 | $117,531.00 | 5% 26.54K to 27.97K | (3%) |
| 26-Apr-22 5:39 PM View: | Newmont Mining Corp. (NEM) | 22-Apr-22 | Grant | 2,415 | -- | -- | 55% 4.37K to 6.79K | |
| 28-Feb-22 8:42 AM View: | Raymond James Financial Inc. (RJF) | 24-Feb-22 | Option Exercise | 1,925 | -- | -- | 5% 42.61K to 44.54K | |
| 25-Sep-23 6:36 PM View: | Dominion Resources Inc. (D) | 19-Jan-22 | Market Purchase | 43 | $79.49 | $3,418.07 | < 1% 35.1K to 35.14K | < 1% |
| 29-Nov-21 11:05 AM View: | Dominion Resources Inc. (D) | 24-Nov-21 | Market Purchase | 1,500 | $74.42 | $111,630.00 | 7% 22.6K to 24.1K | (1%) |
| 25-Sep-23 6:36 PM View: | Dominion Resources Inc. (D) | 11-Aug-21 | Market Purchase | 67 | $76.84 | $5,148.28 | < 1% 35.03K to 35.1K | 6% |
| 06-May-21 4:32 PM View: | Dominion Resources Inc. (D) | 05-May-21 | Grant | 2,109 | $79.41 | $167,476.00 | 11% 18.76K to 20.87K | (2%) |
| 06-May-21 4:32 PM View: | Dominion Resources Inc. (D) | 05-May-21 | Grant | 1,354 | $79.41 | $107,521.00 | 6% 20.87K to 22.22K | (2%) |
| 30-Apr-21 5:40 PM View: | Newmont Mining Corp. (NEM) | 29-Apr-21 | Grant | 2,888 | -- | -- | 194% 1.49K to 4.37K | |
| 22-Feb-21 8:57 AM View: | Raymond James Financial Inc. (RJF) | 18-Feb-21 | Option Exercise | 1,481 | -- | -- | 5% 26.93K to 28.41K | |
| 14-Sep-20 4:44 PM View: | Newmont Mining Corp. (NEM) | 11-Sep-20 | Grant | 1,485 | -- | -- | 100% 0 to 1.49K | |
| 08-May-20 4:18 PM View: | Dominion Resources Inc. (D) | 06-May-20 | Grant | 2,149 | $77.94 | $167,493.00 | 15% 14.49K to 16.64K | (2%) |
| 08-May-20 4:18 PM View: | Dominion Resources Inc. (D) | 06-May-20 | Grant | 1,379 | $77.94 | $107,479.00 | 8% 16.64K to 18.02K | (2%) |
| 24-Feb-20 4:08 PM View: | Raymond James Financial Inc. (RJF) | 20-Feb-20 | Option Exercise | 1,789 | -- | -- | 7% 25.14K to 26.93K | |
| 12-Feb-20 1:32 PM View: | American Water Works Compan... (AWK) | 11-Feb-20 | Grant | 7,758 | -- | -- | 6% 135.46K to 143.22K | |
| 04-Feb-20 2:14 PM View: | American Water Works Compan... (AWK) | 31-Jan-20 | Payment of Exercise | 1,523 | $136.20 | $207,433.00 | (1%) 136.99K to 135.46K | |
| 24-Jan-20 2:27 PM View: | American Water Works Compan... (AWK) | 22-Jan-20 | Grant | 34,431 | -- | -- | 29% 118.32K to 152.75K | |
| 24-Jan-20 2:27 PM View: | American Water Works Compan... (AWK) | 22-Jan-20 | Payment of Exercise | 15,768 | $134.05 | $2,113,700.00 | (10%) 152.75K to 136.99K | |
| 03-Jan-20 5:01 PM View: | American Water Works Compan... (AWK) | 01-Jan-20 | Payment of Exercise | 2,054 | $122.85 | $252,334.00 | (2%) 120.38K to 118.32K | 5% |
| 29-May-19 5:20 PM View: | American Water Works Compan... (AWK) | 28-May-19 | Option Exercise | 28,457 | $41.27 | $1,174,420.00 | 24% 119.15K to 147.6K | |
| 29-May-19 5:20 PM View: | American Water Works Compan... (AWK) | 28-May-19 | Market Option Sale | 28,457 | $113.84 | $3,239,540.00 | (19%) 147.6K to 119.15K | |
