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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Apr-24 8:02 PM View:  | Principal Financial Group I... (PFG) | 28-Mar-24 | Grant | 70 | -- | -- | < 1% 8.78K to 8.85K | |
| 22-Dec-23 5:52 PM View: | Principal Financial Group I... (PFG) | 20-Dec-23 | Grant | 74 | -- | -- | < 1% 8.71K to 8.78K | |
| 03-Oct-23 4:40 PM View: | Principal Financial Group I... (PFG) | 29-Sep-23 | Grant | 78 | -- | -- | < 1% 8.63K to 8.71K | |
| 05-Jul-23 10:00 PM View: | Principal Financial Group I... (PFG) | 30-Jun-23 | Grant | 72 | -- | -- | < 1% 8.56K to 8.63K | |
| 18-May-23 4:44 PM View: | Principal Financial Group I... (PFG) | 16-May-23 | Grant | 2,750 | -- | -- | 47% 5.81K to 8.56K | |
| 04-Apr-23 5:13 PM View: | Principal Financial Group I... (PFG) | 31-Mar-23 | Grant | 50 | -- | -- | < 1% 5.76K to 5.81K | |
| 21-Dec-22 5:08 PM View: | Principal Financial Group I... (PFG) | 19-Dec-22 | Grant | 43 | -- | -- | < 1% 5.72K to 5.76K | |
| 04-Oct-22 5:50 PM View: | Principal Financial Group I... (PFG) | 30-Sep-22 | Grant | 50 | -- | -- | < 1% 5.67K to 5.72K | |
| 28-Jun-22 2:13 PM View: | Principal Financial Group I... (PFG) | 24-Jun-22 | Grant | 52 | -- | -- | < 1% 5.61K to 5.67K | |
| 19-May-22 2:28 PM View: | Principal Financial Group I... (PFG) | 17-May-22 | Grant | 2,336 | -- | -- | 71% 3.28K to 5.61K | |
| 29-Mar-22 4:11 PM View: | Principal Financial Group I... (PFG) | 25-Mar-22 | Grant | 28 | -- | -- | < 1% 3.25K to 3.28K | |
| 23-Dec-21 1:25 PM View: | Principal Financial Group I... (PFG) | 21-Dec-21 | Grant | 29 | -- | -- | < 1% 3.22K to 3.25K | |
| 28-Sep-21 4:53 PM View: | Principal Financial Group I... (PFG) | 24-Sep-21 | Grant | 31 | -- | -- | < 1% 3.19K to 3.22K | |
| 29-Jun-21 2:20 PM View: | Principal Financial Group I... (PFG) | 25-Jun-21 | Grant | 30 | -- | -- | < 1% 3.16K to 3.19K | |
| 20-May-21 11:44 AM View: | Principal Financial Group I... (PFG) | 18-May-21 | Grant | 2,512 | -- | -- | 388% 0.65K to 3.16K | |
| 10-Mar-21 3:34 PM View: | Principal Financial Group I... (PFG) | 05-Mar-21 | Grant | 648 | -- | -- | 100% 0 to 0.65K | |
| 26-Jun-20 4:43 PM View: | Brightsphere Investment Gro... (BSIG) | 24-Jun-20 | Option Exercise | 9,488 | -- | -- | 191% 4.97K to 14.46K | |
| 24-Jun-19 4:18 PM View: | Brightsphere Investment Gro... (BSIG) | 20-Jun-19 | Option Exercise | 4,968 | -- | -- | 100% 0 to 4.97K | |
| 09-Jun-14 5:32 PM View: | Voya Financial, Inc. (VOYA) | 05-Jun-14 | Payment of Exercise | 19,166 | $36.10 | $691,893.00 | (31%) 62.78K to 43.62K | (58%) |
| 06-Dec-13 8:17 AM View: | Voya Financial, Inc. (VOYA) | 04-Dec-13 | Market Sale | 19,238 | $33.70 | $648,349.00 | (23%) 82.02K to 62.78K | (69%) |
| 07-May-13 5:28 PM View: | Voya Financial, Inc. (VOYA) | 07-May-13 | Grant | 76,923 | -- | -- | 100% 0 to 76.92K | |
| 07-May-13 5:28 PM View: | Voya Financial, Inc. (VOYA) | 07-May-13 | Purchase | 5,100 | $19.50 | $99,450.00 | 7% 76.92K to 82.02K | |
| 31-Jul-03 10:00 PM View: | Port Financial Corp (PORT.OB) | 31-Jul-03 | Disposition | 100 | $54.00 | $5,400.00 | (14%) 0.7K to 0.6K | |
| 31-Jul-03 10:00 PM View: | Port Financial Corp (PORT.OB) | 31-Jul-03 | Disposition | 600 | $54.00 | $32,400.00 | (100%) 0.6K to 0 |