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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-May-23 4:57 PM View:  | Lensar, Inc. (LNSR) | 25-May-23 | Grant | 9,288 | -- | -- | 4% 207.75K to 217.04K | |
| 03-Oct-22 6:02 PM View: | Transdel Pharmaceuticals, I... (HROW) | 30-Sep-22 | Private Sale (Planned) | 40,000 | $12.62 | $504,800.00 | (24%) 166.1K to 126.1K | |
| 21-Jun-22 8:07 PM View: | Ocular Therapeutix, Inc (OCUL) | 16-Jun-22 | Grant | 8,933 | -- | -- | 9% 99.47K to 108.4K | |
| 27-May-22 7:54 PM View: | Lensar, Inc. (LNSR) | 25-May-22 | Grant | 4,285 | -- | -- | 2% 203.46K to 207.75K | |
| 16-May-22 4:13 PM View: | Ocular Therapeutix, Inc (OCUL) | 12-May-22 | Option Exercise | 9,469 | $1.22 | $11,552.20 | 11% 90.0K to 99.47K | |
| 27-Sep-21 7:31 PM View: | Transdel Pharmaceuticals, I... (HROW) | 24-Sep-21 | Market Sale (Planned) | 3,900 | $10.04 | $39,156.00 | (2%) 170.0K to 166.1K | 5% |
| 21-May-21 5:28 PM View: | Transdel Pharmaceuticals, I... (HROW) | 20-May-21 | Market Sale | 10,000 | $10.75 | $107,500.00 | (5%) 200.0K to 190.0K | 8% |
| 21-May-21 9:05 PM View: | Ocular Therapeutix, Inc (OCUL) | 20-May-21 | Market Sale | 10,000 | $14.30 | $143,000.00 | (10%) 100.0K to 90.0K | 1% |
| 10-Dec-20 8:48 PM View: | Lensar, Inc. (LNSR) | 07-Dec-20 | Grant | 32,127 | -- | -- | 19% 171.34K to 203.46K | |
| 14-Mar-19 4:14 PM View: | Ocular Therapeutix, Inc (OCUL) | 13-Mar-19 | Market Purchase | 56,441 | $4.33 | $244,390.00 | 130% 43.56K to 100.0K | 413% |
| 01-May-17 4:34 PM View: | Transdel Pharmaceuticals, I... (HROW) | 27-Apr-17 | Exercise (in-the money or at-the-money) | 100,000 | $1.79 | $179,000.00 | 100% 100.0K to 200.0K | |
| 21-Dec-16 4:04 PM View: | Transdel Pharmaceuticals, I... (HROW) | 19-Dec-16 | Market Purchase | 100,000 | $1.79 | $179,000.00 | 100% 0 to 100.0K | 181% |
| 11-May-16 6:36 PM View: | OccuLogix Inc. (TEAR) | 09-May-16 | Purchase | 133,332 | -- | -- | 923% 14.45K to 147.78K | |
| 12-Aug-15 8:43 PM View: | Transdel Pharmaceuticals, I... (HROW) | 10-Aug-15 | Grant | 4,469 | -- | -- | 71% 6.28K to 10.75K | |
| 15-May-15 7:05 PM View: | Transdel Pharmaceuticals, I... (HROW) | 13-May-15 | Grant | 6,281 | -- | -- | 100% 0 to 6.28K | |
| 01-Apr-15 6:10 PM View: | Ocular Therapeutix, Inc (OCUL) | 27-Feb-15 | Option Exercise | 24,620 | $0.33 | $8,105.22 | 130% 18.94K to 43.56K | |
| 31-Jul-14 5:28 PM View: | Ocular Therapeutix, Inc (OCUL) | 30-Jul-14 | Conversion | 18,939 | -- | -- | 100% 0 to 18.94K | |
| 04-Oct-12 5:33 PM View: | Vertical Health Solutions I... (ONMD) | 28-Sep-12 | Acquisition (other) | 1,768,130 | $0.25 | $442,033.00 | (104%) (-1.69M) to 73.5K | |
| 11-Dec-07 4:24 PM View: | TLC Vision Corp. (TLCVQ.PK) | 11-Dec-07 | Option Exercise | 29,500 | $2.81 | $82,895.00 | 100% 0 to 29.5K | (97%) |
| 12-Apr-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 31-Mar-04 | Market Sale | 19,631 | $11.59 | $227,563.00 | (100%) 19.63K to 0 | 99% |
| 12-Apr-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 30-Mar-04 | Market Sale | 24,115 | $11.58 | $279,179.00 | (55%) 43.75K to 19.63K | 99% |
