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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Jul-20 11:38 AM View:  | First Trust Senior Floating... (FIV) | 09-Jul-20 | Private Purchase | 7,374 | $8.29 | $61,130.50 | 57% 13.0K to 20.37K | |
| 10-Oct-18 2:58 PM View: | First Trust Senior Floating... (FIV) | 09-Oct-18 | Purchase | 8,000 | $9.00 | $72,000.00 | 160% 5.0K to 13.0K | |
| 06-Dec-17 5:15 PM View: | First Trust Senior Floating... (FIV) | 06-Dec-17 | Purchase | 5,000 | $9.16 | $45,817.50 | 100% 0 to 5.0K | |
| 25-Aug-15 9:21 AM View: | First Trust High Income Lon... (FSD) | 24-Aug-15 | Market Purchase | 1,000 | $13.78 | $13,779.90 | 33% 3.0K to 4.0K | 5% |
| 20-Aug-15 8:19 AM View: | First Trust High Income Lon... (FSD) | 19-Aug-15 | Market Purchase | 3,000 | $14.62 | $43,860.00 | 100% 0 to 3.0K | (1%) |
| 28-Jul-15 1:57 PM View: | First Trust Four Corners Se... (FCT) | 06-May-15 | Market Purchase | 2,000 | $13.72 | $27,440.00 | 100% 0 to 2.0K | (10%) |
| 18-Dec-06 6:19 PM View: | First Trust Value Line Divi... (FVD) | 15-Dec-06 | Disposition (other) | 2,600 | $16.81 | $43,700.80 | (100%) 2.6K to 0 | 31% |
| 19-Jul-05 6:10 PM View: | First Trust Value Line Divi... (FVD) | 19-Jul-05 | Market Purchase | 400 | $15.02 | $6,008.00 | 18% 2.2K to 2.6K | (< 1%) |
| 25-Apr-05 4:20 PM View: | First Trust Value Line Divi... (FVD) | 25-Apr-05 | Market Purchase | 400 | $14.26 | $5,704.00 | 22% 1.8K to 2.2K | 6% |
| 26-Jul-04 10:49 AM View: | First Trust Value Line Divi... (FVD) | 23-Jul-04 | Market Purchase | 300 | $13.86 | $4,158.00 | 20% 1.5K to 1.8K | 18% |
| 29-Apr-04 10:00 PM View: | First Trust Value Line Divi... (FVD) | 20-Apr-04 | Market Purchase | 500 | $13.99 | $6,995.00 | 50% 1.0K to 1.5K | 18% |
| 09-Mar-04 10:00 PM View: | First Trust Value Line Divi... (FVD) | 08-Mar-04 | Market Purchase | 1,000 | $14.60 | $14,600.00 | 100% 0 to 1.0K | 13% |