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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Apr-24 5:21 PM View:  | Stem, Inc. (STEM) | 30-Apr-24 | Option Sale | 24,035 | $1.87 | $44,945.40 | (6%) 414.25K to 390.22K | |
| 30-Apr-24 5:21 PM View: | Stem, Inc. (STEM) | 28-Apr-24 | Option Exercise | 68,946 | -- | -- | 20% 345.31K to 414.25K | |
| 12-Mar-24 4:14 PM View: | Stem, Inc. (STEM) | 08-Mar-24 | Sale | 46,034 | $2.19 | $100,814.00 | (12%) 391.34K to 345.31K | |
| 05-Mar-24 4:21 PM View: | Stem, Inc. (STEM) | 04-Mar-24 | Option Sale | 10,016 | $2.48 | $24,839.70 | (2%) 401.36K to 391.34K | |
| 05-Mar-24 4:21 PM View: | Stem, Inc. (STEM) | 01-Mar-24 | Grant | 101,096 | -- | -- | 37% 276.81K to 377.91K | |
| 05-Mar-24 4:21 PM View: | Stem, Inc. (STEM) | 01-Mar-24 | Option Exercise | 23,446 | -- | -- | 6% 377.91K to 401.36K | |
| 20-Feb-24 4:47 PM View: | Stem, Inc. (STEM) | 16-Feb-24 | Option Sale | 20,367 | $3.17 | $64,563.40 | (7%) 297.18K to 276.81K | |
| 20-Feb-24 4:47 PM View: | Stem, Inc. (STEM) | 15-Feb-24 | Option Exercise | 48,631 | -- | -- | 20% 248.55K to 297.18K | |
| 05-May-23 10:33 AM View: | Stem, Inc. (STEM) | 01-May-23 | Option Sale | 1,440 | $4.12 | $5,932.80 | (< 1%) 249.99K to 248.55K | |
| 05-May-23 10:33 AM View: | Stem, Inc. (STEM) | 28-Apr-23 | Option Exercise | 3,946 | -- | -- | 2% 246.04K to 249.99K | |
| 03-Mar-23 5:03 PM View: | Stem, Inc. (STEM) | 01-Mar-23 | Option Exercise | 23,445 | -- | -- | 10% 231.85K to 255.3K | |
| 03-Mar-23 5:03 PM View: | Stem, Inc. (STEM) | 01-Mar-23 | Option Sale | 9,252 | $8.10 | $74,968.00 | (4%) 255.3K to 246.04K | |
| 16-Nov-22 7:11 PM View: | Stem, Inc. (STEM) | 15-Nov-22 | Market Sale | 30,000 | $14.67 | $439,992.00 | (11%) 261.85K to 231.85K | (6%) |
| 17-Aug-22 7:05 PM View: | Stem, Inc. (STEM) | 16-Aug-22 | Market Sale (Planned) | 23,583 | $16.00 | $377,406.00 | (8%) 285.21K to 261.63K | 3% |
| 17-Aug-22 7:05 PM View: | Stem, Inc. (STEM) | 15-Aug-22 | Market Sale (Planned) | 60,642 | $16.24 | $985,019.00 | (18%) 345.85K to 285.21K | 4% |
| 19-May-22 11:19 AM View: | Stem, Inc. (STEM) | 17-May-22 | Sale (Planned) | 37,284 | $7.62 | $284,134.00 | (10%) 383.13K to 345.85K | |
| 12-May-22 5:29 PM View: | Stem, Inc. (STEM) | 10-May-22 | Sale | 2,080 | $7.32 | $15,225.60 | (< 1%) 385.21K to 383.13K | |
| 02-May-22 5:27 PM View: | Stem, Inc. (STEM) | 28-Apr-22 | Option Exercise | 3,946 | -- | -- | 1% 381.27K to 385.21K | |
| 17-Mar-22 9:49 PM View: | Stem, Inc. (STEM) | 15-Mar-22 | Payment of Exercise | 93,523 | $7.96 | $744,443.00 | (20%) 474.79K to 381.27K | |
| 17-Mar-22 9:49 PM View: | Stem, Inc. (STEM) | 15-Mar-22 | Option Exercise | 180,000 | $1.97 | $355,413.00 | 61% 294.79K to 474.79K | |
| 03-Dec-21 5:35 PM View: | Stem, Inc. (STEM) | 02-Dec-21 | Market Sale (Planned) | 3,000 | $20.34 | $61,032.00 | (1%) 297.79K to 294.79K | 3% |
| 03-Dec-21 5:35 PM View: | Stem, Inc. (STEM) | 01-Dec-21 | Market Sale (Planned) | 10,000 | $21.13 | $211,338.00 | (3%) 307.79K to 297.79K | 7% |
| 19-Nov-21 6:20 PM View: | Stem, Inc. (STEM) | 17-Nov-21 | Market Sale (Planned) | 12,456 | $22.09 | $275,109.00 | (4%) 320.25K to 307.79K | 3% |