| 29-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 29-Mar-04 | Market Sale | 28,500 | $11.84 | $337,440.00 | (30%) 95.42K to 66.92K | 99% |
| 12-Apr-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 29-Mar-04 | Market Sale | 23,170 | $11.81 | $273,754.00 | (35%) 66.92K to 43.75K | 99% |
| 29-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 29-Mar-04 | Exercise (in-the money or at-the-money) | 28,500 | $8.56 | $244,036.00 | 43% 66.92K to 95.42K | |
| 29-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 26-Mar-04 | Market Sale | 20,000 | $11.72 | $234,400.00 | (23%) 86.92K to 66.92K | 99% |
| 29-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 26-Mar-04 | Exercise (in-the money or at-the-money) | 20,000 | $5.12 | $102,500.00 | 30% 66.92K to 86.92K | |
| 26-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 25-Mar-04 | Market Sale | 32,000 | $10.86 | $347,380.00 | (32%) 98.92K to 66.92K | 99% |
| 26-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 25-Mar-04 | Exercise (in-the money or at-the-money) | 32,000 | $5.12 | $164,000.00 | 48% 66.92K to 98.92K | |
| 25-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 24-Mar-04 | Market Sale | 30,000 | $10.74 | $322,100.00 | (31%) 96.92K to 66.92K | 99% |
| 25-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 24-Mar-04 | Exercise (in-the money or at-the-money) | 30,000 | $5.12 | $153,750.00 | 45% 66.92K to 96.92K | |
| 24-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 23-Mar-04 | Market Sale | 18,000 | $10.68 | $192,248.00 | (21%) 84.92K to 66.92K | 99% |
| 24-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 23-Mar-04 | Exercise (in-the money or at-the-money) | 18,000 | $5.23 | $94,125.00 | 27% 66.92K to 84.92K | |
| 23-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 22-Mar-04 | Market Sale | 1,900 | $10.65 | $20,240.00 | (3%) 68.82K to 66.92K | 99% |
| 23-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 22-Mar-04 | Exercise (in-the money or at-the-money) | 1,900 | $5.50 | $10,450.00 | 3% 66.92K to 68.82K | |
| 23-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 19-Mar-04 | Market Sale | 35,100 | $11.12 | $390,211.00 | (34%) 102.02K to 66.92K | 99% |
| 23-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 19-Mar-04 | Exercise (in-the money or at-the-money) | 35,100 | $5.50 | $193,050.00 | 52% 66.92K to 102.02K | |
| 22-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 18-Mar-04 | Market Sale | 15,000 | $11.16 | $167,400.00 | (18%) 81.92K to 66.92K | 99% |
| 22-Mar-04 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 18-Mar-04 | Exercise (in-the money or at-the-money) | 15,000 | $5.50 | $82,500.00 | 22% 66.92K to 81.92K | |
| 20-Aug-03 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 19-Aug-03 | Grant | 38,000 | $4.50 | $171,000.00 | 57% 66.92K to 104.92K | |
| 20-Aug-03 10:00 PM View: | TLC Vision Corp. (TLCVQ.PK) | 19-Aug-03 | Disposition | 38,000 | $5.50 | $209,000.00 | (36%) 104.92K to 66.92K | 98% |