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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Jul-21 6:18 PM View:  | Newage, Inc. (NBEV) | 02-Jul-21 | Payment of Exercise | 73,110 | $2.24 | $163,766.00 | (18%) 404.37K to 331.25K | (1%) |
| 05-Jan-21 9:13 PM View: | Newage, Inc. (NBEV) | 05-Jan-21 | Payment of Exercise | 26,507 | $2.63 | $69,713.40 | (6%) 430.87K to 404.37K | (< 1%) |
| 11-Dec-20 7:06 PM View: | Newage, Inc. (NBEV) | 10-Dec-20 | Payment of Exercise | 9,564 | $3.16 | $30,222.20 | (2%) 440.44K to 430.87K | 4% |
| 26-Oct-20 5:09 PM View: | Newage, Inc. (NBEV) | 22-Oct-20 | Payment of Exercise | 9,564 | $2.72 | $26,014.10 | (2%) 450.0K to 440.44K | (11%) |
| 12-Dec-19 6:03 PM View: | Newage, Inc. (NBEV) | 10-Dec-19 | Grant | 100,000 | -- | -- | 29% 350.0K to 450.0K | |
| 03-Jul-19 4:20 PM View: | Newage, Inc. (NBEV) | 01-Jul-19 | Grant | 350,000 | -- | -- | 100% 0 to 350.0K | |
| 19-Nov-18 8:01 AM View: | CytoDyn Inc. (CYDY) | 16-Nov-18 | Grant | 19,176 | -- | -- | 100% 0 to 19.18K | |
| 16-Nov-18 6:32 PM View: | CytoDyn Inc. (CYDY) | 16-Nov-18 | Disposition | 19,176 | -- | -- | (100%) 19.18K to 0 | |
| 01-Mar-17 7:33 PM View: | Aytu Biopharma, Inc (AYTU) | 27-Feb-17 | Option Exercise | 66,666 | $0.75 | $49,999.50 | 24% 273.56K to 340.23K | (100%) |
| 04-Nov-16 4:58 PM View: | Aytu Biopharma, Inc (AYTU) | 02-Nov-16 | Purchase | 66,666 | $1.50 | $99,999.00 | 32% 206.9K to 273.56K | |
| 04-Aug-16 4:15 PM View: | Aytu Biopharma, Inc (AYTU) | 02-Aug-16 | Grant | 41,899 | -- | -- | 25% 165.0K to 206.9K | |
| 11-Jul-16 4:59 PM View: | Aytu Biopharma, Inc (AYTU) | 07-Jul-16 | Grant | 165,000 | -- | -- | 100% 0 to 165.0K | |
| 03-Jun-13 6:23 PM View: | CytoDyn Inc. (CYDY) | 31-May-13 | Grant | 3,125 | -- | -- | 19% 16.05K to 19.18K | |
| 04-Mar-13 9:47 PM View: | CytoDyn Inc. (CYDY) | 28-Feb-13 | Grant | 2,500 | -- | -- | 18% 13.55K to 16.05K | |
| 04-Dec-12 9:13 PM View: | CytoDyn Inc. (CYDY) | 30-Nov-12 | Grant | 1,562 | -- | -- | 13% 11.99K to 13.55K | |
| 05-Sep-12 7:07 PM View: | CytoDyn Inc. (CYDY) | 31-Aug-12 | Grant | 3,246 | -- | -- | 37% 8.74K to 11.99K | |
| 23-May-12 9:27 PM View: | CytoDyn Inc. (CYDY) | 21-May-12 | Grant | 3,743 | -- | -- | 75% 5.0K to 8.74K | |
| 20-Apr-12 4:27 PM View: | Seracare Life Sciences Inc (SRLSDD) | 20-Apr-12 | Disposition | 237,844 | -- | -- | (100%) 237.84K to 0 | |
| 09-Mar-12 9:35 AM View: | Seracare Life Sciences Inc (SRLSDD) | 08-Mar-12 | Payment of Exercise | 1,119 | $3.97 | $4,442.43 | (< 1%) 238.96K to 237.84K | |
| 02-Feb-12 4:05 PM View: | Seracare Life Sciences Inc (SRLSDD) | 01-Feb-12 | Grant | 1,492 | -- | -- | < 1% 237.47K to 238.96K | |
| 04-Jan-12 11:17 AM View: | Seracare Life Sciences Inc (SRLSDD) | 03-Jan-12 | Grant | 1,613 | -- | -- | < 1% 235.86K to 237.47K | |
| 09-Dec-11 5:47 PM View: | Seracare Life Sciences Inc (SRLSDD) | 08-Dec-11 | Payment of Exercise | 3,964 | $2.92 | $11,574.90 | (2%) 239.82K to 235.86K | |
| 02-Dec-11 8:53 AM View: | Seracare Life Sciences Inc (SRLSDD) | 01-Dec-11 | Grant | 1,710 | -- | -- | < 1% 238.11K to 239.82K | |
| 17-Nov-11 4:59 PM View: | Seracare Life Sciences Inc (SRLSDD) | 16-Nov-11 | Grant | 50,000 | -- | -- | 27% 188.11K to 238.11K | |
| 08-Nov-11 11:42 AM View: | Seracare Life Sciences Inc (SRLSDD) | 07-Nov-11 | Grant | 5,157 | -- | -- | 3% 182.96K to 188.11K | |
| 02-Aug-11 4:13 PM View: | Seracare Life Sciences Inc (SRLSDD) | 01-Aug-11 | Grant | 80,000 | -- | -- | 78% 102.95K to 182.96K | |
| 10-Dec-10 9:13 AM View: | Seracare Life Sciences Inc (SRLSDD) | 08-Dec-10 | Grant | 50,000 | -- | -- | 94% 52.95K to 102.95K | |
| 02-Apr-10 5:02 PM View: | Seracare Life Sciences Inc (SRLSDD) | 01-Apr-10 | Grant | 2,589 | -- | -- | 5% 50.37K to 52.95K | |
| 05-Jan-10 4:08 PM View: | Seracare Life Sciences Inc (SRLSDD) | 04-Jan-10 | Grant | 2,700 | -- | -- | 6% 47.67K to 50.37K | |
| 20-Nov-09 6:19 PM View: | Seracare Life Sciences Inc (SRLSDD) | 18-Nov-09 | Grant | 35,141 | $3.00 | $105,423.00 | 281% 12.53K to 47.67K | |
| 02-Oct-09 5:17 PM View: | Seracare Life Sciences Inc (SRLSDD) | 01-Oct-09 | Grant | 4,017 | -- | -- | 47% 8.51K to 12.53K | |
| 23-Nov-04 9:50 PM View: | Atrix Laboratories Inc (ATRXD) | 19-Nov-04 | Disposition | 127 | -- | -- | (100%) 0.13K to 0 |