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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Apr-24 5:00 PM View:  | Nasdaq OMX Group Inc (NDAQ) | 01-Apr-24 | Grant | 41,740 | -- | -- | 2% 1.95M to 1.99M | |
| 03-Apr-24 5:00 PM View: | Nasdaq OMX Group Inc (NDAQ) | 01-Apr-24 | Payment of Exercise | 23,429 | $62.29 | $1,459,390.00 | (1%) 1.99M to 1.97M | |
| 23-Feb-24 4:00 PM View: | Nasdaq OMX Group Inc (NDAQ) | 21-Feb-24 | Grant | 266,326 | -- | -- | 15% 1.82M to 2.09M | |
| 23-Feb-24 4:00 PM View: | Nasdaq OMX Group Inc (NDAQ) | 21-Feb-24 | Payment of Exercise | 133,092 | $56.04 | $7,458,480.00 | (6%) 2.09M to 1.95M | |
| 02-Aug-23 4:12 PM View: | Nasdaq OMX Group Inc (NDAQ) | 31-Jul-23 | Private Purchase | 10,000 | $51.00 | $510,000.00 | < 1% 1.81M to 1.82M | |
| 05-Apr-23 4:11 PM View: | Nasdaq OMX Group Inc (NDAQ) | 03-Apr-23 | Grant | 47,794 | -- | -- | 3% 1.78M to 1.83M | |
| 05-Apr-23 4:11 PM View: | Nasdaq OMX Group Inc (NDAQ) | 03-Apr-23 | Payment of Exercise | 16,424 | $54.40 | $893,466.00 | (< 1%) 1.83M to 1.81M | |
| 27-Feb-23 4:55 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-Feb-23 | Grant | 468,186 | -- | -- | 30% 1.54M to 2.01M | |
| 27-Feb-23 4:55 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-Feb-23 | Payment of Exercise | 234,683 | $57.20 | $13,423,900.00 | (12%) 2.01M to 1.78M | |
| 05-Apr-22 4:16 PM View: | Nasdaq OMX Group Inc (NDAQ) | 01-Apr-22 | Grant | 13,192 | -- | -- | 3% 504.88K to 518.08K | |
| 05-Apr-22 4:16 PM View: | Nasdaq OMX Group Inc (NDAQ) | 01-Apr-22 | Payment of Exercise | 3,260 | $181.92 | $593,059.00 | (< 1%) 518.08K to 514.82K | |
| 25-Feb-22 4:14 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-Feb-22 | Grant | 192,306 | -- | -- | 47% 408.08K to 600.38K | |
| 25-Feb-22 4:14 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-Feb-22 | Disposition | 95,502 | $168.19 | $16,062,500.00 | (16%) 600.38K to 504.88K | |
| 15-Dec-21 4:58 PM View: | Nasdaq OMX Group Inc (NDAQ) | 13-Dec-21 | Gift | 49,000 | -- | -- | 12% 408.08K to 457.08K | |
| 15-Dec-21 4:58 PM View: | Nasdaq OMX Group Inc (NDAQ) | 13-Dec-21 | Gift | 49,000 | -- | -- | (11%) 457.08K to 408.08K | |
| 05-Apr-21 5:10 PM View: | Nasdaq OMX Group Inc (NDAQ) | 01-Apr-21 | Grant | 13,258 | -- | -- | 3% 394.82K to 408.08K | |
| 25-Feb-21 5:10 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-Feb-21 | Grant | 131,522 | -- | -- | 40% 326.38K to 457.9K | |
| 25-Feb-21 5:10 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-Feb-21 | Payment of Exercise | 63,081 | $140.34 | $8,852,790.00 | (14%) 457.9K to 394.82K | |
| 03-Apr-20 4:27 PM View: | Nasdaq OMX Group Inc (NDAQ) | 01-Apr-20 | Grant | 19,507 | -- | -- | 6% 306.87K to 326.38K | |
| 27-Feb-20 6:45 PM View: | Nasdaq OMX Group Inc (NDAQ) | 25-Feb-20 | Grant | 101,079 | -- | -- | 40% 255.09K to 356.17K | |
| 27-Feb-20 6:45 PM View: | Nasdaq OMX Group Inc (NDAQ) | 25-Feb-20 | Payment of Exercise | 49,301 | $112.41 | $5,541,930.00 | (14%) 356.17K to 306.87K | (13%) |
| 31-Jan-19 4:33 PM View: | Nasdaq OMX Group Inc (NDAQ) | 29-Jan-19 | Grant | 71,215 | -- | -- | 33% 217.47K to 288.68K | |
| 31-Jan-19 4:33 PM View: | Nasdaq OMX Group Inc (NDAQ) | 29-Jan-19 | Payment of Exercise | 33,589 | $85.81 | $2,882,270.00 | (12%) 288.68K to 255.09K | (46%) |
| 05-Jan-18 5:18 PM View: | Nasdaq OMX Group Inc (NDAQ) | 03-Jan-18 | Grant | 84,055 | -- | -- | 48% 175.47K to 259.53K | |
| 05-Jan-18 5:18 PM View: | Nasdaq OMX Group Inc (NDAQ) | 03-Jan-18 | Payment of Exercise | 42,060 | $77.66 | $3,266,380.00 | (16%) 259.53K to 217.47K | (58%) |
