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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Aug-20 4:24 PM View:  | Inhibrx, Inc. (INBX) | 21-Aug-20 | Conversion | 82,422 | -- | -- | 16% 515.84K to 598.26K | |
| 13-Aug-20 8:34 AM View: | Virtus Equity & Convertible... (NIE) | 11-Aug-20 | Private Sale | 20,000 | $24.66 | $493,271.00 | (100%) 20.0K to 0 | |
| 27-Jun-14 4:36 PM View: | Nicholas-Applegate Converti... (NCV) | 25-Jun-14 | Market Sale | 15,000 | $10.58 | $158,677.00 | (100%) 15.0K to 0 | 14% |
| 22-Sep-08 1:53 PM View: | Virtus Equity & Convertible... (NIE) | 18-Sep-08 | Market Purchase | 10,000 | $15.09 | $150,919.00 | 34% 29.0K to 39.0K | (33%) |
| 21-Aug-07 2:34 PM View: | Virtus Equity & Convertible... (NIE) | 17-Aug-07 | Market Purchase | 5,000 | $21.58 | $107,919.00 | 100% 5.0K to 10.0K | (46%) |
| 17-Aug-07 3:44 PM View: | Virtus Equity & Convertible... (NIE) | 16-Aug-07 | Market Purchase | 5,000 | $19.57 | $97,874.00 | 100% 0 to 5.0K | (41%) |
| 17-Aug-07 2:40 PM View: | Nicholas-Applegate Converti... (NCV) | 15-Aug-07 | Market Purchase | 15,000 | $11.82 | $177,351.00 | 100% 0 to 15.0K | 8% |