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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-May-24 5:00 PM View:  | PG & E Corp. (PCG) | 17-May-24 | Grant | 15,053 | -- | -- | 17% 86.32K to 101.38K | |
| 07-Dec-23 5:43 PM View: | Capstone Turbine Corp. (N/A) | 07-Dec-23 | Disposition (other) | 61,798 | -- | -- | (100%) 61.8K to 0 | |
| 17-Jul-23 3:20 PM View: | Charah Solutions, Inc. (CHRA) | 13-Jul-23 | Disposition | 12,922 | -- | -- | (100%) 12.92K to 0 | |
| 23-May-23 12:54 PM View: | PG & E Corp. (PCG) | 19-May-23 | Grant | 16,857 | -- | -- | 24% 69.42K to 86.28K | |
| 21-Nov-22 9:03 AM View: | Charah Solutions, Inc. (CHRA) | 17-Nov-22 | Private Purchase | 19,750 | $0.57 | $11,257.50 | 18% 109.47K to 129.22K | |
| 25-Aug-22 7:09 PM View: | Capstone Turbine Corp. (N/A) | 24-Aug-22 | Grant | 19,455 | -- | -- | 46% 42.34K to 61.8K | |
| 29-Jun-22 6:21 AM View: | Charah Solutions, Inc. (CHRA) | 28-Jun-22 | Grant | 26,667 | -- | -- | 32% 82.81K to 109.47K | |
| 23-May-22 8:12 PM View: | PG & E Corp. (PCG) | 19-May-22 | Grant | 18,121 | -- | -- | 35% 51.3K to 69.42K | |
| 02-Sep-21 7:45 PM View: | PG & E Corp. (PCG) | 01-Sep-21 | Market Purchase | 10,000 | $9.28 | $92,800.00 | 24% 41.3K to 51.3K | (< 1%) |
| 31-Aug-21 7:32 PM View: | Capstone Turbine Corp. (N/A) | 27-Aug-21 | Grant | 10,917 | -- | -- | 35% 31.43K to 42.34K | |
| 19-Aug-21 6:57 PM View: | Capstone Turbine Corp. (N/A) | 19-Aug-21 | Private Purchase | 1,600 | $4.10 | $6,560.00 | 5% 29.83K to 31.43K | |
| 19-Aug-21 6:57 PM View: | Capstone Turbine Corp. (N/A) | 18-Aug-21 | Private Purchase | 929 | $3.85 | $3,576.65 | 3% 28.9K to 29.83K | |
| 24-Jun-21 6:08 PM View: | Charah Solutions, Inc. (CHRA) | 23-Jun-21 | Grant | 19,802 | -- | -- | 31% 63.01K to 82.81K | |
| 24-May-21 9:33 PM View: | PG & E Corp. (PCG) | 20-May-21 | Grant | 21,153 | -- | -- | 105% 20.15K to 41.3K | |
| 28-Aug-20 6:57 PM View: | Capstone Turbine Corp. (N/A) | 27-Aug-20 | Grant | 11,710 | -- | -- | 68% 17.19K to 28.9K | |
| 05-Aug-20 4:51 PM View: | PG & E Corp. (PCG) | 03-Aug-20 | Grant | 20,146 | -- | -- | 100% 0 to 20.15K | |
| 11-Jun-20 9:18 AM View: | Charah Solutions, Inc. (CHRA) | 09-Jun-20 | Grant | 20,619 | -- | -- | 49% 42.39K to 63.01K | |
| 03-Sep-19 6:21 PM View: | Capstone Turbine Corp. (N/A) | 29-Aug-19 | Grant | 73,529 | -- | -- | 75% 98.33K to 171.86K | |
| 22-Aug-19 5:56 PM View: | Charah Solutions, Inc. (CHRA) | 20-Aug-19 | Market Purchase | 7,500 | $3.23 | $24,213.00 | 21% 34.89K to 42.39K | (9%) |
| 14-Jun-19 6:52 PM View: | Capstone Turbine Corp. (N/A) | 14-Jun-19 | Market Purchase | 12,600 | $0.80 | $10,080.00 | 15% 85.73K to 98.33K | (7%) |
| 23-May-19 1:51 PM View: | Charah Solutions, Inc. (CHRA) | 17-May-19 | Grant | 21,552 | -- | -- | 162% 13.33K to 34.89K | |
| 04-Sep-18 7:31 PM View: | Capstone Turbine Corp. (N/A) | 30-Aug-18 | Grant | 43,859 | -- | -- | 105% 41.88K to 85.73K | |
| 20-Aug-18 7:12 PM View: | Charah Solutions, Inc. (CHRA) | 16-Aug-18 | Grant | 8,334 | -- | -- | 167% 5.0K to 13.33K | |
| 20-Jun-18 9:09 PM View: | Charah Solutions, Inc. (CHRA) | 18-Jun-18 | Purchase | 5,000 | $12.00 | $60,000.00 | 100% 0 to 5.0K | |
| 12-Jun-18 1:03 PM View: | Capstone Turbine Corp. (N/A) | 12-Jun-18 | Market Purchase | 30,000 | $1.53 | $45,840.00 | 253% 11.88K to 41.88K | (51%) |
| 24-Apr-18 7:07 PM View: | Capstone Turbine Corp. (N/A) | 20-Apr-18 | Grant | 11,875 | -- | -- | 100% 0 to 11.88K | |
