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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Feb-24 5:06 PM View:  | Smart Global Holdings, Inc. (SGH) | 09-Feb-24 | Grant | 6,821 | -- | -- | 13% 51.38K to 58.2K | |
| 14-Feb-23 8:20 PM View: | Smart Global Holdings, Inc. (SGH) | 10-Feb-23 | Grant | 8,417 | -- | -- | 20% 42.96K to 51.38K | |
| 15-Feb-22 8:50 PM View: | Smart Global Holdings, Inc. (SGH) | 11-Feb-22 | Grant | 5,304 | -- | -- | 14% 37.66K to 42.96K | |
| 17-Feb-21 6:48 PM View: | Smart Global Holdings, Inc. (SGH) | 12-Feb-21 | Grant | 2,543 | -- | -- | 16% 16.29K to 18.83K | |
| 19-Feb-20 6:40 PM View: | Bloom Energy Corp (BE) | 18-Feb-20 | Market Sale | 8,400 | $11.50 | $96,637.80 | (3%) 312.27K to 303.87K | (164%) |
| 18-Feb-20 9:12 PM View: | Smart Global Holdings, Inc. (SGH) | 14-Feb-20 | Grant | 3,635 | -- | -- | 29% 12.65K to 16.29K | |
| 28-Jan-20 9:28 PM View: | Bloom Energy Corp (BE) | 27-Jan-20 | Market Option Sale (Planned) | 42,827 | $8.40 | $359,691.00 | (12%) 352.6K to 309.77K | (261%) |
| 28-Jan-20 9:28 PM View: | Bloom Energy Corp (BE) | 25-Jan-20 | Conversion | 13,041 | -- | -- | 5% 240.87K to 253.91K | |
| 28-Jan-20 9:28 PM View: | Bloom Energy Corp (BE) | 25-Jan-20 | Option Exercise | 98,684 | -- | -- | 39% 253.91K to 352.6K | |
| 05-Dec-19 7:04 PM View: | Bloom Energy Corp (BE) | 04-Dec-19 | Market Option Sale | 98,684 | $5.72 | $564,551.00 | (29%) 340.92K to 242.23K | (430%) |
| 05-Dec-19 7:04 PM View: | Bloom Energy Corp (BE) | 04-Dec-19 | Market Sale | 1,360 | $5.72 | $7,780.29 | (< 1%) 242.23K to 240.87K | (430%) |
| 05-Dec-19 7:04 PM View: | Bloom Energy Corp (BE) | 03-Dec-19 | Conversion | 93,334 | -- | -- | 63% 148.9K to 242.23K | |
| 05-Dec-19 7:04 PM View: | Bloom Energy Corp (BE) | 03-Dec-19 | Option Exercise | 98,684 | -- | -- | 41% 242.23K to 340.92K | |
| 29-May-19 6:21 PM View: | Bloom Energy Corp (BE) | 28-May-19 | Market Sale (Planned) | 46,675 | $11.16 | $520,888.00 | (24%) 194.47K to 147.79K | (172%) |
| 29-May-19 6:21 PM View: | Bloom Energy Corp (BE) | 24-May-19 | Conversion | 115,615 | -- | -- | 158% 72.96K to 188.58K | |
| 20-Feb-19 5:15 PM View: | Bloom Energy Corp (BE) | 15-Feb-19 | Grant | 71,352 | -- | -- | 951% 7.5K to 78.85K | |
| 05-Feb-19 11:43 AM View: | Smart Global Holdings, Inc. (SGH) | 01-Feb-19 | Grant | 4,836 | -- | -- | 62% 7.82K to 12.65K | |
| 31-Jul-18 8:32 PM View: | Bloom Energy Corp (BE) | 27-Jul-18 | Purchase | 5,000 | $15.00 | $75,000.00 | 100% 0 to 5.0K | |
| 21-Sep-17 4:20 PM View: | Smart Global Holdings, Inc. (SGH) | 19-Sep-17 | Grant | 7,816 | -- | -- | 100% 0 to 7.82K | |
| 16-Mar-15 9:44 PM View: | Spansion Inc. (CODE) | 12-Mar-15 | Disposition | 95,671 | -- | -- | (100%) 95.67K to 0 | |
| 03-Feb-15 9:22 PM View: | Spansion Inc. (CODE) | 03-Feb-15 | Payment of Exercise | 53,000 | $34.20 | $1,812,600.00 | (36%) 147.27K to 94.27K | (8%) |
| 03-Feb-15 9:22 PM View: | Spansion Inc. (CODE) | 31-Jan-15 | Grant | 94,421 | -- | -- | 179% 52.85K to 147.27K | |
| 03-Feb-15 9:22 PM View: | Spansion Inc. (CODE) | 30-Jan-15 | Grant | 10,560 | -- | -- | 25% 42.29K to 52.85K | |
| 11-Aug-14 4:37 PM View: | Spansion Inc. (CODE) | 08-Aug-14 | Market Sale | 8,000 | $18.41 | $147,280.00 | (16%) 50.29K to 42.29K | (96%) |
| 11-Aug-14 4:37 PM View: | Spansion Inc. (CODE) | 07-Aug-14 | Market Sale | 6,000 | $18.50 | $111,000.00 | (11%) 56.29K to 50.29K | (95%) |
| 07-Aug-14 8:37 PM View: | Spansion Inc. (CODE) | 05-Aug-14 | Option Exercise | 26,000 | -- | -- | 86% 30.29K to 56.29K | |
