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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 23-Jun-23 8:00 PM View:  | Kala Bio, Inc. (KALA) | 22-Jun-23 | Grant | 6,956 | -- | -- | 274% 2.54K to 9.49K | |
| 02-Jun-23 8:00 PM View: | Kala Bio, Inc. (KALA) | 31-May-23 | Grant | 1,738 | -- | -- | 217% 0.8K to 2.54K | |
| 21-Jun-21 5:30 PM View: | Kala Bio, Inc. (KALA) | 17-Jun-21 | Grant | 20,000 | -- | -- | 100% 20.0K to 40.0K | |
| 30-Jun-20 10:00 PM View: | Kala Bio, Inc. (KALA) | 25-Jun-20 | Grant | 20,000 | -- | -- | 100% 0 to 20.0K | |
| 11-May-17 4:02 PM View: | QLT Inc. (NVLNF) | 09-May-17 | Payment of Exercise | 710 | $9.42 | $6,688.20 | (30%) 2.39K to 1.68K | |
| 11-May-17 4:02 PM View: | QLT Inc. (NVLNF) | 09-May-17 | Option Exercise | 2,393 | -- | -- | 100% 0 to 2.39K | |
| 11-Feb-16 4:34 PM View: | Advanced Cell Technology Inc. (ACTC) | 10-Feb-16 | Disposition (change in control) | 21,417 | $8.50 | $182,044.00 | (100%) 21.42K to 0 | |
| 04-Jan-16 4:44 PM View: | Advanced Cell Technology Inc. (ACTC) | 31-Dec-15 | Grant | 1,250 | -- | -- | 6% 20.17K to 21.42K | |
| 01-Oct-15 4:08 PM View: | Advanced Cell Technology Inc. (ACTC) | 30-Sep-15 | Grant | 1,250 | -- | -- | 7% 18.92K to 20.17K | |
| 02-Jul-15 4:04 PM View: | Advanced Cell Technology Inc. (ACTC) | 30-Jun-15 | Grant | 1,250 | -- | -- | 7% 17.67K to 18.92K | |
| 01-Apr-15 4:17 PM View: | Advanced Cell Technology Inc. (ACTC) | 31-Mar-15 | Grant | 1,250 | -- | -- | 8% 16.42K to 17.67K | |
| 02-Jan-15 4:06 PM View: | Advanced Cell Technology Inc. (ACTC) | 31-Dec-14 | Grant | 1,250 | -- | -- | 8% 15.17K to 16.42K | |
| 01-Oct-14 4:29 PM View: | Advanced Cell Technology Inc. (ACTC) | 30-Sep-14 | Grant | 1,250 | -- | -- | 9% 13.92K to 15.17K | |
| 02-Jul-14 11:05 AM View: | Advanced Cell Technology Inc. (ACTC) | 30-Jun-14 | Grant | 125,000 | -- | -- | 10% 1.27M to 1.39M | |
| 02-Apr-14 10:57 AM View: | Advanced Cell Technology Inc. (ACTC) | 31-Mar-14 | Grant | 125,000 | -- | -- | 11% 1.14M to 1.27M | |
| 03-Jan-14 3:34 PM View: | Advanced Cell Technology Inc. (ACTC) | 31-Dec-13 | Grant | 125,000 | -- | -- | 12% 1.02M to 1.14M | |
| 02-Jan-14 4:35 PM View: | Invivo Therapeutics Holding... (NVIV) | 30-Dec-13 | Grant | 22,374 | -- | -- | 100% 0 to 22.37K | |
| 02-Oct-13 2:32 PM View: | Advanced Cell Technology Inc. (ACTC) | 30-Sep-13 | Grant | 125,000 | -- | -- | 14% 891.67K to 1.02M | |
| 11-Sep-13 11:10 AM View: | Immunogen Inc. (IMGN) | 10-Sep-13 | Option Exercise | 18,337 | $4.32 | $79,215.80 | 100% 0 to 18.34K | |
| 11-Sep-13 11:10 AM View: | Immunogen Inc. (IMGN) | 10-Sep-13 | Market Option Sale | 18,337 | $17.82 | $326,692.00 | (100%) 18.34K to 0 | 60% |
