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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Nov-11 3:29 PM View:  | DPL Inc. (DPL) | 28-Nov-11 | Disposition | 14,301 | $30.00 | $429,030.00 | (100%) 14.3K to 0 | |
| 26-Sep-11 1:43 PM View: | DPL Inc. (DPL) | 23-Sep-11 | Grant | 1,799 | -- | -- | 15% 12.28K to 14.08K | |
| 05-May-11 4:00 PM View: | DPL Inc. (DPL) | 03-May-11 | Option Exercise | 75,000 | $20.94 | $1,570,500.00 | 623% 12.05K to 87.05K | |
| 05-May-11 4:00 PM View: | DPL Inc. (DPL) | 03-May-11 | Market Option Sale | 75,000 | $30.27 | $2,270,270.00 | (86%) 87.05K to 12.05K | (< 1%) |
| 30-Apr-10 1:01 PM View: | DPL Inc. (DPL) | 28-Apr-10 | Grant | 1,969 | -- | -- | 21% 9.6K to 11.56K | |
| 18-Nov-09 12:14 PM View: | DPL Inc. (DPL) | 16-Nov-09 | Option Exercise | 125,000 | $20.94 | $2,617,500.00 | 1326% 9.43K to 134.43K | |
| 18-Nov-09 12:14 PM View: | DPL Inc. (DPL) | 16-Nov-09 | Market Option Sale | 125,000 | $27.68 | $3,459,890.00 | (93%) 134.43K to 9.43K | (18%) |
| 11-May-09 9:11 AM View: | DPL Inc. (DPL) | 29-Apr-09 | Grant | 2,502 | -- | -- | 37% 6.74K to 9.24K | |
| 24-Apr-08 10:12 AM View: | DPL Inc. (DPL) | 23-Apr-08 | Grant | 1,969 | -- | -- | 43% 4.54K to 6.51K | |
| 11-May-07 10:46 AM View: | DPL Inc. (DPL) | 10-May-07 | Market Sale | 52,200 | $31.45 | $1,641,480.00 | (95%) 54.88K to 2.69K | (5%) |
| 11-May-07 10:39 AM View: | DPL Inc. (DPL) | 10-May-07 | Exercise (in-the money or at-the-money) | 52,200 | $26.82 | $1,400,000.00 | 1944% 2.69K to 54.88K | |
| 10-May-07 11:14 AM View: | DPL Inc. (DPL) | 09-May-07 | Market Sale | 53,600 | $31.44 | $1,685,180.00 | (95%) 56.28K to 2.69K | (5%) |
| 10-May-07 10:50 AM View: | DPL Inc. (DPL) | 09-May-07 | Exercise (in-the money or at-the-money) | 53,600 | $26.82 | $1,437,550.00 | 50% 107.58K to 161.19K | |
| 10-May-07 11:14 AM View: | DPL Inc. (DPL) | 08-May-07 | Market Sale | 104,900 | $31.48 | $3,301,730.00 | (65%) 161.19K to 56.28K | (5%) |
| 10-May-07 10:50 AM View: | DPL Inc. (DPL) | 08-May-07 | Exercise (in-the money or at-the-money) | 104,900 | $26.82 | $2,813,420.00 | 3907% 2.69K to 107.58K | |
| 18-Jul-07 3:01 PM View: | DPL Inc. (DPL) | 27-Apr-07 | Grant | 1,694 | -- | -- | 63% 2.69K to 4.38K | |
| 05-Apr-07 12:34 PM View: | DPL Inc. (DPL) | 04-Apr-07 | Market Sale | 139,300 | $31.30 | $4,360,090.00 | (98%) 141.99K to 2.69K | (6%) |
| 05-Apr-07 12:21 PM View: | DPL Inc. (DPL) | 04-Apr-07 | Exercise (in-the money or at-the-money) | 139,300 | $26.85 | $3,740,200.00 | 5188% 2.69K to 141.99K |