| 09-May-19 6:16 PM View: | Dominion Resources Inc. (D) | 07-May-19 | Grant | 2,086 | $75.49 | $157,472.00 | 20% 10.3K to 12.38K | (2%) |
| 09-May-19 6:16 PM View: | Dominion Resources Inc. (D) | 07-May-19 | Grant | 1,424 | $75.49 | $107,498.00 | 11% 12.38K to 13.81K | (2%) |
| 04-Mar-19 10:04 AM View: | Raymond James Financial Inc. (RJF) | 28-Feb-19 | Option Exercise | 1,644 | -- | -- | 7% 23.5K to 25.14K | |
| 25-Feb-19 7:04 AM View: | Raymond James Financial Inc. (RJF) | 21-Feb-19 | Option Exercise | 400 | -- | -- | 2% 23.09K to 23.5K | |
| 19-Feb-19 4:48 PM View: | American Water Works Compan... (AWK) | 14-Feb-19 | Grant | 10,257 | -- | -- | 9% 108.45K to 118.71K | |
| 25-Sep-23 6:36 PM View: | Dominion Resources Inc. (D) | 29-Jan-19 | Market Purchase | 48 | $68.54 | $3,289.92 | < 1% 34.98K to 35.03K | 16% |
| 24-Jan-19 6:50 PM View: | American Water Works Compan... (AWK) | 23-Jan-19 | Grant | 21,851 | -- | -- | 23% 96.39K to 118.24K | |
| 24-Jan-19 6:50 PM View: | American Water Works Compan... (AWK) | 23-Jan-19 | Payment of Exercise | 9,794 | $94.24 | $922,987.00 | (8%) 118.24K to 108.45K | |
| 02-Jan-19 4:02 PM View: | American Water Works Compan... (AWK) | 01-Jan-19 | Payment of Exercise | 2,642 | $90.77 | $239,814.00 | (3%) 99.03K to 96.39K | (< 1%) |
| 29-Nov-18 5:42 PM View: | American Water Works Compan... (AWK) | 29-Nov-18 | Gift | 96 | -- | -- | (< 1%) 98.75K to 98.66K | |
| 29-Nov-18 5:42 PM View: | American Water Works Compan... (AWK) | 27-Nov-18 | Market Purchase | 96 | $91.91 | $8,823.36 | < 1% 98.66K to 98.75K | (2%) |
| 10-May-18 4:23 PM View: | Dominion Resources Inc. (D) | 09-May-18 | Grant | 2,494 | $63.14 | $157,471.00 | 44% 5.62K to 8.11K | |
| 10-May-18 4:23 PM View: | Dominion Resources Inc. (D) | 09-May-18 | Grant | 1,703 | $63.14 | $107,527.00 | 21% 8.11K to 9.81K | |
| 26-Feb-18 1:40 PM View: | Raymond James Financial Inc. (RJF) | 22-Feb-18 | Option Exercise | 1,980 | -- | -- | 9% 21.11K to 23.09K | |
| 22-Feb-18 3:30 PM View: | Raymond James Financial Inc. (RJF) | 21-Feb-18 | Option Exercise | 400 | -- | -- | 2% 20.71K to 21.11K | |
| 16-Feb-18 1:41 PM View: | American Water Works Compan... (AWK) | 14-Feb-18 | Grant | 10,628 | -- | -- | 12% 86.78K to 97.4K | |
| 29-Jan-18 6:54 PM View: | American Water Works Compan... (AWK) | 25-Jan-18 | Grant | 21,169 | -- | -- | 28% 74.76K to 95.93K | |
| 29-Jan-18 6:54 PM View: | American Water Works Compan... (AWK) | 25-Jan-18 | Payment of Exercise | 9,153 | $84.53 | $773,703.00 | (10%) 95.93K to 86.78K | (4%) |
| 03-Jan-18 2:09 PM View: | American Water Works Compan... (AWK) | 01-Jan-18 | Payment of Exercise | 2,369 | $91.49 | $216,740.00 | (3%) 77.13K to 74.76K | 4% |
| 08-Nov-17 4:29 PM View: | American Water Works Compan... (AWK) | 08-Nov-17 | Gift | 60 | -- | -- | (< 1%) 76.91K to 76.85K | |
| 08-Nov-17 4:29 PM View: | American Water Works Compan... (AWK) | 06-Nov-17 | Market Purchase | 60 | $88.92 | $5,335.09 | < 1% 76.85K to 76.91K | (1%) |