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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Oct-15 1:29 PM View:  | OM Group Inc. (OMG) | 28-Oct-15 | Disposition | 9,810 | $34.00 | $333,540.00 | (100%) 9.81K to 0 | |
| 21-Jul-15 5:13 PM View: | OM Group Inc. (OMG) | 20-Jul-15 | Grant | 669 | $33.60 | $22,478.40 | 7% 9.14K to 9.81K | 1% |
| 28-Apr-15 5:24 PM View: | OM Group Inc. (OMG) | 27-Apr-15 | Grant | 624 | $30.03 | $18,738.70 | 7% 8.52K to 9.14K | 4% |
| 22-Jan-15 5:08 PM View: | OM Group Inc. (OMG) | 20-Jan-15 | Grant | 629 | $29.80 | $18,744.20 | 8% 7.89K to 8.52K | (3%) |
| 20-Oct-14 5:01 PM View: | OM Group Inc. (OMG) | 20-Oct-14 | Grant | 722 | $25.95 | $18,735.90 | 10% 7.17K to 7.89K | |
| 06-Aug-14 12:58 PM View: | OM Group Inc. (OMG) | 05-Aug-14 | Grant | 578 | $32.43 | $18,744.50 | 9% 6.59K to 7.17K | |
| 23-Apr-14 7:24 PM View: | OM Group Inc. (OMG) | 21-Apr-14 | Grant | 568 | $32.98 | $18,732.60 | 9% 6.02K to 6.59K | (11%) |
| 23-Jan-14 6:35 PM View: | OM Group Inc. (OMG) | 21-Jan-14 | Grant | 518 | $36.18 | $18,741.20 | 9% 5.5K to 6.02K | (19%) |
| 21-Oct-13 9:06 PM View: | OM Group Inc. (OMG) | 21-Oct-13 | Grant | 560 | $33.44 | $18,726.40 | 11% 4.94K to 5.5K | (12%) |
| 17-Jul-13 6:54 PM View: | OM Group Inc. (OMG) | 15-Jul-13 | Grant | 610 | $30.73 | $18,745.30 | 14% 4.33K to 4.94K | |
| 17-Apr-13 5:19 PM View: | OM Group Inc. (OMG) | 15-Apr-13 | Grant | 799 | $23.44 | $18,728.60 | 23% 3.53K to 4.33K | 25% |
| 24-Jan-13 7:30 PM View: | OM Group Inc. (OMG) | 22-Jan-13 | Grant | 853 | $21.98 | $18,748.90 | 32% 2.68K to 3.53K | |
| 17-Oct-12 11:08 AM View: | OM Group Inc. (OMG) | 15-Oct-12 | Grant | 1,006 | $18.62 | $18,731.70 | 60% 1.67K to 2.68K | 57% |
| 18-Jul-12 4:48 PM View: | OM Group Inc. (OMG) | 16-Jul-12 | Grant | 1,001 | $18.72 | $18,738.70 | 149% 0.67K to 1.67K | 57% |
| 17-Apr-12 4:18 PM View: | OM Group Inc. (OMG) | 16-Apr-12 | Grant | 673 | $27.83 | $18,729.60 | 100% 0 to 0.67K | 6% |
| 26-Jul-11 5:55 PM View: | Advanced Energy Industries,... (AEIS) | 22-Jul-11 | Grant | 3,750 | -- | -- | 5% 74.08K to 77.83K | |
| 25-Jul-11 5:12 PM View: | Advanced Energy Industries,... (AEIS) | 21-Jul-11 | Sale | 291 | -- | -- | (< 1%) 74.37K to 74.08K | |
| 22-Jul-11 5:12 PM View: | Advanced Energy Industries,... (AEIS) | 20-Jul-11 | Sale | 291 | -- | -- | (< 1%) 74.67K to 74.37K | |
| 02-May-11 5:00 PM View: | Advanced Energy Industries,... (AEIS) | 28-Apr-11 | Grant | 3,750 | -- | -- | 5% 70.92K to 74.67K | |
| 27-Apr-11 6:06 PM View: | Advanced Energy Industries,... (AEIS) | 25-Apr-11 | Payment of Exercise | 291 | -- | -- | (< 1%) 71.21K to 70.92K | |
| 21-Apr-11 10:00 PM View: | Advanced Energy Industries,... (AEIS) | 20-Apr-11 | Payment of Exercise | 291 | -- | -- | (< 1%) 71.5K to 71.21K | |
| 03-Mar-11 9:57 PM View: | Advanced Energy Industries,... (AEIS) | 01-Mar-11 | Grant | 3,750 | -- | -- | 6% 67.75K to 71.5K | |
| 24-Feb-11 6:39 PM View: | Advanced Energy Industries,... (AEIS) | 22-Feb-11 | Payment of Exercise | 330 | -- | -- | (< 1%) 68.08K to 67.75K | |
| 18-Feb-11 6:08 PM View: | Advanced Energy Industries,... (AEIS) | 17-Feb-11 | Market Sale | 5,169 | $15.13 | $78,222.00 | (7%) 73.25K to 68.08K | (549%) |
| 18-Feb-11 6:06 PM View: | Advanced Energy Industries,... (AEIS) | 16-Feb-11 | Payment of Exercise | 330 | -- | -- | (< 1%) 73.58K to 73.25K | |
| 29-Oct-10 5:36 PM View: | Advanced Energy Industries,... (AEIS) | 27-Oct-10 | Payment of Exercise | 291 | -- | -- | (< 1%) 73.87K to 73.58K | |
