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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Sep-23 8:05 PM View:  | II-VI Inc. (IIVIP) | 31-Aug-23 | Grant | 32,156 | -- | -- | 17% 187.09K to 219.25K | |
| 30-Aug-23 5:43 PM View: | II-VI Inc. (IIVIP) | 28-Aug-23 | Grant | 6,488 | -- | -- | 4% 180.6K to 187.09K | |
| 29-Aug-23 3:31 PM View: | II-VI Inc. (IIVIP) | 28-Aug-23 | Payment of Exercise | 14,000 | -- | -- | (7%) 194.6K to 180.6K | |
| 05-Jul-23 2:35 PM View: | II-VI Inc. (IIVIP) | 01-Jul-23 | Payment of Exercise | 10,093 | -- | -- | (5%) 204.7K to 194.6K | |
| 30-Aug-22 2:32 PM View: | II-VI Inc. (IIVIP) | 28-Aug-22 | Grant | 25,439 | -- | -- | 14% 187.63K to 213.07K | |
| 30-Aug-22 2:32 PM View: | II-VI Inc. (IIVIP) | 28-Aug-22 | Payment of Exercise | 8,370 | -- | -- | (4%) 213.07K to 204.7K | |
| 21-Jul-22 8:14 AM View: | II-VI Inc. (IIVIP) | 19-Jul-22 | Grant | 28,884 | -- | -- | 17% 173.07K to 201.95K | |
| 21-Jul-22 8:14 AM View: | II-VI Inc. (IIVIP) | 19-Jul-22 | Payment of Exercise | 14,321 | -- | -- | (7%) 201.95K to 187.63K | |
| 06-Jul-22 2:43 PM View: | II-VI Inc. (IIVIP) | 01-Jul-22 | Grant | 40,709 | -- | -- | 31% 132.36K to 173.07K | |
| 31-Aug-21 4:07 PM View: | II-VI Inc. (IIVIP) | 28-Aug-21 | Grant | 40,403 | -- | -- | 37% 110.17K to 150.58K | |
| 31-Aug-21 4:07 PM View: | II-VI Inc. (IIVIP) | 28-Aug-21 | Payment of Exercise | 18,221 | $63.60 | $1,158,860.00 | (12%) 150.58K to 132.36K | |
| 17-Nov-20 8:07 PM View: | II-VI Inc. (IIVIP) | 17-Nov-20 | Option Exercise | 1,879 | $21.67 | $40,717.90 | 2% 110.17K to 112.05K | |
| 17-Nov-20 8:07 PM View: | II-VI Inc. (IIVIP) | 17-Nov-20 | Market Option Sale (Planned) | 1,879 | $59.65 | $112,086.00 | (2%) 112.05K to 110.17K | (30%) |
| 17-Nov-20 8:07 PM View: | II-VI Inc. (IIVIP) | 16-Nov-20 | Option Exercise | 104,741 | $17.65 | $1,848,700.00 | 95% 110.17K to 214.92K | |
| 17-Nov-20 8:07 PM View: | II-VI Inc. (IIVIP) | 16-Nov-20 | Market Option Sale (Planned) | 104,741 | $59.62 | $6,244,610.00 | (49%) 214.92K to 110.17K | (31%) |
| 01-Sep-20 10:28 AM View: | II-VI Inc. (IIVIP) | 28-Aug-20 | Grant | 22,626 | -- | -- | 25% 90.52K to 113.14K | |
| 01-Sep-20 10:28 AM View: | II-VI Inc. (IIVIP) | 28-Aug-20 | Payment of Exercise | 2,966 | $42.28 | $125,402.00 | (3%) 113.14K to 110.17K | (84%) |
| 20-Aug-20 7:33 PM View: | II-VI Inc. (IIVIP) | 18-Aug-20 | Grant | 15,600 | -- | -- | 19% 83.62K to 99.22K | |
| 20-Aug-20 7:33 PM View: | II-VI Inc. (IIVIP) | 18-Aug-20 | Payment of Exercise | 8,704 | $46.21 | $402,212.00 | (9%) 99.22K to 90.52K | (68%) |
| 30-Aug-19 4:16 PM View: | II-VI Inc. (IIVIP) | 28-Aug-19 | Grant | 10,833 | -- | -- | 15% 73.96K to 84.79K | |
| 30-Aug-19 4:16 PM View: | II-VI Inc. (IIVIP) | 28-Aug-19 | Payment of Exercise | 1,175 | $36.28 | $42,629.00 | (1%) 84.79K to 83.62K | (115%) |
| 22-Aug-19 9:06 PM View: | II-VI Inc. (IIVIP) | 20-Aug-19 | Grant | 30,744 | -- | -- | 51% 60.1K to 90.84K | |
| 22-Aug-19 9:06 PM View: | II-VI Inc. (IIVIP) | 20-Aug-19 | Payment of Exercise | 16,879 | $39.24 | $662,332.00 | (19%) 90.84K to 73.96K | (99%) |
| 20-Aug-19 6:04 PM View: | II-VI Inc. (IIVIP) | 18-Aug-19 | Payment of Exercise | 968 | $38.26 | $37,035.70 | (2%) 61.06K to 60.1K | (104%) |
