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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Dec-23 3:55 PM View:  | Arrowhead Research Corp. (ARWR) | 15-Dec-23 | Grant | 14,987 | $25.41 | $380,820.00 | 15% 99.77K to 114.75K | |
| 11-Jan-23 8:32 PM View: | Arrowhead Research Corp. (ARWR) | 10-Jan-23 | Grant | 7,867 | -- | -- | 9% 91.9K to 99.77K | |
| 22-Nov-22 4:46 PM View: | Avita Medical, Inc. (RCEL) | 21-Nov-22 | Option Exercise | 150,000 | $5.99 | $898,500.00 | 65% 229.54K to 379.54K | |
| 22-Nov-22 4:46 PM View: | Avita Medical, Inc. (RCEL) | 21-Nov-22 | Option Sale | 150,000 | $7.18 | $1,077,000.00 | (40%) 379.54K to 229.54K | |
| 06-Sep-22 4:15 PM View: | Avita Medical, Inc. (RCEL) | 01-Sep-22 | Grant | 2,980 | -- | -- | < 1% 298.0K to 300.98K | |
| 02-Jun-22 5:01 PM View: | Avita Medical, Inc. (RCEL) | 01-Jun-22 | Disposition (other) | 23,754 | -- | -- | (7%) 321.71K to 297.96K | |
| 25-Feb-22 4:54 PM View: | Avita Medical, Inc. (RCEL) | 24-Feb-22 | Sale | 10,812 | $8.74 | $94,496.90 | (3%) 332.52K to 321.71K | |
| 25-Feb-22 4:54 PM View: | Avita Medical, Inc. (RCEL) | 23-Feb-22 | Grant | 29,713 | -- | -- | 10% 302.81K to 332.52K | |
| 07-Jan-22 8:12 PM View: | Arrowhead Research Corp. (ARWR) | 07-Jan-22 | Grant | 6,400 | -- | -- | 7% 85.5K to 91.9K | |
| 04-Jan-22 10:00 PM View: | Arrowhead Research Corp. (ARWR) | 03-Jan-22 | Market Sale (Planned) | 4,500 | $64.71 | $291,192.00 | (5%) 90.0K to 85.5K | (8%) |
| 27-Dec-21 4:30 PM View: | Avita Medical, Inc. (RCEL) | 22-Dec-21 | Grant | 71,440 | -- | -- | 31% 231.37K to 302.81K | |
| 07-Sep-21 4:05 PM View: | Avita Medical, Inc. (RCEL) | 01-Sep-21 | Grant | 23,754 | -- | -- | 6% 402.09K to 425.84K | |
| 07-Sep-21 4:05 PM View: | Avita Medical, Inc. (RCEL) | 01-Sep-21 | Market Sale | 11,220 | $20.68 | $232,030.00 | (3%) 425.84K to 414.62K | |
| 04-Jun-21 4:06 PM View: | Avita Medical, Inc. (RCEL) | 02-Jun-21 | Sale | 23,000 | $17.33 | $398,590.00 | (9%) 248.1K to 225.1K | |
| 05-Jan-21 6:14 PM View: | Arrowhead Research Corp. (ARWR) | 04-Jan-21 | Market Sale | 4,000 | $76.09 | $304,360.00 | (2%) 188.0K to 184.0K | |
| 05-Jan-21 6:14 PM View: | Arrowhead Research Corp. (ARWR) | 01-Jan-21 | Grant | 9,000 | -- | -- | 5% 179.0K to 188.0K | |
| 16-Sep-20 7:15 PM View: | Avita Medical, Inc. (RCEL) | 16-Sep-20 | Sale | 9,000 | $27.41 | $246,690.00 | (2%) 434.09K to 425.09K | |
| 16-Sep-20 7:15 PM View: | Avita Medical, Inc. (RCEL) | 15-Sep-20 | Sale | 23,769 | $27.23 | $647,230.00 | (5%) 457.86K to 434.09K | |
| 16-Sep-20 7:15 PM View: | Avita Medical, Inc. (RCEL) | 14-Sep-20 | Grant | 68,504 | -- | -- | 17% 404.44K to 472.95K | |
| 16-Sep-20 7:15 PM View: | Avita Medical, Inc. (RCEL) | 14-Sep-20 | Sale | 15,092 | $26.99 | $407,333.00 | (3%) 472.95K to 457.86K | |
| 11-Sep-20 7:59 PM View: | Avita Medical, Inc. (RCEL) | 11-Sep-20 | Sale | 20,000 | $26.02 | $520,400.00 | (5%) 424.44K to 404.44K | |
| 11-Sep-20 7:59 PM View: | Avita Medical, Inc. (RCEL) | 10-Sep-20 | Sale | 7,128 | $26.26 | $187,181.00 | (2%) 431.57K to 424.44K | |
| 11-Sep-20 7:59 PM View: | Avita Medical, Inc. (RCEL) | 09-Sep-20 | Grant | 83,333 | -- | -- | 24% 348.24K to 431.57K | |
| 18-May-20 6:27 PM View: | Arrowhead Research Corp. (ARWR) | 14-May-20 | Option Exercise | 77,000 | $3.70 | $285,200.00 | 962% 8.0K to 85.0K | |