| 28-Oct-10 6:42 PM View: | Advanced Energy Industries,... (AEIS) | 26-Oct-10 | Grant | 3,750 | -- | -- | 5% 70.12K to 73.87K | |
| 23-Jul-10 5:36 PM View: | Advanced Energy Industries,... (AEIS) | 21-Jul-10 | Payment of Exercise | 291 | $13.81 | $4,018.71 | (< 1%) 70.41K to 70.12K | (615%) |
| 22-Jul-10 8:40 PM View: | Advanced Energy Industries,... (AEIS) | 20-Jul-10 | Grant | 3,750 | -- | -- | 6% 66.66K to 70.41K | |
| 19-May-10 6:18 PM View: | Advanced Energy Industries,... (AEIS) | 17-May-10 | Market Sale | 2,331 | $12.66 | $29,510.50 | (3%) 68.99K to 66.66K | (680%) |
| 28-Apr-10 5:46 PM View: | Advanced Energy Industries,... (AEIS) | 27-Apr-10 | Market Sale | 5,500 | $16.02 | $88,084.70 | (7%) 74.49K to 68.99K | (516%) |
| 26-Apr-10 8:42 PM View: | Advanced Energy Industries,... (AEIS) | 26-Apr-10 | Payment of Exercise | 291 | $16.07 | $4,676.37 | (< 1%) 74.45K to 74.16K | (514%) |
| 22-Apr-10 6:58 PM View: | Advanced Energy Industries,... (AEIS) | 20-Apr-10 | Grant | 3,750 | -- | -- | 5% 70.7K to 74.45K | |
| 23-Feb-10 7:26 PM View: | Advanced Energy Industries,... (AEIS) | 19-Feb-10 | Payment of Exercise | 349 | $15.42 | $5,381.58 | (< 1%) 71.05K to 70.7K | (540%) |
| 18-Feb-10 6:44 PM View: | Advanced Energy Industries,... (AEIS) | 16-Feb-10 | Grant | 3,750 | -- | -- | 4% 95.0K to 98.75K | |
| 29-Oct-09 7:38 PM View: | Advanced Energy Industries,... (AEIS) | 27-Oct-09 | Grant | 3,750 | -- | -- | 6% 63.55K to 67.3K | |
| 05-Aug-09 6:18 PM View: | Advanced Energy Industries,... (AEIS) | 03-Aug-09 | Payment of Exercise | 6,216 | $11.80 | $73,348.80 | (9%) 69.76K to 63.55K | (736%) |
| 23-Jul-09 6:58 PM View: | Advanced Energy Industries,... (AEIS) | 21-Jul-09 | Grant | 3,750 | -- | -- | 6% 66.01K to 69.76K | |
| 28-Apr-09 3:26 PM View: | Advanced Energy Industries,... (AEIS) | 24-Apr-09 | Grant | 3,750 | -- | -- | 6% 64.59K to 68.34K | |
| 23-Feb-09 6:51 PM View: | Advanced Energy Industries,... (AEIS) | 19-Feb-09 | Grant | 3,750 | -- | -- | 6% 60.84K to 64.59K | |
| 04-Aug-08 12:20 PM View: | Advanced Energy Industries,... (AEIS) | 01-Aug-08 | Payment of Exercise | 4,662 | $14.00 | $65,268.00 | (7%) 65.51K to 60.84K | (591%) |
| 05-Jun-08 5:38 PM View: | Mattson Technology Inc. (MTSN) | 03-Jun-08 | Grant | 2,000 | -- | -- | 100% 2.0K to 4.0K | |
| 19-May-08 12:36 PM View: | Advanced Energy Industries,... (AEIS) | 15-May-08 | Payment of Exercise | 2,331 | $16.10 | $37,529.10 | (3%) 67.84K to 65.51K | (501%) |
| 05-Nov-07 4:12 PM View: | Advanced Energy Industries,... (AEIS) | 05-Nov-07 | Market Sale | 5,169 | $16.50 | $85,288.50 | (7%) 73.01K to 67.84K | (486%) |
| 02-Aug-07 4:22 PM View: | Advanced Energy Industries,... (AEIS) | 01-Aug-07 | Payment of Exercise | 3,108 | $17.88 | $55,571.00 | (4%) 76.11K to 73.01K | (441%) |
| 06-Aug-07 9:48 AM View: | Mattson Technology Inc. (MTSN) | 31-Jul-07 | Option Exercise | 17,500 | $7.45 | $130,388.00 | 875% 2.0K to 19.5K | |
| 06-Aug-07 9:48 AM View: | Mattson Technology Inc. (MTSN) | 31-Jul-07 | Market Option Sale | 17,500 | $10.01 | $175,175.00 | (90%) 19.5K to 2.0K | 52% |
| 27-Jun-07 10:44 AM View: | Mattson Technology Inc. (MTSN) | 04-Jun-07 | Grant | 2,000 | -- | -- | 100% 0 to 2.0K | |
| 17-May-07 4:35 PM View: | Advanced Energy Industries,... (AEIS) | 15-May-07 | Payment of Exercise | 2,331 | $24.18 | $56,363.60 | (3%) 78.45K to 76.11K | (300%) |
| 08-Nov-06 4:25 PM View: | Mattson Technology Inc. (MTSN) | 07-Nov-06 | Option Exercise | 4,250 | $6.98 | $29,665.00 | 100% 0 to 4.25K |