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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-Dec-18 2:58 PM View:  | Flaherty & Crumrine Dynamic... (DFP) | 18-Dec-18 | Market Purchase | 5,000 | $20.00 | $100,000.00 | 33% 15.0K to 20.0K | 15% |
| 14-Nov-16 3:53 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 14-Nov-16 | Market Purchase | 5,000 | $21.90 | $109,500.00 | 50% 10.0K to 15.0K | (7%) |
| 16-Feb-16 4:42 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 2.45K | |
| 16-Feb-16 4:08 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 12.74K | |
| 16-Feb-16 3:13 PM View: | Flaherty & Crumrine Preferr... (PFD) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 3.35K | |
| 16-Feb-16 3:45 PM View: | Flaherty & Crumrine Preferr... (PFO) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 11.71K | |
| 16-Feb-16 10:00 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 10.0K | |
| 08-Jun-15 5:26 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 08-Jun-15 | Market Purchase | 5,000 | $22.51 | $112,548.00 | 100% 5.0K to 10.0K | < 1% |
| 16-Aug-13 3:37 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 16-Aug-13 | Market Purchase | 5,000 | $20.70 | $103,500.00 | 100% 0 to 5.0K | 25% |
| 30-Dec-08 2:21 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 29-Dec-08 | Market Purchase | 7,000 | $7.20 | $50,400.00 | 355% 1.97K to 8.97K | 354% |
| 17-Dec-07 6:04 PM View: | Flaherty & Crumrine Preferr... (PFO) | 17-Dec-07 | Market Purchase | 5,000 | $9.04 | $45,200.00 | 166% 3.01K to 8.01K | (69%) |
| 28-Dec-06 1:33 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 26-Dec-06 | Acquisition (other) | 4,198 | $21.60 | $90,676.80 | 100% 0 to 4.2K | 5% |
| 28-Dec-06 1:28 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 26-Dec-06 | Acquisition (other) | 4,346 | $21.57 | $93,743.20 | 100% 0 to 4.35K | 2% |
| 28-Dec-06 12:51 PM View: | Flaherty & Crumrine Preferr... (PFD) | 26-Dec-06 | Acquisition (other) | 7,169 | $16.95 | $121,515.00 | 100% 0 to 7.17K | (23%) |
| 28-Dec-06 12:57 PM View: | Flaherty & Crumrine Preferr... (PFO) | 26-Dec-06 | Acquisition (other) | 8,603 | $12.30 | $105,817.00 | 100% 0 to 8.6K | 12% |
| 15-May-06 3:27 PM View: | Flaherty & Crumrine Preferr... (PFO) | 15-May-06 | Market Purchase | 1,000 | $10.84 | $10,840.00 | 58% 1.72K to 2.72K | (71%) |
| 28-Sep-05 3:09 PM View: | Flaherty & Crumrine Preferr... (PFD) | 28-Sep-05 | Market Purchase | 2,000 | $16.00 | $32,000.00 | 100% 0 to 2.0K | (78%) |
| 06-Apr-05 3:18 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 05-Apr-05 | Market Purchase | 1,000 | $21.44 | $21,445.00 | 200% 0.5K to 1.5K | 22% |
| 06-Apr-05 2:25 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 05-Apr-05 | Market Purchase | 1,000 | $21.80 | $21,800.00 | 171% 0.58K to 1.58K | 16% |
| 06-Apr-04 10:00 PM View: | Flaherty & Crumrine Preferr... (PFO) | 06-Apr-04 | Market Purchase | 1,500 | $12.95 | $19,425.00 | 100% 0 to 1.5K | (72%) |
| 06-Jan-04 10:00 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 05-Jan-04 | Market Purchase | 500 | $25.46 | $12,730.00 | 100% 0 to 0.5K | 12% |