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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Nov-21 9:30 PM View:  | Liveone, Inc. (LIVX) | 05-Nov-21 | Disposition (other) | 20,670 | $2.39 | $49,401.30 | (8%) 267.68K to 247.01K | |
| 16-Nov-21 9:30 PM View: | Liveone, Inc. (LIVX) | 05-Nov-21 | Option Exercise | 41,689 | -- | -- | 18% 225.99K to 267.68K | |
| 17-Aug-21 9:45 PM View: | Liveone, Inc. (LIVX) | 16-Aug-21 | Disposition (other) | 49,930 | $2.94 | $146,794.00 | (18%) 275.92K to 225.99K | (2%) |
| 17-Aug-21 9:45 PM View: | Liveone, Inc. (LIVX) | 16-Aug-21 | Option Exercise | 97,220 | -- | -- | 54% 178.7K to 275.92K | |
| 22-Mar-21 8:02 PM View: | Liveone, Inc. (LIVX) | 19-Mar-21 | Disposition (other) | 20,000 | $4.74 | $94,706.00 | (10%) 198.7K to 178.7K | 36% |
| 03-Dec-20 8:01 AM View: | Liveone, Inc. (LIVX) | 20-Nov-20 | Disposition (other) | 13,929 | $1.98 | $27,579.40 | (7%) 212.63K to 198.7K | (52%) |
| 03-Dec-20 8:01 AM View: | Liveone, Inc. (LIVX) | 20-Nov-20 | Option Exercise | 41,690 | -- | -- | 24% 170.94K to 212.63K | |
| 28-Aug-20 9:30 PM View: | Liveone, Inc. (LIVX) | 18-Aug-20 | Disposition (other) | 86,427 | $2.81 | $242,860.00 | (34%) 257.37K to 170.94K | (8%) |
| 28-Aug-20 9:30 PM View: | Liveone, Inc. (LIVX) | 18-Aug-20 | Option Exercise | 249,865 | -- | -- | 3332% 7.5K to 257.37K |