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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Mar-17 3:07 PM View:  | Heritage Oaks Bancorp (HEOP) | 02-Mar-17 | Grant | 484 | $13.95 | $6,751.80 | 3% 15.76K to 16.24K | (4%) |
| 03-Mar-17 3:07 PM View: | Heritage Oaks Bancorp (HEOP) | 02-Mar-17 | Disposition | 893 | $13.95 | $12,457.30 | (5%) 16.24K to 15.35K | 4% |
| 03-Mar-17 3:07 PM View: | Heritage Oaks Bancorp (HEOP) | 01-Mar-17 | Grant | 602 | $14.27 | $8,590.54 | 4% 14.51K to 15.11K | (6%) |
| 03-Mar-17 3:07 PM View: | Heritage Oaks Bancorp (HEOP) | 01-Mar-17 | Disposition | 1,135 | $13.93 | $15,810.60 | (8%) 15.11K to 13.97K | 4% |
| 19-Apr-16 11:57 AM View: | Heritage Oaks Bancorp (HEOP) | 01-Apr-16 | Grant | 6,666 | $7.80 | $51,994.80 | 38% 17.76K to 24.42K | 76% |
| 04-Mar-15 6:40 PM View: | Heritage Oaks Bancorp (HEOP) | 02-Mar-15 | Grant | 2,679 | $7.84 | $21,003.40 | 17% 15.6K to 18.28K | 80% |
| 12-Mar-14 3:11 PM View: | Heritage Oaks Bancorp (HEOP) | 03-Mar-14 | Grant | 3,406 | -- | -- | 28% 12.2K to 15.6K | |
| 03-Jul-13 5:22 PM View: | Heritage Oaks Bancorp (HEOP) | 01-Jul-13 | Grant | 12,195 | $6.15 | $74,999.20 | 100% 0 to 12.2K | 134% |
| 31-May-13 9:08 PM View: | First California Financial ... (FCAL) | 31-May-13 | Disposition | 101,052 | -- | -- | (100%) 101.05K to 0 | |
| 29-May-13 8:22 PM View: | First California Financial ... (FCAL) | 28-May-13 | Option Exercise | 13,784 | $5.98 | $82,495.10 | 14% 101.05K to 114.84K | |
| 29-May-13 8:22 PM View: | First California Financial ... (FCAL) | 28-May-13 | Market Option Sale | 13,784 | $8.49 | $117,029.00 | (12%) 114.84K to 101.05K | (483%) |
| 22-Mar-13 5:08 PM View: | First California Financial ... (FCAL) | 20-Mar-13 | Payment of Exercise | 21,956 | $8.49 | $186,406.00 | (18%) 123.17K to 101.21K | (483%) |
| 29-May-13 8:22 PM View: | First California Financial ... (FCAL) | 25-Feb-13 | Payment of Exercise | 157 | $7.93 | $1,245.01 | (< 1%) 101.21K to 101.05K | (524%) |
| 21-Jul-11 6:57 PM View: | First California Financial ... (FCAL) | 20-Jul-11 | Market Purchase | 120,000 | $3.75 | $450,000.00 | 3791% 3.17K to 123.17K | 1216% |
| 24-May-05 4:02 PM View: | Imperial Capital Bancorp, Inc (IMPC) | 20-May-05 | Option Exercise | 10,000 | $16.21 | $162,100.00 | 171% 5.85K to 15.85K | |
| 24-May-05 4:02 PM View: | Imperial Capital Bancorp, Inc (IMPC) | 20-May-05 | Market Option Sale | 10,000 | $51.65 | $516,488.00 | (63%) 15.85K to 5.85K | 86% |
| 16-Mar-05 2:21 PM View: | Imperial Capital Bancorp, Inc (IMPC) | 14-Mar-05 | Grant | 1,667 | -- | -- | 40% 4.18K to 5.85K | |
| 10-Mar-04 10:00 PM View: | Imperial Capital Bancorp, Inc (IMPC) | 08-Mar-04 | Grant Duplicate | 1,667 | -- | -- | 66% 2.52K to 4.18K |