| 01-Jul-13 4:24 PM View: | Advanced Cell Technology Inc. (ACTC) | 28-Jun-13 | Grant | 125,000 | -- | -- | 16% 766.67K to 891.67K | |
| 01-Apr-13 12:59 PM View: | Advanced Cell Technology Inc. (ACTC) | 28-Mar-13 | Grant | 125,000 | -- | -- | 19% 641.67K to 766.67K | |
| 04-Jan-13 1:21 PM View: | Advanced Cell Technology Inc. (ACTC) | 31-Dec-12 | Grant | 125,000 | -- | -- | 24% 516.67K to 641.67K | |
| 03-Oct-12 6:47 PM View: | Advanced Cell Technology Inc. (ACTC) | 28-Sep-12 | Grant | 125,000 | -- | -- | 32% 391.67K to 516.67K | |
| 09-Jul-12 4:53 PM View: | Advanced Cell Technology Inc. (ACTC) | 29-Jun-12 | Grant | 125,000 | -- | -- | 47% 266.67K to 391.67K | |
| 04-Apr-12 4:32 PM View: | Advanced Cell Technology Inc. (ACTC) | 30-Mar-12 | Grant | 125,000 | -- | -- | 88% 141.67K to 266.67K | |
| 27-Feb-12 4:56 PM View: | Advanced Cell Technology Inc. (ACTC) | 02-Dec-11 | Grant | 141,667 | -- | -- | 100% 0 to 141.67K | |
| 16-Nov-11 11:13 AM View: | Immunogen Inc. (IMGN) | 15-Nov-11 | Option Exercise | 8,333 | $4.32 | $35,998.60 | 100% 0 to 8.33K | |
| 16-Nov-11 11:13 AM View: | Immunogen Inc. (IMGN) | 15-Nov-11 | Market Option Sale | 8,333 | $12.58 | $104,862.00 | (100%) 8.33K to 0 | 44% |
| 18-Oct-11 11:53 AM View: | Immunogen Inc. (IMGN) | 17-Oct-11 | Option Exercise | 8,333 | $4.32 | $35,998.60 | 100% 0 to 8.33K | |
| 18-Oct-11 11:53 AM View: | Immunogen Inc. (IMGN) | 17-Oct-11 | Market Option Sale | 8,333 | $13.40 | $111,646.00 | (100%) 8.33K to 0 | 47% |
| 26-Sep-11 11:02 AM View: | Immunogen Inc. (IMGN) | 26-Sep-11 | Option Exercise | 8,333 | $4.32 | $35,998.60 | 100% 0 to 8.33K | |
| 26-Sep-11 11:02 AM View: | Immunogen Inc. (IMGN) | 26-Sep-11 | Market Option Sale | 8,333 | $11.00 | $91,663.00 | (100%) 8.33K to 0 | 36% |
| 23-Aug-11 3:03 PM View: | Immunogen Inc. (IMGN) | 15-Aug-11 | Option Exercise | 8,333 | $4.32 | $35,998.60 | 100% 0 to 8.33K | |
| 23-Aug-11 3:03 PM View: | Immunogen Inc. (IMGN) | 15-Aug-11 | Market Option Sale | 8,333 | $11.06 | $92,121.30 | (100%) 8.33K to 0 | 36% |
| 18-Jul-11 3:31 PM View: | Immunogen Inc. (IMGN) | 15-Jul-11 | Option Exercise | 8,333 | $4.32 | $35,998.60 | 100% 0 to 8.33K | |
| 18-Jul-11 3:31 PM View: | Immunogen Inc. (IMGN) | 15-Jul-11 | Market Option Sale | 8,333 | $15.12 | $126,020.00 | (100%) 8.33K to 0 | 53% |
| 30-Jun-11 9:29 AM View: | Immunogen Inc. (IMGN) | 29-Jun-11 | Option Exercise | 8,333 | $4.32 | $35,998.60 | 100% 0 to 8.33K | |
| 30-Jun-11 9:29 AM View: | Immunogen Inc. (IMGN) | 29-Jun-11 | Market Option Sale | 8,333 | $12.07 | $100,571.00 | (100%) 8.33K to 0 | 42% |