| 23-Nov-18 9:11 AM View: | II-VI Inc. (IIVIP) | 20-Nov-18 | Payment of Exercise | 5,573 | $34.49 | $192,213.00 | (8%) 66.64K to 61.06K | (126%) |
| 30-Aug-18 9:23 AM View: | II-VI Inc. (IIVIP) | 28-Aug-18 | Grant | 7,104 | -- | -- | 12% 59.53K to 66.64K | |
| 21-Aug-18 7:50 AM View: | II-VI Inc. (IIVIP) | 20-Aug-18 | Payment of Exercise | 1,635 | $45.65 | $74,637.80 | (3%) 61.17K to 59.53K | (71%) |
| 21-Aug-18 7:50 AM View: | II-VI Inc. (IIVIP) | 18-Aug-18 | Payment of Exercise | 968 | $45.65 | $44,189.20 | (2%) 62.14K to 61.17K | (71%) |
| 17-Aug-18 8:32 AM View: | II-VI Inc. (IIVIP) | 15-Aug-18 | Grant | 11,760 | -- | -- | 21% 56.21K to 67.97K | |
| 17-Aug-18 8:32 AM View: | II-VI Inc. (IIVIP) | 15-Aug-18 | Payment of Exercise | 5,831 | $45.65 | $266,185.00 | (9%) 67.97K to 62.14K | (71%) |
| 19-Jun-18 6:04 PM View: | II-VI Inc. (IIVIP) | 18-Jun-18 | Payment of Exercise | 9,509 | $46.55 | $442,644.00 | (14%) 65.72K to 56.21K | (67%) |
| 21-Aug-17 4:17 PM View: | II-VI Inc. (IIVIP) | 18-Aug-17 | Grant | 5,856 | -- | -- | 10% 58.34K to 64.2K | |
| 16-Aug-17 9:50 PM View: | II-VI Inc. (IIVIP) | 15-Aug-17 | Grant | 18,266 | -- | -- | 37% 50.01K to 68.28K | |
| 16-Aug-17 9:50 PM View: | II-VI Inc. (IIVIP) | 15-Aug-17 | Payment of Exercise | 8,417 | $36.60 | $308,062.00 | (12%) 68.28K to 59.86K | (113%) |
| 21-Jun-17 10:23 AM View: | II-VI Inc. (IIVIP) | 20-Jun-17 | Payment of Exercise | 921 | $34.05 | $31,360.00 | (2%) 50.93K to 50.01K | (129%) |
| 23-Aug-16 5:30 PM View: | II-VI Inc. (IIVIP) | 20-Aug-16 | Grant | 9,888 | $21.67 | $214,273.00 | 24% 41.04K to 50.93K | 259% |
| 18-Aug-16 7:11 PM View: | II-VI Inc. (IIVIP) | 16-Aug-16 | Grant | 8,702 | -- | -- | 24% 36.35K to 45.05K | |
| 18-Aug-16 7:11 PM View: | II-VI Inc. (IIVIP) | 16-Aug-16 | Payment of Exercise | 4,010 | $21.34 | $85,573.40 | (9%) 45.05K to 41.04K | (265%) |
| 24-Nov-15 4:46 PM View: | II-VI Inc. (IIVIP) | 20-Nov-15 | Grant | 11,240 | -- | -- | 45% 25.11K to 36.35K | |
| 20-Nov-15 4:30 PM View: | II-VI Inc. (IIVIP) | 19-Nov-15 | Payment of Exercise | 1,533 | $18.12 | $27,778.00 | (6%) 26.64K to 25.11K | (330%) |
| 28-Aug-15 4:05 PM View: | II-VI Inc. (IIVIP) | 26-Aug-15 | Payment of Exercise | 1,990 | $17.90 | $35,621.00 | (7%) 28.63K to 26.64K | (335%) |
| 18-Aug-15 7:46 PM View: | II-VI Inc. (IIVIP) | 15-Aug-15 | Grant | 4,334 | -- | -- | 18% 24.3K to 28.63K | |
| 22-Jun-15 4:42 PM View: | II-VI Inc. (IIVIP) | 18-Jun-15 | Grant | 18,800 | -- | -- | 342% 5.5K to 24.3K | |
| 29-Oct-10 7:13 PM View: | Bookham Inc. (OCLR) | 27-Oct-10 | Grant | 2,412 | -- | -- | 8% 31.42K to 33.83K | |
| 28-Apr-09 4:39 PM View: | Avanex Corp. (AVNX) | 27-Apr-09 | Disposition | 59,126 | -- | -- | (100%) 59.13K to 0 | |
| 29-Apr-09 9:54 PM View: | Bookham Inc. (OCLR) | 27-Apr-09 | Grant | 242,302 | -- | -- | 309% 78.51K to 320.82K | |
| 23-Sep-08 6:07 PM View: | Avanex Corp. (AVNX) | 21-Sep-08 | Grant | 9,861 | $0.00 | $9.86 | 20% 49.27K to 59.13K | 529900% |
| 20-Aug-08 9:53 PM View: | Avanex Corp. (AVNX) | 18-Aug-08 | Grant | 42,000 | $0.00 | $42.00 | 578% 7.26K to 49.27K | 66900% |
| 01-Aug-08 4:02 PM View: | Avanex Corp. (AVNX) | 31-Jul-08 | Market Sale (Planned) | 833 | $0.67 | $558.11 | (< 1%) 108.75K to 107.92K | 71% |
| 22-May-08 6:58 PM View: | Avanex Corp. (AVNX) | 21-May-08 | Market Sale (Planned) | 833 | $1.05 | $874.65 | (< 1%) 109.59K to 108.75K | 82% |