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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Dec-22 8:34 PM View:  | Phunware, Inc. (PHUN) | 09-Dec-22 | Sale | 259,722 | $0.92 | $239,394.00 | (16%) 1.65M to 1.39M | |
| 09-Dec-22 9:57 PM View: | Phunware, Inc. (PHUN) | 08-Dec-22 | Disposition | 45,898 | $0.99 | $45,535.40 | (2%) 1.84M to 1.79M | |
| 09-Dec-22 9:57 PM View: | Phunware, Inc. (PHUN) | 08-Dec-22 | Sale | 115,170 | $0.96 | $110,621.00 | (6%) 1.79M to 1.68M | |
| 09-Dec-22 9:57 PM View: | Phunware, Inc. (PHUN) | 07-Dec-22 | Disposition | 29,119 | $1.00 | $29,200.50 | (2%) 1.68M to 1.65M | |
| 02-Dec-22 5:07 PM View: | Phunware, Inc. (PHUN) | 01-Dec-22 | Grant | 4,000 | $0.91 | $3,638.00 | < 1% 1.84M to 1.84M | |
| 22-Nov-22 5:21 PM View: | Phunware, Inc. (PHUN) | 18-Nov-22 | Payment of Exercise | 21,027 | $1.09 | $23,011.90 | (1%) 1.86M to 1.84M | |
| 22-Nov-22 5:21 PM View: | Phunware, Inc. (PHUN) | 18-Nov-22 | Option Exercise | 37,500 | -- | -- | 2% 1.82M to 1.86M | |
| 14-Nov-22 9:07 PM View: | Phunware, Inc. (PHUN) | 09-Nov-22 | Payment of Exercise | 39,275 | $1.29 | $50,574.40 | (2%) 1.86M to 1.82M | |
| 22-Aug-22 5:52 PM View: | Phunware, Inc. (PHUN) | 19-Aug-22 | Payment of Exercise | 9,901 | $1.43 | $14,181.20 | (< 1%) 1.87M to 1.86M | |
| 22-Aug-22 5:52 PM View: | Phunware, Inc. (PHUN) | 18-Aug-22 | Option Exercise | 37,500 | -- | -- | 2% 1.83M to 1.87M | |
| 12-Aug-22 4:47 PM View: | Phunware, Inc. (PHUN) | 11-Aug-22 | Payment of Exercise | 15,008 | $1.78 | $26,658.70 | (< 1%) 1.85M to 1.83M | |
| 03-Jun-22 4:16 PM View: | Phunware, Inc. (PHUN) | 01-Jun-22 | Grant | 4,000 | $1.19 | $4,760.00 | < 1% 1.84M to 1.85M | |
| 20-May-22 4:27 PM View: | Phunware, Inc. (PHUN) | 19-May-22 | Payment of Exercise | 9,542 | $1.40 | $13,360.70 | (< 1%) 1.85M to 1.84M | |
| 20-May-22 4:27 PM View: | Phunware, Inc. (PHUN) | 18-May-22 | Option Exercise | 37,500 | -- | -- | 2% 1.81M to 1.85M | |
| 12-May-22 6:03 PM View: | Phunware, Inc. (PHUN) | 10-May-22 | Payment of Exercise | 48,116 | $1.60 | $76,918.20 | (3%) 1.86M to 1.81M | |
| 03-Dec-21 9:28 AM View: | Phunware, Inc. (PHUN) | 01-Dec-21 | Grant | 3,151 | $1.19 | $3,749.69 | < 1% 1.86M to 1.86M | |
| 23-Nov-21 9:41 PM View: | Phunware, Inc. (PHUN) | 19-Nov-21 | Payment of Exercise | 9,332 | $3.81 | $35,532.50 | (< 1%) 1.87M to 1.86M | |
| 23-Nov-21 9:41 PM View: | Phunware, Inc. (PHUN) | 19-Nov-21 | Option Exercise | 37,500 | -- | -- | 2% 1.83M to 1.87M | |
| 20-Aug-21 4:32 PM View: | Phunware, Inc. (PHUN) | 19-Aug-21 | Payment of Exercise | 9,788 | $0.85 | $8,275.75 | (< 1%) 1.84M to 1.83M | |
| 20-Aug-21 4:32 PM View: | Phunware, Inc. (PHUN) | 18-Aug-21 | Option Exercise | 37,500 | -- | -- | 2% 1.8M to 1.84M | |
| 20-May-21 8:28 PM View: | Phunware, Inc. (PHUN) | 18-May-21 | Payment of Exercise | 10,174 | $1.27 | $12,903.70 | (< 1%) 1.81M to 1.8M | |
| 20-May-21 8:28 PM View: | Phunware, Inc. (PHUN) | 18-May-21 | Option Exercise | 37,500 | -- | -- | 2% 1.78M to 1.81M | |
| 05-Feb-21 5:14 PM View: | Phunware, Inc. (PHUN) | 04-Feb-21 | Grant | 747,023 | -- | -- | 73% 1.03M to 1.78M | |
| 20-Nov-20 5:10 PM View: | Phunware, Inc. (PHUN) | 18-Nov-20 | Option Exercise | 62,333 | -- | -- | 6% 965.87K to 1.03M | |
| 20-Aug-20 7:18 PM View: | Phunware, Inc. (PHUN) | 18-Aug-20 | Payment of Exercise | 15,763 | $1.29 | $20,368.90 | (2%) 981.63K to 965.87K | (106%) |
