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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Aug-07 3:21 PM View:  | Nicholas-Applegate Converti... (NCV) | 17-Aug-07 | Market Purchase | 300 | $13.29 | $3,987.00 | 100% 0 to 0.3K | (4%) |
| 21-Aug-07 3:15 PM View: | Virtus Equity & Convertible... (NIE) | 17-Aug-07 | Market Purchase | 200 | $21.55 | $4,310.00 | 100% 0 to 0.2K | (46%) |
| 17-Aug-07 4:23 PM View: | Nicholas-Applegate Converti... (NCV) | 15-Aug-07 | Market Purchase | 400 | $12.02 | $4,810.00 | 100% 0 to 0.4K | 15% |