| 10-Mar-14 7:21 PM View: | Spansion Inc. (CODE) | 07-Mar-14 | Option Exercise | 8,400 | $10.51 | $88,284.00 | 13% 64.39K to 72.79K | |
| 10-Mar-14 7:21 PM View: | Spansion Inc. (CODE) | 07-Mar-14 | Market Option Sale | 8,400 | $17.02 | $142,968.00 | (12%) 72.79K to 64.39K | (112%) |
| 06-Mar-14 7:27 PM View: | Spansion Inc. (CODE) | 04-Mar-14 | Option Exercise | 32,200 | $10.03 | $322,966.00 | 45% 71.13K to 103.33K | |
| 06-Mar-14 7:27 PM View: | Spansion Inc. (CODE) | 04-Mar-14 | Market Option Sale (Planned) | 32,200 | $16.59 | $534,198.00 | (31%) 103.33K to 71.13K | (117%) |
| 06-Mar-14 7:27 PM View: | Spansion Inc. (CODE) | 04-Mar-14 | Market Sale (Planned) | 9,741 | $16.59 | $161,603.00 | (14%) 71.13K to 61.39K | (117%) |
| 25-Feb-14 7:30 PM View: | Spansion Inc. (CODE) | 24-Feb-14 | Option Exercise | 4,500 | $10.03 | $45,135.00 | 11% 42.16K to 46.66K | |
| 25-Feb-14 7:30 PM View: | Spansion Inc. (CODE) | 24-Feb-14 | Market Option Sale (Planned) | 4,500 | $16.51 | $74,274.20 | (10%) 46.66K to 42.16K | (119%) |
| 25-Feb-14 7:30 PM View: | Spansion Inc. (CODE) | 24-Feb-14 | Market Sale (Planned) | 20,559 | $16.51 | $339,334.00 | (49%) 42.16K to 21.6K | (119%) |
| 24-Feb-14 6:32 PM View: | Spansion Inc. (CODE) | 20-Feb-14 | Option Exercise | 82,268 | $10.40 | $855,868.00 | 195% 42.16K to 124.43K | |
| 24-Feb-14 6:32 PM View: | Spansion Inc. (CODE) | 20-Feb-14 | Market Option Sale | 82,268 | $16.23 | $1,335,210.00 | (66%) 124.43K to 42.16K | (122%) |
| 21-Feb-14 7:45 PM View: | Spansion Inc. (CODE) | 19-Feb-14 | Market Sale (Planned) | 115,328 | $16.29 | $1,878,690.00 | (73%) 157.49K to 42.16K | (121%) |
| 04-Feb-14 8:30 PM View: | Spansion Inc. (CODE) | 03-Feb-14 | Payment of Exercise | 42,500 | $14.74 | $626,450.00 | (21%) 199.99K to 157.49K | (145%) |
| 04-Feb-14 8:30 PM View: | Spansion Inc. (CODE) | 31-Jan-14 | Grant | 94,193 | -- | -- | 89% 105.8K to 199.99K | |
| 18-Mar-13 4:29 PM View: | Spansion Inc. (CODE) | 14-Mar-13 | Market Sale (Planned) | 17,985 | $12.50 | $224,812.00 | (15%) 123.78K to 105.8K | (189%) |
| 04-Feb-13 8:51 PM View: | Spansion Inc. (CODE) | 04-Feb-13 | Payment of Exercise | 38,118 | $11.27 | $429,590.00 | (24%) 161.62K to 123.5K | (220%) |
| 04-Feb-13 8:51 PM View: | Spansion Inc. (CODE) | 01-Feb-13 | Payment of Exercise | 46,882 | $11.60 | $543,831.00 | (22%) 208.5K to 161.62K | (211%) |
| 04-Feb-13 8:51 PM View: | Spansion Inc. (CODE) | 31-Jan-13 | Option Exercise | 174,925 | -- | -- | 521% 33.58K to 208.5K | |
| 03-Jan-13 4:59 PM View: | Spansion Inc. (CODE) | 02-Jan-13 | Market Sale | 5,000 | $14.14 | $70,700.00 | (13%) 38.58K to 33.58K | (155%) |
| 03-Jan-13 4:59 PM View: | Spansion Inc. (CODE) | 31-Dec-12 | Market Sale | 5,245 | $13.61 | $71,384.40 | (12%) 43.82K to 38.58K | (165%) |
| 02-Aug-12 7:53 PM View: | Spansion Inc. (CODE) | 01-Aug-12 | Payment of Exercise | 11,700 | $10.02 | $117,234.00 | (21%) 55.8K to 44.1K | (260%) |
| 02-Aug-12 7:53 PM View: | Spansion Inc. (CODE) | 31-Jul-12 | Grant | 30,556 | -- | -- | 121% 25.25K to 55.8K | |
| 02-Feb-12 6:35 PM View: | Spansion Inc. (CODE) | 01-Feb-12 | Payment of Exercise | 12,800 | $10.25 | $131,200.00 | (34%) 38.05K to 25.25K | (252%) |
| 02-Feb-12 6:35 PM View: | Spansion Inc. (CODE) | 31-Jan-12 | Option Exercise | 33,861 | -- | -- | 809% 4.18K to 38.05K | |
| 13-Jul-11 7:04 PM View: | Spansion Inc. (CODE) | 11-Jul-11 | Option Exercise | 7,257 | $10.51 | $76,271.10 | 173% 4.18K to 11.44K |