| 20-Aug-20 7:18 PM View: | Phunware, Inc. (PHUN) | 18-Aug-20 | Option Exercise | 62,333 | -- | -- | 7% 919.3K to 981.63K | |
| 20-May-20 7:23 PM View: | Phunware, Inc. (PHUN) | 18-May-20 | Option Exercise | 137,334 | -- | -- | 18% 781.96K to 919.3K | |
| 15-Nov-19 7:02 AM View: | Phunware, Inc. (PHUN) | 14-Nov-19 | Option Exercise | 84,235 | $0.59 | $49,999.60 | 75% 112.14K to 196.37K | |
| 19-Aug-19 5:32 PM View: | Phunware, Inc. (PHUN) | 19-Aug-19 | Market Purchase | 21,750 | $1.15 | $25,012.50 | 24% 90.39K to 112.14K | 131% |
| 16-Aug-19 4:05 PM View: | Phunware, Inc. (PHUN) | 15-Aug-19 | Option Exercise | 90,389 | $0.55 | $50,003.20 | 100% 0 to 90.39K | |
| 15-Aug-19 4:20 PM View: | Phunware, Inc. (PHUN) | 15-Aug-19 | Market Purchase | 43,750 | $1.35 | $59,062.50 | 3% 1.67M to 1.71M | 97% |
| 24-May-19 5:43 PM View: | Phunware, Inc. (PHUN) | 24-May-19 | Acquisition (other) | 4,201 | $9.81 | $41,209.30 | < 1% 2.79M to 2.79M | |
| 24-May-19 5:43 PM View: | Phunware, Inc. (PHUN) | 24-May-19 | Disposition (other) | 38,522 | $9.76 | $376,019.00 | (1%) 2.79M to 2.76M | |
| 25-Mar-19 8:55 PM View: | Phunware, Inc. (PHUN) | 19-Feb-19 | Exercise (in-the money or at-the-money) | 221,397 | $11.33 | $2,508,960.00 | 6% 3.74M to 3.96M | |
| 18-Feb-09 4:51 PM View: | Trycera Financial, Inc. (TRYF) | 29-Dec-08 | Sale Duplicate | 1,710,000 | -- | -- | (93%) 1.85M to 137.5K | |
| 15-Oct-08 1:09 PM View: | Caneum Inc. (CANM.PK) | 02-Sep-08 | Grant Duplicate | 116,076 | -- | -- | 8% 1.39M to 1.5M | |
| 08-Jul-08 5:30 PM View: | Caneum Inc. (CANM.PK) | 07-Jul-08 | Grant Duplicate | 444,118 | -- | -- | 42% 1.06M to 1.5M | |
| 20-Nov-07 1:47 PM View: | Trycera Financial, Inc. (TRYF) | 01-Oct-07 | Private Purchase | 630,000 | $0.25 | $157,500.00 | 100% 0 to 630.0K | |
| 03-Jul-07 6:47 PM View: | Trycera Financial, Inc. (TRYF) | 03-Jul-07 | Grant | 75,000 | $1.00 | $75,000.00 | 8% 917.5K to 992.5K | (96%) |
| 20-Nov-07 1:47 PM View: | Trycera Financial, Inc. (TRYF) | 03-Jul-07 | Private Purchase | 300,000 | $0.25 | $75,000.00 | 100% 0 to 300.0K | |
| 03-Jul-07 6:47 PM View: | Trycera Financial, Inc. (TRYF) | 29-May-07 | Grant | 67,500 | $1.00 | $67,500.00 | 8% 850.0K to 917.5K | (96%) |
| 05-Feb-07 4:44 PM View: | Trycera Financial, Inc. (TRYF) | 05-Feb-07 | Purchase Duplicate | 50,000 | $1.00 | $50,000.00 | 6% 867.5K to 917.5K | (92%) |
| 20-Apr-06 5:07 PM View: | Trycera Financial, Inc. (TRYF) | 18-Apr-06 | Purchase | 100,000 | $1.00 | $100,000.00 | 13% 767.5K to 867.5K | (89%) |
| 28-Feb-06 6:14 PM View: | Caneum Inc. (CANM.PK) | 21-Feb-06 | Acquisition (other) | 275,000 | -- | -- | 54% 510.09K to 785.09K | |
| 28-Feb-06 6:14 PM View: | Caneum Inc. (CANM.PK) | 21-Feb-06 | Acquisition (other) | 275,000 | -- | -- | 35% 785.09K to 1.06M | |
| 23-Jan-06 2:20 PM View: | Caneum Inc. (CANM.PK) | 19-Jan-06 | Purchase | 333,333 | $0.75 | $250,000.00 | 46% 726.76K to 1.06M | |
| 04-Oct-05 4:47 PM View: | Trycera Financial, Inc. (TRYF) | 30-Sep-05 | Purchase | 250,000 | $1.00 | $250,000.00 | 48% 517.5K to 767.5K | (89%) |
| 01-Dec-04 4:02 PM View: | Caneum Inc. (CANM.PK) | 29-Nov-04 | Grant | 14,033 | $2.48 | $34,801.80 | 4% 366.67K to 380.7K | |
| 05-Dec-05 4:48 PM View: | Caneum Inc. (CANM.PK) | 29-Nov-04 | Grant | 14,033 | $2.48 | $34,801.80 | 4% 361.67K to 375.7K | |
| 22-Sep-04 10:00 PM View: | Trycera Financial, Inc. (TRYF) | 10-Aug-04 | Purchase | 67,500 | $0.75 | $50,625.00 | 15% 450.0K to 517.5K |