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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 18-May-22 4:44 PM View:  | Apollo Global Management, I... (APO) | 16-May-22 | Grant | 11,506 | -- | -- | 100% 0 to 11.51K | |
| 04-Oct-19 12:15 PM View: | Sotheby's (BID) | 03-Oct-19 | Disposition | 4,000 | $57.00 | $228,000.00 | (100%) 4.0K to 0 | |
| 05-May-15 4:48 PM View: | Anywhere Real Estate Inc. (HOUS) | 01-May-15 | Grant | 2,405 | -- | -- | 38% 6.36K to 8.76K | |
| 13-May-14 8:39 AM View: | Asia Pacific Fund Inc. (APB) | 12-May-14 | Market Purchase | 2,000 | $10.40 | $20,800.00 | 19% 10.3K to 12.3K | (11%) |
| 06-May-14 4:45 PM View: | Anywhere Real Estate Inc. (HOUS) | 02-May-14 | Grant | 2,579 | -- | -- | 68% 3.78K to 6.36K | |
| 02-Jul-13 12:54 PM View: | National Financial Partners... (NFP) | 01-Jul-13 | Disposition | 367,912 | $22.59 | $8,312,560.00 | (100%) 367.91K to 0 | |
| 28-Jun-13 2:20 PM View: | Anywhere Real Estate Inc. (HOUS) | 26-Jun-13 | Grant | 3,777 | -- | -- | 100% 0 to 3.78K | |
| 02-Jul-13 12:54 PM View: | National Financial Partners... (NFP) | 20-Jun-13 | Gift | 66,527 | -- | -- | (15%) 434.44K to 367.91K | |
| 20-Feb-13 5:40 PM View: | National Financial Partners... (NFP) | 16-Feb-13 | Option Exercise | 28,585 | -- | -- | 7% 405.52K to 434.11K | |
| 17-Aug-12 12:39 PM View: | Asia Pacific Fund Inc. (APB) | 16-Aug-12 | Grant | 5,300 | $9.86 | $52,258.00 | 106% 5.0K to 10.3K | (7%) |
| 01-Mar-12 5:00 PM View: | National Financial Partners... (NFP) | 29-Feb-12 | Disposition | 6,567 | $15.26 | $100,219.00 | (2%) 411.23K to 404.66K | (18%) |
| 01-Mar-12 5:00 PM View: | National Financial Partners... (NFP) | 29-Feb-12 | Option Exercise | 6,567 | -- | -- | 2% 404.66K to 411.23K | |
| 21-Feb-12 5:09 PM View: | National Financial Partners... (NFP) | 16-Feb-12 | Option Exercise | 72,441 | -- | -- | 22% 330.22K to 402.66K | |
| 17-Feb-11 7:21 PM View: | National Financial Partners... (NFP) | 16-Feb-11 | Option Exercise | 73,826 | -- | -- | 29% 257.4K to 331.23K | |
| 15-Feb-11 3:12 PM View: | Asia Pacific Fund Inc. (APB) | 15-Feb-11 | Market Purchase | 4,000 | $11.30 | $45,190.00 | 286% 1.4K to 5.4K | (19%) |
| 18-Feb-10 4:54 PM View: | National Financial Partners... (NFP) | 16-Feb-10 | Option Exercise | 66,089 | -- | -- | 35% 190.04K to 256.13K | |
| 17-Nov-09 7:17 PM View: | National Financial Partners... (NFP) | 16-Nov-09 | Option Exercise | 6,924 | -- | -- | 4% 183.11K to 190.04K | |
| 18-Feb-09 4:39 PM View: | National Financial Partners... (NFP) | 16-Feb-09 | Option Exercise | 11,976 | -- | -- | 7% 167.49K to 179.47K | |
| 18-Nov-08 6:22 PM View: | National Financial Partners... (NFP) | 16-Nov-08 | Option Exercise | 13,302 | -- | -- | 9% 154.16K to 167.46K | |
| 29-Sep-08 10:42 AM View: | National Financial Partners... (NFP) | 26-Sep-08 | Market Purchase | 4,670 | $16.06 | $75,000.20 | 3% 148.67K to 153.34K | 8% |
| 25-Feb-08 5:27 PM View: | National Financial Partners... (NFP) | 25-Feb-08 | Option Exercise | 20,000 | $23.00 | $460,000.00 | 16% 127.1K to 147.1K | |
| 25-Feb-08 5:27 PM View: | National Financial Partners... (NFP) | 22-Feb-08 | Market Purchase | 5,000 | $28.23 | $141,150.00 | 4% 122.1K to 127.1K | (37%) |
| 20-Feb-08 9:42 PM View: | National Financial Partners... (NFP) | 17-Feb-08 | Option Exercise | 1,409 | -- | -- | 1% 119.39K to 120.79K | |
| 20-Feb-08 9:42 PM View: | National Financial Partners... (NFP) | 16-Feb-08 | Option Exercise | 1,310 | -- | -- | 1% 120.79K to 122.1K | |
| 18-Dec-07 3:40 PM View: | National Financial Partners... (NFP) | 16-Dec-07 | Option Exercise | 7,091 | -- | -- | 6% 111.78K to 118.88K | |
| 19-Nov-07 5:35 PM View: | National Financial Partners... (NFP) | 16-Nov-07 | Option Exercise | 11,588 | -- | -- | 12% 100.2K to 111.78K | |
| 20-Feb-07 5:32 PM View: | National Financial Partners... (NFP) | 17-Feb-07 | Option Exercise | 1,370 | -- | -- | 1% 98.28K to 99.65K | |
| 20-Feb-07 5:32 PM View: | National Financial Partners... (NFP) | 16-Feb-07 | Option Exercise | 1,750 | -- | -- | 2% 96.53K to 98.28K | |
| 19-Dec-06 6:08 PM View: | National Financial Partners... (NFP) | 16-Dec-06 | Option Exercise | 6,885 | -- | -- | 8% 89.44K to 96.33K | |
| 20-Nov-06 10:00 PM View: | National Financial Partners... (NFP) | 16-Nov-06 | Option Exercise | 5,931 | -- | -- | 7% 83.51K to 89.44K | |
| 07-Aug-06 9:37 AM View: | National Financial Partners... (NFP) | 07-Aug-06 | Market Purchase | 15,000 | $37.01 | $555,150.00 | 22% 68.33K to 83.33K | (51%) |
| 23-May-06 12:16 PM View: | Asia Pacific Fund Inc. (APB) | 22-May-06 | Market Purchase | 1,000 | $19.22 | $19,224.00 | 100% 0 to 1.0K | (15%) |
| 17-Feb-06 8:51 PM View: | National Financial Partners... (NFP) | 16-Feb-06 | Option Exercise | 1,718 | -- | -- | 3% 66.31K to 68.03K | |
| 19-Dec-05 7:49 PM View: | National Financial Partners... (NFP) | 16-Dec-05 | Option Exercise | 8,030 | -- | -- | 14% 58.15K to 66.18K | |
| 11-Jan-05 3:11 PM View: | National Financial Partners... (NFP) | 07-Jan-05 | Market Purchase | 157 | $37.14 | $5,828.91 | < 1% 57.57K to 57.73K | (50%) |
| 05-Feb-04 10:00 PM View: | Eaton Vance Tax Advantaged ... (EVT) | 05-Feb-04 | Market Purchase | 2,500 | $20.04 | $50,100.00 | 100% 0 to 2.5K | 41% |
| 25-Sep-03 10:00 PM View: | National Financial Partners... (NFP) | 23-Sep-03 | Private Purchase | 9,000 | $23.00 | $207,000.00 | 19% 48.57K to 57.57K |