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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Jun-09 9:02 PM View:  | Altair Nanotechnologies Inc. (ALTI) | 15-Jun-09 | Grant | 53,047 | -- | -- | 147% 36.07K to 89.11K | |
| 18-Jun-08 2:47 PM View: | Altair Nanotechnologies Inc. (ALTI) | 16-Jun-08 | Grant | 26,066 | -- | -- | 261% 10.0K to 36.07K | |
| 26-Feb-08 5:39 PM View: | AES Corp. (AES) | 22-Feb-08 | Grant | 780 | $18.91 | $14,748.20 | < 1% 1.72M to 1.72M | 30% |
| 03-Jul-07 5:19 PM View: | AES Corp. (AES) | 02-Jul-07 | Market Sale (Planned) | 25,000 | $22.21 | $555,273.00 | (1%) 1.75M to 1.72M | (11%) |
| 04-Jun-07 6:45 PM View: | AES Corp. (AES) | 01-Jun-07 | Market Sale (Planned) | 25,000 | $23.81 | $595,318.00 | (1%) 1.77M to 1.75M | (4%) |
| 16-May-07 6:37 PM View: | Altair Nanotechnologies Inc. (ALTI) | 15-May-07 | Grant | 10,000 | -- | -- | 1% 895.52K to 905.52K | |
| 02-May-07 5:34 PM View: | AES Corp. (AES) | 01-May-07 | Market Sale (Planned) | 25,000 | $22.19 | $554,630.00 | (1%) 1.8M to 1.77M | (11%) |
| 04-Apr-07 7:30 AM View: | AES Corp. (AES) | 02-Apr-07 | Grant | 460 | $21.05 | $9,683.00 | < 1% 1.8M to 1.8M | 17% |
| 04-Apr-07 7:30 AM View: | AES Corp. (AES) | 02-Apr-07 | Market Sale (Planned) | 25,000 | $21.57 | $539,321.00 | (1%) 1.8M to 1.78M | (14%) |
| 02-Mar-07 7:36 PM View: | AES Corp. (AES) | 01-Mar-07 | Market Sale | 3,400 | $20.41 | $69,381.00 | (< 1%) 1.42M to 1.42M | (21%) |
| 02-Mar-07 7:36 PM View: | AES Corp. (AES) | 01-Mar-07 | Market Sale (Planned) | 11,304 | $20.36 | $230,135.00 | (< 1%) 1.42M to 1.41M | (21%) |
| 02-Mar-07 7:37 PM View: | AES Corp. (AES) | 01-Mar-07 | Market Sale (Planned) | 10,296 | $20.84 | $214,595.00 | (< 1%) 1.83M to 1.82M | (18%) |
| 27-Feb-07 8:00 PM View: | AES Corp. (AES) | 23-Feb-07 | Grant | 641 | $22.48 | $14,412.30 | < 1% 1.85M to 1.85M | 10% |
| 01-Feb-07 6:17 PM View: | AES Corp. (AES) | 01-Feb-07 | Market Sale (Planned) | 25,000 | $20.74 | $518,378.00 | (1%) 1.85M to 1.82M | (19%) |
| 03-Jan-07 4:35 PM View: | AES Corp. (AES) | 03-Jan-07 | Market Sale (Planned) | 25,000 | $22.07 | $551,750.00 | (1%) 1.9M to 1.87M | (12%) |
| 04-Dec-06 8:43 PM View: | AES Corp. (AES) | 01-Dec-06 | Market Sale (Planned) | 25,000 | $23.44 | $585,900.00 | (1%) 1.9M to 1.87M | (5%) |
| 02-Nov-06 4:12 PM View: | AES Corp. (AES) | 01-Nov-06 | Market Sale (Planned) | 25,000 | $22.03 | $550,678.00 | (1%) 1.95M to 1.92M | (12%) |
| 03-Oct-06 5:58 PM View: | AES Corp. (AES) | 02-Oct-06 | Market Sale (Planned) | 25,000 | $20.37 | $509,141.00 | (1%) 1.97M to 1.95M | (21%) |
| 05-Sep-06 5:38 PM View: | AES Corp. (AES) | 01-Sep-06 | Market Sale (Planned) | 25,000 | $21.18 | $529,500.00 | (1%) 2.0M to 1.97M | (16%) |
| 15-Aug-06 8:17 PM View: | AES Corp. (AES) | 14-Aug-06 | Market Sale (Planned) | 25,000 | $20.20 | $505,000.00 | (1%) 2.02M to 2.0M | (22%) |
| 04-Apr-06 3:47 PM View: | AES Corp. (AES) | 04-Apr-06 | Grant | 579 | -- | -- | < 1% 2.02M to 2.02M | |
| 28-Feb-06 7:57 PM View: | AES Corp. (AES) | 24-Feb-06 | Grant | 1,127 | $17.58 | $19,812.70 | < 1% 2.02M to 2.02M | 40% |
| 16-Feb-06 11:19 AM View: | AES Corp. (AES) | 15-Feb-06 | Market Sale | 65,200 | $17.05 | $1,111,570.00 | (3%) 2.08M to 2.02M | (45%) |
| 16-Feb-06 11:19 AM View: | AES Corp. (AES) | 14-Feb-06 | Market Sale | 4,900 | $17.00 | $83,309.00 | (< 1%) 2.09M to 2.08M | (45%) |
| 13-Feb-06 4:46 PM View: | AES Corp. (AES) | 13-Feb-06 | Market Sale | 29,900 | $17.07 | $510,429.00 | (1%) 2.12M to 2.09M | (44%) |
| 13-Feb-06 10:00 PM View: | AES Corp. (AES) | 10-Feb-06 | Market Sale | 100,000 | $17.09 | $1,708,780.00 | (5%) 2.22M to 2.12M | (44%) |
| 13-Feb-06 10:00 PM View: | AES Corp. (AES) | 09-Feb-06 | Market Sale | 100,000 | $17.22 | $1,721,500.00 | (4%) 2.32M to 2.22M | (43%) |
| 02-Jun-05 11:34 AM View: | AES Corp. (AES) | 31-May-05 | Grant | 370 | -- | -- | < 1% 2.32M to 2.32M | |
| 01-Apr-05 3:44 PM View: | AES Corp. (AES) | 31-Mar-05 | Grant | 114 | -- | -- | < 1% 2.32M to 2.32M | |
| 01-Mar-05 4:45 PM View: | AES Corp. (AES) | 25-Feb-05 | Grant | 1,280 | -- | -- | < 1% 2.32M to 2.32M | |
| 16-Sep-03 10:00 PM View: | AES Corp. (AES) | 15-Sep-03 | Market Sale (Planned) | 150,000 | $7.15 | $1,073,180.00 | (6%) 2.47M to 2.32M | (245%) |