| 11-Apr-18 10:38 AM View: | Dynegy Inc. (DYN) | 09-Apr-18 | Disposition | 664,057 | -- | -- | (100%) 664.06K to 0 | |
| 12-Mar-18 4:32 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Payment of Exercise | 22,626 | $13.47 | $304,772.00 | (3%) 686.68K to 664.06K | |
| 12-Mar-18 4:32 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Option Exercise | 57,542 | -- | -- | 9% 629.14K to 686.68K | |
| 05-Mar-18 4:34 PM View: | Dynegy Inc. (DYN) | 01-Mar-18 | Payment of Exercise | 18,518 | $12.34 | $228,512.00 | (3%) 647.66K to 629.14K | |
| 21-Dec-17 4:33 PM View: | Dynegy Inc. (DYN) | 19-Dec-17 | Payment of Exercise | 72,847 | $11.47 | $835,555.00 | (10%) 720.51K to 647.66K | |
| 19-May-17 6:56 PM View: | Westmoreland Coal Co. (WLB) | 17-May-17 | Option Exercise | 9,000 | $7.78 | $70,020.00 | 100% 0 to 9.0K | (98%) |
| 24-Mar-17 4:34 PM View: | Dynegy Inc. (DYN) | 24-Mar-17 | Market Purchase | 15,000 | $7.16 | $107,400.00 | 2% 705.51K to 720.51K | 79% |
| 09-Mar-17 5:26 PM View: | Dynegy Inc. (DYN) | 09-Mar-17 | Market Purchase | 25,000 | $7.62 | $190,500.00 | 4% 680.51K to 705.51K | 68% |
| 09-Mar-17 5:26 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Payment of Exercise | 24,108 | $7.62 | $183,703.00 | (3%) 704.61K to 680.51K | (68%) |
| 09-Mar-17 5:26 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Option Exercise | 57,542 | -- | -- | 9% 647.07K to 704.61K | |
| 07-Mar-17 4:36 PM View: | Dynegy Inc. (DYN) | 03-Mar-17 | Payment of Exercise | 10,720 | $8.29 | $88,868.80 | (2%) 657.79K to 647.07K | (55%) |
| 03-Mar-17 5:16 PM View: | Dynegy Inc. (DYN) | 01-Mar-17 | Grant | 228,330 | -- | -- | 53% 429.46K to 657.79K | |
| 07-Nov-16 6:27 AM View: | Dynegy Inc. (DYN) | 04-Nov-16 | Market Purchase | 12,500 | $8.21 | $102,679.00 | 3% 416.96K to 429.46K | 56% |
| 22-Mar-16 6:13 PM View: | Dynegy Inc. (DYN) | 18-Mar-16 | Payment of Exercise | 9,081 | $13.41 | $121,776.00 | (2%) 426.04K to 416.96K | 4% |
| 07-Mar-16 4:38 PM View: | Dynegy Inc. (DYN) | 03-Mar-16 | Payment of Exercise | 10,720 | $11.60 | $124,352.00 | (2%) 436.76K to 426.04K | (10%) |
| 01-Mar-16 6:53 PM View: | Dynegy Inc. (DYN) | 01-Mar-16 | Market Purchase | 10,000 | $10.08 | $100,800.00 | 2% 426.76K to 436.76K | 27% |
| 16-Nov-15 5:34 PM View: | Dynegy Inc. (DYN) | 13-Nov-15 | Market Purchase | 10,000 | $16.70 | $167,000.00 | 2% 416.76K to 426.76K | (23%) |
| 02-Nov-15 4:46 PM View: | Dynegy Inc. (DYN) | 29-Oct-15 | Payment of Exercise | 13,108 | $19.46 | $255,082.00 | (3%) 429.87K to 416.76K | 34% |
| 13-Aug-15 5:11 PM View: | Dynegy Inc. (DYN) | 12-Aug-15 | Market Purchase | 8,000 | $22.91 | $183,280.00 | 2% 421.87K to 429.87K | (44%) |
| 14-May-15 4:34 PM View: | Dynegy Inc. (DYN) | 12-May-15 | Market Purchase | 20,000 | $32.48 | $649,600.00 | 5% 401.87K to 421.87K | (61%) |
| 13-May-15 4:27 PM View: | Dynegy Inc. (DYN) | 11-May-15 | Grant | 153,563 | -- | -- | 62% 248.31K to 401.87K | |
| 20-Mar-15 4:12 PM View: | Dynegy Inc. (DYN) | 18-Mar-15 | Payment of Exercise | 9,081 | $28.84 | $261,896.00 | (4%) 257.39K to 248.31K | 56% |
| 05-Mar-15 5:04 PM View: | Dynegy Inc. (DYN) | 03-Mar-15 | Grant | 60,261 | -- | -- | 30% 202.35K to 262.61K | |
| 05-Mar-15 5:04 PM View: | Dynegy Inc. (DYN) | 03-Mar-15 | Payment of Exercise | 5,223 | $27.24 | $142,275.00 | (2%) 262.61K to 257.39K | 53% |