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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jan-15 1:23 PM View:  | SWS Group Inc. (SWS) | 01-Jan-15 | Disposition | 12,576 | -- | -- | (100%) 12.58K to 0 | |
| 23-Feb-12 6:49 PM View: | SWS Group Inc. (SWS) | 22-Feb-12 | Market Purchase | 2,500 | $5.93 | $14,814.20 | 25% 10.08K to 12.58K | 7% |
| 22-Nov-11 5:51 PM View: | SWS Group Inc. (SWS) | 22-Nov-11 | Market Purchase | 4,044 | $5.47 | $22,127.60 | 67% 6.03K to 10.08K | 16% |
| 26-Aug-09 6:14 PM View: | SWS Group Inc. (SWS) | 24-Aug-09 | Grant | 254 | -- | -- | 4% 5.78K to 6.03K | |
| 26-Aug-08 5:19 PM View: | SWS Group Inc. (SWS) | 25-Aug-08 | Grant | 283 | -- | -- | 5% 5.5K to 5.78K | |
| 27-Aug-07 4:36 PM View: | SWS Group Inc. (SWS) | 24-Aug-07 | Grant | 317 | -- | -- | 6% 5.18K to 5.5K | |
| 22-Nov-06 4:34 PM View: | SWS Group Inc. (SWS) | 22-Nov-06 | Market Sale | 4,089 | $33.02 | $135,021.00 | (54%) 7.54K to 3.45K | 81% |
| 22-Nov-06 4:34 PM View: | SWS Group Inc. (SWS) | 22-Nov-06 | Exercise (in-the money or at-the-money) | 4,089 | -- | -- | 118% 3.45K to 7.54K | |
| 22-Nov-06 4:34 PM View: | SWS Group Inc. (SWS) | 21-Nov-06 | Market Sale | 592 | $33.44 | $19,794.50 | (15%) 4.04K to 3.45K | 82% |
| 22-Nov-06 4:34 PM View: | SWS Group Inc. (SWS) | 21-Nov-06 | Exercise (in-the money or at-the-money) | 592 | -- | -- | 17% 3.45K to 4.04K | |
| 29-Aug-06 5:27 PM View: | SWS Group Inc. (SWS) | 25-Aug-06 | Grant | 222 | -- | -- | 7% 3.23K to 3.45K | |
| 23-Feb-06 4:56 PM View: | SWS Group Inc. (SWS) | 21-Feb-06 | Option Exercise | 3,700 | $13.75 | $50,879.10 | 115% 3.23K to 6.93K | |
| 23-Feb-06 4:56 PM View: | SWS Group Inc. (SWS) | 21-Feb-06 | Market Option Sale | 3,700 | $22.46 | $83,109.00 | (53%) 6.93K to 3.23K | 72% |
| 29-Aug-05 9:06 PM View: | SWS Group Inc. (SWS) | 25-Aug-05 | Grant | 301 | -- | -- | 10% 2.93K to 3.23K | |
| 20-Aug-04 10:00 PM View: | SWS Group Inc. (SWS) | 18-Aug-04 | Grant | 361 | -- | -- | 14% 2.57K to 2.93K | |
| 14-Nov-03 10:00 PM View: | SWS Group Inc. (SWS) | 12-Nov-03 | Grant | 246 | -- | -- | 11% 2.32K to 2.57K |