| 13-May-20 6:48 PM View: | Arrowhead Research Corp. (ARWR) | 12-May-20 | Market Sale | 36,000 | $35.83 | $1,289,890.00 | (82%) 44.0K to 8.0K | |
| 03-Jan-20 6:08 PM View: | Arrowhead Research Corp. (ARWR) | 01-Jan-20 | Grant | 8,000 | -- | -- | 22% 36.0K to 44.0K | |
| 11-Sep-19 8:09 PM View: | Arrowhead Research Corp. (ARWR) | 11-Sep-19 | Market Sale | 85,000 | $30.00 | $2,550,000.00 | (70%) 121.0K to 36.0K | |
| 11-Sep-19 8:09 PM View: | Arrowhead Research Corp. (ARWR) | 09-Sep-19 | Market Sale | 100,000 | $28.90 | $2,890,000.00 | (45%) 221.0K to 121.0K | |
| 03-Jan-19 8:15 PM View: | Arrowhead Research Corp. (ARWR) | 01-Jan-19 | Grant | 36,000 | -- | -- | 19% 185.0K to 221.0K | |
| 26-Mar-18 8:51 PM View: | Targeted Genetics Corp. (ARMP) | 22-Mar-18 | Market Purchase Duplicate | 181,820 | $1.10 | $200,002.00 | 79% 229.51K to 411.33K | 955% |
| 03-Jan-18 7:42 PM View: | Arrowhead Research Corp. (ARWR) | 01-Jan-18 | Grant | 30,000 | -- | -- | 19% 155.0K to 185.0K | |
| 26-Mar-18 8:51 PM View: | Targeted Genetics Corp. (ARMP) | 19-Sep-17 | Purchase Duplicate | 105,015 | -- | -- | 84% 124.5K to 229.51K | |
| 26-Mar-18 8:51 PM View: | Targeted Genetics Corp. (ARMP) | 29-Jun-17 | Purchase Duplicate | 5,757 | -- | -- | 5% 118.74K to 124.5K | |
| 04-Jan-17 8:52 PM View: | Arrowhead Research Corp. (ARWR) | 01-Jan-17 | Grant | 80,000 | -- | -- | 107% 75.0K to 155.0K | |
| 04-Jan-16 7:42 PM View: | Arrowhead Research Corp. (ARWR) | 01-Jan-16 | Grant | 30,000 | -- | -- | 67% 45.0K to 75.0K | |
| 06-Mar-15 7:43 PM View: | Arrowhead Research Corp. (ARWR) | 04-Mar-15 | Grant | 30,000 | -- | -- | 200% 15.0K to 45.0K | |
| 10-Feb-14 7:43 PM View: | Arrowhead Research Corp. (ARWR) | 06-Feb-14 | Grant | 15,000 | -- | -- | 100% 0 to 15.0K | |
| 27-Mar-12 7:05 PM View: | Poniard Pharmaceuticals, Inc. (PARD.PK) | 27-Mar-12 | Market Sale | 1,599 | $0.83 | $1,329.89 | (15%) 10.52K to 8.92K | (20%) |
| 27-Mar-12 7:05 PM View: | Poniard Pharmaceuticals, Inc. (PARD.PK) | 26-Mar-12 | Option Exercise | 2,800 | -- | -- | 36% 7.72K to 10.52K | |
| 17-Feb-12 6:23 PM View: | Poniard Pharmaceuticals, Inc. (PARD.PK) | 16-Feb-12 | Market Sale | 6,346 | $0.87 | $5,507.69 | (45%) 14.06K to 7.72K | (14%) |
| 17-Feb-12 6:23 PM View: | Poniard Pharmaceuticals, Inc. (PARD.PK) | 15-Feb-12 | Option Exercise | 12,019 | -- | -- | 587% 2.05K to 14.06K | |
| 14-Apr-11 5:16 PM View: | Poniard Pharmaceuticals, Inc. (PARD.PK) | 13-Apr-11 | Market Sale | 45,140 | $0.37 | $16,864.30 | (36%) 127.0K to 81.86K | 94% |
| 12-Apr-11 7:11 PM View: | Poniard Pharmaceuticals, Inc. (PARD.PK) | 09-Apr-11 | Option Exercise | 112,000 | -- | -- | 747% 15.0K to 127.0K | |
| 03-Aug-10 11:16 AM View: | Poniard Pharmaceuticals, Inc. (PARD.PK) | 30-Jul-10 | Grant | 7,500 | -- | -- | 100% 7.5K to 15.0K | |
| 02-Jun-10 4:37 PM View: | Targeted Genetics Corp. (ARMP) | 27-May-10 | Grant | 50,000 | -- | -- | 250% 20.0K to 70.0K | |
| 21-Apr-10 1:14 PM View: | Poniard Pharmaceuticals, Inc. (PARD.PK) | 20-Apr-10 | Grant | 7,500 | -- | -- | 100% 0 to 7.5K | |
| 19-May-08 6:11 PM View: | Targeted Genetics Corp. (ARMP) | 15-May-08 | Grant | 10,000 | -- | -- | 100% 10.0K to 20.0K | |
| 21-May-07 6:51 PM View: | Targeted Genetics Corp. (ARMP) | 17-May-07 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K |