| 20-Jun-17 5:18 PM View: | Nasdaq OMX Group Inc (NDAQ) | 16-Jun-17 | Payment of Exercise | 28,127 | $71.16 | $2,001,520.00 | (14%) 203.6K to 175.47K | (71%) |
| 01-Feb-17 5:04 PM View: | Nasdaq OMX Group Inc (NDAQ) | 30-Jan-17 | Grant | 124,362 | -- | -- | 86% 144.16K to 268.52K | |
| 01-Feb-17 5:04 PM View: | Nasdaq OMX Group Inc (NDAQ) | 30-Jan-17 | Payment of Exercise | 64,923 | $68.18 | $4,426,450.00 | (24%) 268.52K to 203.6K | (79%) |
| 20-Jun-16 4:29 PM View: | Nasdaq OMX Group Inc (NDAQ) | 16-Jun-16 | Payment of Exercise | 28,126 | $64.89 | $1,825,100.00 | (16%) 172.29K to 144.16K | (89%) |
| 18-Jun-15 4:09 PM View: | Nasdaq OMX Group Inc (NDAQ) | 16-Jun-15 | Payment of Exercise | 26,321 | $50.59 | $1,331,580.00 | (13%) 198.61K to 172.29K | (147%) |
| 18-Jun-14 4:07 PM View: | Nasdaq OMX Group Inc (NDAQ) | 16-Jun-14 | Grant | 164,158 | -- | -- | 476% 34.45K to 198.61K | |
| 03-Feb-14 9:31 PM View: | The Carlyle Group LP (CG) | 01-Feb-14 | Grant | 63,402 | -- | -- | 100% 0 to 63.4K | |
| 20-Dec-10 5:38 PM View: | Nasdaq OMX Group Inc (NDAQ) | 13-Dec-10 | Payment of Exercise | 2,495 | $22.71 | $56,661.40 | (1%) 232.71K to 230.21K | (483%) |
| 19-Feb-10 6:21 PM View: | Nasdaq OMX Group Inc (NDAQ) | 17-Feb-10 | Grant | 29,517 | -- | -- | 15% 203.19K to 232.71K | |
| 16-Dec-09 5:03 PM View: | Nasdaq OMX Group Inc (NDAQ) | 14-Dec-09 | Payment of Exercise | 2,495 | $19.93 | $49,725.40 | (1%) 205.68K to 203.19K | (564%) |
| 02-Jul-09 3:37 PM View: | Nasdaq OMX Group Inc (NDAQ) | 30-Jun-09 | Grant | 150,000 | -- | -- | 269% 55.68K to 205.68K | |
| 27-Feb-09 6:19 PM View: | Nasdaq OMX Group Inc (NDAQ) | 25-Feb-09 | Grant | 16,527 | -- | -- | 42% 39.16K to 55.68K | |
| 19-Aug-08 2:29 PM View: | Nasdaq OMX Group Inc (NDAQ) | 18-Aug-08 | Option Exercise | 5,000 | $7.35 | $36,750.00 | 15% 34.16K to 39.16K | 356% |
| 22-Feb-08 7:02 PM View: | Nasdaq OMX Group Inc (NDAQ) | 19-Feb-08 | Option Exercise | 3,750 | $12.64 | $47,400.00 | 11% 34.16K to 37.91K | |
| 22-Feb-08 7:02 PM View: | Nasdaq OMX Group Inc (NDAQ) | 19-Feb-08 | Market Option Sale (Planned) | 3,750 | $42.00 | $157,500.00 | (10%) 37.91K to 34.16K | (234%) |
| 24-Jan-08 3:25 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-Jan-08 | Option Exercise | 5,000 | $13.00 | $65,000.00 | 15% 34.16K to 39.16K | |
| 24-Jan-08 3:25 PM View: | Nasdaq OMX Group Inc (NDAQ) | 22-Jan-08 | Market Option Sale (Planned) | 5,000 | $38.00 | $190,000.00 | (13%) 39.16K to 34.16K | (270%) |
| 18-Dec-07 2:56 PM View: | Nasdaq OMX Group Inc (NDAQ) | 17-Dec-07 | Option Exercise | 5,000 | $13.00 | $65,000.00 | 15% 34.16K to 39.16K | |
| 18-Dec-07 2:56 PM View: | Nasdaq OMX Group Inc (NDAQ) | 17-Dec-07 | Market Option Sale (Planned) | 5,000 | $46.35 | $231,750.00 | (13%) 39.16K to 34.16K | (203%) |
| 20-Nov-07 4:07 PM View: | Nasdaq OMX Group Inc (NDAQ) | 19-Nov-07 | Option Exercise | 5,000 | $13.00 | $65,000.00 | 15% 34.16K to 39.16K | |
| 20-Nov-07 4:07 PM View: | Nasdaq OMX Group Inc (NDAQ) | 19-Nov-07 | Market Option Sale (Planned) | 5,000 | $42.86 | $214,300.00 | (13%) 39.16K to 34.16K | (228%) |
| 23-Oct-07 10:59 AM View: | Nasdaq OMX Group Inc (NDAQ) | 22-Oct-07 | Option Exercise | 5,000 | $13.00 | $65,000.00 | 15% 34.16K to 39.16K | |
| 23-Oct-07 10:59 AM View: | Nasdaq OMX Group Inc (NDAQ) | 22-Oct-07 | Market Option Sale (Planned) | 5,000 | $40.80 | $204,000.00 | (13%) 39.16K to 34.16K | (244%) |
| 21-Sep-07 5:00 PM View: | Nasdaq OMX Group Inc (NDAQ) | 20-Sep-07 | Option Exercise | 5,000 | $13.00 | $65,000.00 | 15% 34.16K to 39.16K | |
| 21-Sep-07 5:00 PM View: | Nasdaq OMX Group Inc (NDAQ) | 20-Sep-07 | Market Option Sale (Planned) | 5,000 | $38.11 | $190,550.00 | (13%) 39.16K to 34.16K | (269%) |