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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Apr-18 2:08 PM View:  | New America High Income Fun... (HYB) | 18-Apr-18 | Market Purchase | 10,000 | $8.70 | $87,000.00 | 100% 0 to 10.0K | (12%) |
| 30-Jun-14 5:34 PM View: | H&Q Healthcare Investors (HQH) | 24-Jun-14 | Exercise (in-the money or at-the-money) | 77 | $25.04 | $1,927.85 | 33% 0.23K to 0.31K | |
| 30-Jun-14 5:34 PM View: | H&Q Life Sciences Investors (HQL) | 24-Jun-14 | Exercise (in-the money or at-the-money) | 76 | $19.75 | $1,501.00 | 33% 0.23K to 0.3K | (14%) |
| 21-Mar-12 12:16 PM View: | H&Q Healthcare Investors (HQH) | 19-Mar-12 | Market Purchase | 200 | $16.00 | $3,199.98 | 100% 0 to 0.2K | 61% |
| 21-Mar-12 12:16 PM View: | H&Q Life Sciences Investors (HQL) | 19-Mar-12 | Market Purchase | 200 | $13.30 | $2,659.98 | 100% 0 to 0.2K | 51% |