| 17-Nov-21 11:31 AM View: | Stem, Inc. (STEM) | 16-Nov-21 | Market Sale (Planned) | 12,456 | $24.56 | $305,861.00 | (4%) 332.7K to 320.25K | (< 1%) |
| 16-Sep-19 5:26 PM View: | Muscle Pharm Corp. (MSLP) | 01-Jul-19 | Grant | 238,095 | -- | -- | 94% 254.09K to 492.18K | |
| 24-Aug-18 3:58 PM View: | Muscle Pharm Corp. (MSLP) | 01-Jul-18 | Grant | 100,000 | -- | -- | 65% 154.09K to 254.09K | |
| 22-Sep-17 5:07 PM View: | Muscle Pharm Corp. (MSLP) | 24-Jul-17 | Grant | 53,476 | -- | -- | 53% 100.61K to 154.09K | |
| 22-Sep-17 5:07 PM View: | Muscle Pharm Corp. (MSLP) | 21-Apr-17 | Grant | 10,081 | -- | -- | 11% 90.53K to 100.61K | |
| 02-Sep-16 11:58 AM View: | Muscle Pharm Corp. (MSLP) | 16-Jul-16 | Grant | 64,338 | -- | -- | 246% 26.19K to 90.53K | |
| 02-Sep-16 11:33 AM View: | Muscle Pharm Corp. (MSLP) | 20-Apr-16 | Grant | 6,779 | -- | -- | 35% 19.41K to 26.19K | |
| 01-Feb-16 4:01 PM View: | Muscle Pharm Corp. (MSLP) | 22-Jan-16 | Grant | 9,049 | -- | -- | 87% 10.36K to 19.41K | |
| 12-Nov-15 4:56 PM View: | Muscle Pharm Corp. (MSLP) | 23-Oct-15 | Grant | 7,010 | -- | -- | 209% 3.35K to 10.36K | |
| 12-Nov-15 4:56 PM View: | Muscle Pharm Corp. (MSLP) | 24-Jul-15 | Grant | 3,353 | -- | -- | 100% 0 to 3.35K | |
| 01-Jun-15 9:00 PM View: | Towerstream Corp (TWERD.PK) | 28-May-15 | Exercise (in-the money or at-the-money) | 5,673 | -- | -- | 16% 34.61K to 40.28K | |
| 30-May-14 9:00 PM View: | Towerstream Corp (TWERD.PK) | 28-May-14 | Exercise (in-the money or at-the-money) | 29,608 | -- | -- | 592% 5.0K to 34.61K | |
| 22-Jan-13 9:38 AM View: | Findex.com Inc. (FIND) | 17-Jan-13 | Grant | 3,200,000 | $0.00 | $10,240.00 | 62% 5.13M to 8.33M | |
| 23-Nov-11 10:40 AM View: | Findex.com Inc. (FIND) | 17-Nov-11 | Grant | 1,800,000 | $0.00 | $4,860.00 | 54% 3.33M to 5.13M | |
| 15-Apr-11 3:15 PM View: | Findex.com Inc. (FIND) | 08-Apr-11 | Grant | 724,834 | $0.00 | $2,899.34 | 28% 2.6M to 3.33M | |
| 11-Aug-10 5:36 PM View: | Findex.com Inc. (FIND) | 09-Aug-10 | Grant | 1,428,570 | $0.00 | $3,000.00 | 122% 1.17M to 2.6M | |
| 24-Mar-09 5:16 PM View: | Findex.com Inc. (FIND) | 13-Mar-09 | Grant | 857,143 | $0.02 | $18,000.00 | 271% 316.67K to 1.17M | 4761900000% |
| 12-May-08 5:11 PM View: | Findex.com Inc. (FIND) | 14-Apr-08 | Grant | 166,667 | $0.04 | $7,000.01 | 111% 150.0K to 316.67K | 2380950000% |
| 10-Jan-08 8:16 PM View: | LookSmart, Ltd. (LOOK) | 28-Dec-07 | Market Purchase | 7,500 | $3.25 | $24,370.00 | 150% 5.0K to 12.5K | (79%) |
| 20-Nov-07 1:28 PM View: | Towerstream Corp (TWERD.PK) | 19-Nov-07 | Market Purchase | 5,000 | $2.32 | $11,592.00 | 385% 1.3K to 6.3K | 9% |
| 14-Nov-07 9:07 PM View: | Zvue Corp (ZVUE) | 12-Nov-07 | Grant | 125,000 | $2.30 | $287,500.00 | 66% 189.76K to 314.76K | (99%) |
| 04-Sep-07 1:19 PM View: | Zvue Corp (ZVUE) | 31-Aug-07 | Market Purchase | 7,500 | $1.54 | $11,513.20 | 4% 182.26K to 189.76K | (99%) |
| 22-Dec-06 1:17 PM View: | Zvue Corp (ZVUE) | 21-Dec-06 | Gift | 3,448 | $4.15 | $14,309.20 | (2%) 185.71K to 182.26K | 100% |
| 22-Dec-06 1:17 PM View: | Zvue Corp (ZVUE) | 20-Dec-06 | Grant | 159,850 | $6.27 | $1,002,260.00 | 618% 25.86K to 185.71K | |
| 07-Jul-06 5:43 PM View: | Zvue Corp (ZVUE) | 26-Jun-06 | Purchase | 200,000 | $4.10 | $820,000.00 | 533% 37.5K to 237.5K |