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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Aug-23 4:16 PM View:  | Hannon Armstrong Sustainabl... (HASI) | 21-Aug-23 | Private Purchase | 1,000 | $19.66 | $19,660.00 | 3% 35.65K to 36.65K | |
| 09-Nov-22 4:30 PM View: | Hannon Armstrong Sustainabl... (HASI) | 09-Nov-22 | Market Purchase | 1,000 | $28.58 | $28,580.00 | 3% 34.65K to 35.65K | (4%) |
| 13-Nov-18 4:21 PM View: | Hannon Armstrong Sustainabl... (HASI) | 09-Nov-18 | Market Purchase | 2,500 | $22.87 | $57,175.00 | 8% 32.15K to 34.65K | 4% |
| 06-Apr-18 5:46 PM View: | Hannon Armstrong Sustainabl... (HASI) | 04-Apr-18 | Grant | 3,401 | -- | -- | 12% 28.74K to 32.15K | |
| 17-Mar-17 5:11 PM View: | Hannon Armstrong Sustainabl... (HASI) | 15-Mar-17 | Grant | 3,426 | -- | -- | 14% 25.32K to 28.74K | |
| 31-Mar-16 6:34 PM View: | Hannon Armstrong Sustainabl... (HASI) | 29-Mar-16 | Grant | 3,461 | -- | -- | 16% 21.86K to 25.32K | |
| 18-Mar-15 7:00 PM View: | Hannon Armstrong Sustainabl... (HASI) | 17-Mar-15 | Grant | 3,514 | -- | -- | 19% 18.34K to 21.86K | |
| 14-Apr-14 9:53 PM View: | Hannon Armstrong Sustainabl... (HASI) | 10-Apr-14 | Grant | 7,200 | -- | -- | 65% 11.14K to 18.34K | |
| 13-Nov-13 8:26 PM View: | Hannon Armstrong Sustainabl... (HASI) | 12-Nov-13 | Market Purchase | 2,500 | $11.94 | $29,850.00 | 29% 8.64K to 11.14K | 122% |
| 25-Apr-13 9:37 PM View: | Hannon Armstrong Sustainabl... (HASI) | 24-Apr-13 | Purchase | 5,000 | $11.30 | $56,500.00 | 137% 3.64K to 8.64K | |
| 25-Apr-13 9:37 PM View: | Hannon Armstrong Sustainabl... (HASI) | 23-Apr-13 | Grant | 3,643 | -- | -- | 100% 0 to 3.64K | |
| 05-Apr-06 5:24 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 22,768 | -- | -- | (46%) 49.94K to 27.17K | |
| 05-Apr-06 5:24 PM View: | Duke Power Co LLC (DUK) | 03-Apr-06 | Disposition | 27,172 | -- | -- | (100%) 27.17K to 0 | |
| 02-Mar-06 7:24 PM View: | Duke Power Co LLC (DUK) | 28-Feb-06 | Payment of Exercise | 832 | -- | -- | (2%) 50.45K to 49.62K | |
| 02-Mar-06 7:24 PM View: | Duke Power Co LLC (DUK) | 28-Feb-06 | Option Exercise | 2,554 | -- | -- | 5% 47.9K to 50.45K | |
| 28-Feb-06 4:54 PM View: | Duke Power Co LLC (DUK) | 24-Feb-06 | Payment of Exercise | 1,644 | -- | -- | (3%) 49.48K to 47.83K | |
| 28-Feb-06 4:54 PM View: | Duke Power Co LLC (DUK) | 24-Feb-06 | Option Exercise | 5,054 | -- | -- | 11% 44.42K to 49.48K | |
| 06-Jun-05 4:26 PM View: | Duke Power Co LLC (DUK) | 02-Jun-05 | Option Exercise | 32,400 | $13.77 | $446,148.00 | 74% 43.65K to 76.05K | |
| 06-Jun-05 4:26 PM View: | Duke Power Co LLC (DUK) | 02-Jun-05 | Market Option Sale | 32,400 | $27.77 | $899,748.00 | (43%) 76.05K to 43.65K | (2%) |
| 28-Feb-05 6:11 PM View: | Duke Power Co LLC (DUK) | 24-Feb-05 | Payment of Exercise | 1,641 | $26.35 | $43,240.40 | (4%) 44.45K to 42.81K | (9%) |
| 28-Feb-05 6:11 PM View: | Duke Power Co LLC (DUK) | 24-Feb-05 | Option Exercise | 5,054 | -- | -- | 13% 39.4K to 44.45K | |
| 21-Dec-04 4:47 PM View: | Duke Power Co LLC (DUK) | 20-Dec-04 | Payment of Exercise | 513 | $25.77 | $13,220.00 | (1%) 39.91K to 39.4K | (12%) |
| 21-Dec-04 4:47 PM View: | Duke Power Co LLC (DUK) | 20-Dec-04 | Option Exercise | 1,580 | -- | -- | 4% 38.33K to 39.91K | |
| 23-Dec-03 10:00 PM View: | Duke Power Co LLC (DUK) | 20-Dec-03 | Payment of Exercise | 513 | $19.82 | $10,167.70 | (1%) 37.39K to 36.88K | (53%) |
| 23-Dec-03 10:00 PM View: | Duke Power Co LLC (DUK) | 20-Dec-03 | Option Exercise | 1,580 | -- | -- | 4% 35.81K to 37.39K |