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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Mar-24 4:55 PM View:  | Smith Micro Software Inc. (SMSI) | 19-Mar-24 | Payment of Exercise | 11,866 | $0.34 | $4,034.44 | (< 1%) 5.69M to 5.67M | |
| 15-Mar-24 4:33 PM View: | Smith Micro Software Inc. (SMSI) | 13-Mar-24 | Sale | 11,651 | $0.35 | $4,077.85 | (< 1%) 5.7M to 5.69M | |
| 23-Feb-24 6:47 AM View: | Smith Micro Software Inc. (SMSI) | 22-Feb-24 | Disposition | 13,586 | -- | -- | (< 1%) 5.72M to 5.7M | |
| 23-Feb-24 6:47 AM View: | Smith Micro Software Inc. (SMSI) | 22-Feb-24 | Payment of Exercise | 5,060 | $0.78 | $3,946.80 | (< 1%) 5.7M to 5.7M | |
| 23-Feb-24 6:47 AM View: | Smith Micro Software Inc. (SMSI) | 21-Feb-24 | Grant | 350,000 | -- | -- | 7% 5.37M to 5.72M | |
| 24-Jan-24 4:34 PM View: | Smith Micro Software Inc. (SMSI) | 23-Jan-24 | Sale | 6,952 | $0.77 | $5,318.98 | (< 1%) 5.37M to 5.37M | |
| 22-Jan-24 4:31 PM View: | Smith Micro Software Inc. (SMSI) | 18-Jan-24 | Payment of Exercise | 5,059 | $0.78 | $3,946.02 | (< 1%) 5.38M to 5.37M | |
| 28-Dec-23 4:20 PM View: | Smith Micro Software Inc. (SMSI) | 27-Dec-23 | Gift | 69,330 | -- | -- | 1% 5.38M to 5.45M | |
| 28-Dec-23 4:20 PM View: | Smith Micro Software Inc. (SMSI) | 27-Dec-23 | Gift | 69,330 | -- | -- | (1%) 5.45M to 5.38M | |
| 20-Dec-23 5:03 PM View: | Smith Micro Software Inc. (SMSI) | 19-Dec-23 | Payment of Exercise | 4,268 | $0.77 | $3,286.36 | (< 1%) 5.38M to 5.38M | |
| 01-Dec-23 6:11 PM View: | Smith Micro Software Inc. (SMSI) | 01-Dec-23 | Sale | 17,660 | $0.67 | $11,832.20 | (< 1%) 5.4M to 5.38M | |
| 01-Dec-23 6:11 PM View: | Smith Micro Software Inc. (SMSI) | 30-Nov-23 | Disposition | 1,155 | -- | -- | (< 1%) 5.4M to 5.4M | |
| 20-Nov-23 4:26 PM View: | Smith Micro Software Inc. (SMSI) | 17-Nov-23 | Payment of Exercise | 4,268 | $0.85 | $3,627.80 | (< 1%) 5.4M to 5.4M | |
| 19-Oct-23 4:42 PM View: | Smith Micro Software Inc. (SMSI) | 18-Oct-23 | Payment of Exercise | 4,268 | $1.18 | $5,036.24 | (< 1%) 5.41M to 5.4M | |
| 21-Sep-23 4:53 PM View: | Smith Micro Software Inc. (SMSI) | 20-Sep-23 | Payment of Exercise | 4,268 | $1.36 | $5,804.48 | (< 1%) 5.41M to 5.41M | |
| 24-Aug-23 6:45 PM View: | Smith Micro Software Inc. (SMSI) | 23-Aug-23 | Grant | 99,340 | -- | -- | 2% 5.31M to 5.41M | |
| 21-Aug-23 5:10 PM View: | Smith Micro Software Inc. (SMSI) | 17-Aug-23 | Payment of Exercise | 6,116 | $1.57 | $9,602.12 | (< 1%) 5.32M to 5.31M | |
| 25-Jul-23 4:33 PM View: | Smith Micro Software Inc. (SMSI) | 24-Jul-23 | Gift | 18,651 | -- | -- | < 1% 5.32M to 5.34M | |
| 25-Jul-23 4:33 PM View: | Smith Micro Software Inc. (SMSI) | 24-Jul-23 | Gift | 18,651 | -- | -- | (< 1%) 5.34M to 5.32M | |
| 21-Jul-23 4:18 PM View: | Smith Micro Software Inc. (SMSI) | 19-Jul-23 | Payment of Exercise | 6,116 | $1.15 | $7,033.40 | (< 1%) 5.33M to 5.32M | |
| 22-Jun-23 8:06 PM View: | Smith Micro Software Inc. (SMSI) | 20-Jun-23 | Payment of Exercise | 6,116 | $1.16 | $7,094.56 | (< 1%) 5.33M to 5.33M | |
| 19-May-23 5:17 PM View: | Smith Micro Software Inc. (SMSI) | 18-May-23 | Payment of Exercise | 6,116 | $1.23 | $7,522.68 | (< 1%) 5.34M to 5.33M | |
| 19-May-23 5:17 PM View: | Smith Micro Software Inc. (SMSI) | 24-Apr-23 | Gift | 27,144 | -- | -- | < 1% 5.34M to 5.37M | |
| 19-May-23 5:17 PM View: | Smith Micro Software Inc. (SMSI) | 24-Apr-23 | Gift | 27,144 | -- | -- | (< 1%) 5.37M to 5.34M | |
| 19-Apr-23 5:11 PM View: | Smith Micro Software Inc. (SMSI) | 18-Apr-23 | Payment of Exercise | 6,116 | $1.15 | $7,033.40 | (< 1%) 5.34M to 5.34M | |
