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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Apr-24 4:43 PM View:  | Clearwater Analytics Holdin... (CWAN) | 15-Dec-23 | Conversion | 20,161 | -- | -- | 80% 25.35K to 45.51K | |
| 22-Apr-24 4:43 PM View: | Clearwater Analytics Holdin... (CWAN) | 15-Dec-23 | Conversion | 20,161 | -- | -- | (44%) 45.51K to 25.35K | |
| 23-Jun-23 3:53 PM View: | Clearwater Analytics Holdin... (CWAN) | 21-Jun-23 | Option Exercise | 3,405 | -- | -- | 100% 0 to 3.4K | |
| 30-Sep-21 6:42 PM View: | Clearwater Analytics Holdin... (CWAN) | 28-Sep-21 | Private Purchase | 1,785 | $18.00 | $32,130.00 | 100% 0 to 1.78K | |
| 27-Aug-20 4:51 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 27-Aug-20 | Market Purchase | 1,000 | $9.82 | $9,822.60 | 11% 9.0K to 10.0K | 9% |
| 30-Nov-18 4:11 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 30-Nov-18 | Purchase | 3,000 | $14.36 | $43,080.00 | 50% 6.0K to 9.0K | |
| 30-Jan-18 5:14 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 30-Jan-18 | Purchase | 2,500 | $15.22 | $38,041.50 | 71% 3.5K to 6.0K | |
| 20-Apr-17 4:09 PM View: | Blackrock Tcp Capital Corp. (TCPC) | 20-Apr-17 | Purchase | 3,500 | $16.54 | $57,890.00 | 100% 0 to 3.5K | |
| 06-Apr-17 9:13 PM View: | Corporate Executive Board Co. (CEB) | 05-Apr-17 | Disposition | 4,006 | -- | -- | (100%) 4.01K to 0 | |
| 06-Apr-17 9:13 PM View: | Corporate Executive Board Co. (CEB) | 05-Apr-17 | Option Exercise | 4,006 | -- | -- | 100% 0 to 4.01K | |
| 31-Mar-04 10:00 PM View: | AllianceBernstein Holding L... (AB) | 30-Mar-04 | Option Exercise | 175,000 | $20.23 | $3,539,940.00 | 112% 155.91K to 330.91K | |
| 31-Mar-04 10:00 PM View: | AllianceBernstein Holding L... (AB) | 30-Mar-04 | Market Option Sale | 175,000 | $36.63 | $6,409,590.00 | (53%) 330.91K to 155.91K | 28% |
| 03-Feb-04 10:00 PM View: | AllianceBernstein Holding L... (AB) | 30-Jan-04 | Payment of Exercise | 3,631 | $36.86 | $133,856.00 | (2%) 175.09K to 171.46K | 28% |
| 05-Jan-04 10:00 PM View: | AllianceBernstein Holding L... (AB) | 31-Dec-03 | Payment of Exercise | 1,009 | $33.75 | $34,046.70 | (< 1%) 176.1K to 175.09K | 22% |
| 24-Dec-03 10:00 PM View: | AllianceBernstein Holding L... (AB) | 23-Dec-03 | Option Exercise | 30,000 | $11.12 | $333,750.00 | 17% 176.1K to 206.1K | |
| 24-Dec-03 10:00 PM View: | AllianceBernstein Holding L... (AB) | 23-Dec-03 | Market Option Sale | 30,000 | $32.86 | $985,800.00 | (15%) 206.1K to 176.1K | 20% |
| 15-Dec-03 10:00 PM View: | AllianceBernstein Holding L... (AB) | 12-Dec-03 | Gift | 6,000 | -- | -- | (3%) 182.1K to 176.1K | |
| 21-Aug-03 10:00 PM View: | AllianceBernstein Holding L... (AB) | 19-Aug-03 | Grant | 729 | -- | -- | < 1% 180.4K to 181.13K |