| 21-Mar-23 5:38 PM View: | Smith Micro Software Inc. (SMSI) | 17-Mar-23 | Payment of Exercise | 14,008 | $1.18 | $16,529.40 | (< 1%) 5.36M to 5.34M | |
| 09-Mar-23 5:48 PM View: | Smith Micro Software Inc. (SMSI) | 09-Mar-23 | Disposition | 10,081 | -- | -- | (< 1%) 5.37M to 5.36M | |
| 09-Mar-23 5:48 PM View: | Smith Micro Software Inc. (SMSI) | 07-Mar-23 | Grant | 175,000 | -- | -- | 3% 5.19M to 5.37M | |
| 22-Feb-23 6:01 PM View: | Smith Micro Software Inc. (SMSI) | 17-Feb-23 | Payment of Exercise | 6,375 | $3.20 | $20,400.00 | (< 1%) 5.2M to 5.19M | |
| 22-Feb-23 6:01 PM View: | Smith Micro Software Inc. (SMSI) | 24-Jan-23 | Gift | 32,112 | -- | -- | < 1% 5.2M to 5.23M | |
| 22-Feb-23 6:01 PM View: | Smith Micro Software Inc. (SMSI) | 24-Jan-23 | Gift | 32,112 | -- | -- | (< 1%) 5.23M to 5.2M | |
| 20-Jan-23 5:11 PM View: | Smith Micro Software Inc. (SMSI) | 18-Jan-23 | Payment of Exercise | 7,290 | $2.63 | $19,172.70 | (< 1%) 5.21M to 5.2M | |
| 21-Dec-22 8:34 PM View: | Smith Micro Software Inc. (SMSI) | 19-Dec-22 | Payment of Exercise | 904 | $2.05 | $1,853.20 | (< 1%) 5.21M to 5.21M | |
| 15-Dec-22 5:05 PM View: | Smith Micro Software Inc. (SMSI) | 13-Dec-22 | Payment of Exercise | 5,574 | $2.14 | $11,928.40 | (< 1%) 5.21M to 5.21M | |
| 21-Nov-22 7:25 AM View: | Smith Micro Software Inc. (SMSI) | 17-Nov-22 | Payment of Exercise | 6,479 | $2.26 | $14,642.50 | (< 1%) 5.22M to 5.21M | |
| 24-Oct-22 8:12 PM View: | Smith Micro Software Inc. (SMSI) | 19-Oct-22 | Payment of Exercise | 6,479 | $2.26 | $14,642.50 | (2%) 362.12K to 355.64K | |
| 20-Sep-22 4:59 PM View: | Smith Micro Software Inc. (SMSI) | 19-Sep-22 | Payment of Exercise | 904 | $2.71 | $2,449.84 | (< 1%) 5.23M to 5.23M | |
| 15-Sep-22 7:50 PM View: | Smith Micro Software Inc. (SMSI) | 14-Sep-22 | Private Purchase | 5,000 | $2.59 | $12,955.00 | < 1% 5.22M to 5.23M | |
| 14-Sep-22 6:20 PM View: | Smith Micro Software Inc. (SMSI) | 12-Sep-22 | Payment of Exercise | 5,574 | $2.50 | $13,935.00 | (< 1%) 5.23M to 5.22M | |
| 14-Sep-22 6:20 PM View: | Smith Micro Software Inc. (SMSI) | 29-Aug-22 | Gift | 79,779 | -- | -- | 2% 5.23M to 5.31M | |
| 14-Sep-22 6:20 PM View: | Smith Micro Software Inc. (SMSI) | 29-Aug-22 | Gift | 79,779 | -- | -- | (2%) 5.31M to 5.23M | |
| 23-Aug-22 6:19 PM View: | Smith Micro Software Inc. (SMSI) | 22-Aug-22 | Payment of Exercise | 6,479 | $2.73 | $17,687.70 | (< 1%) 5.23M to 5.23M | |
| 20-Jul-22 5:36 PM View: | Smith Micro Software Inc. (SMSI) | 19-Jul-22 | Payment of Exercise | 6,479 | $2.50 | $16,197.50 | (< 1%) 5.24M to 5.23M | |
| 21-Jun-22 5:45 PM View: | Smith Micro Software Inc. (SMSI) | 17-Jun-22 | Payment of Exercise | 6,478 | $2.62 | $16,972.40 | (< 1%) 5.25M to 5.24M | |
| 19-May-22 5:25 PM View: | Smith Micro Software Inc. (SMSI) | 18-May-22 | Payment of Exercise | 6,479 | $2.60 | $16,845.40 | (< 1%) 5.25M to 5.25M | |
| 20-Apr-22 5:16 PM View: | Smith Micro Software Inc. (SMSI) | 19-Apr-22 | Payment of Exercise | 7,093 | $3.68 | $26,102.20 | (< 1%) 5.26M to 5.25M | |
| 17-Mar-22 5:37 PM View: | Smith Micro Software Inc. (SMSI) | 17-Mar-22 | Payment of Exercise | 16,280 | $3.67 | $59,747.60 | (< 1%) 5.28M to 5.27M | |
| 20-Apr-22 5:16 PM View: | Smith Micro Software Inc. (SMSI) | 10-Mar-22 | Disposition | 4,369 | -- | -- | (< 1%) 5.27M to 5.26M | |
| 09-Mar-22 6:35 PM View: | Smith Micro Software Inc. (SMSI) | 07-Mar-22 | Grant | 175,000 | -- | -- | 3% 5.11M to 5.28M | |
| 09-Mar-22 6:35 PM View: | Smith Micro Software Inc. (SMSI) | 25-Feb-22 | Gift | 4,324,900 | -- | -- | 85% 5.11M to 9.43M |