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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Feb-24 8:15 PM View:  | Shockwave Medical, Inc. (SWAV) | 21-Feb-24 | Private Sale | 60,000 | $257.39 | $15,443,400.00 | (17%) 347.52K to 287.52K | |
| 09-Feb-24 8:07 PM View: | Shockwave Medical, Inc. (SWAV) | 08-Feb-24 | Option Exercise | 81,967 | $0.61 | $49,999.90 | 31% 265.55K to 347.52K | |
| 08-Dec-23 5:33 PM View: | Procept Biorobotics Corp (PRCT) | 06-Dec-23 | Private Sale | 79,000 | $38.75 | $3,061,360.00 | (9%) 887.23K to 808.23K | |
| 15-Jun-23 6:50 PM View: | Shockwave Medical, Inc. (SWAV) | 13-Jun-23 | Grant | 736 | -- | -- | < 1% 264.82K to 265.55K | |
| 14-Feb-23 10:00 PM View: | Shockwave Medical, Inc. (SWAV) | 02-Sep-22 | Gift | 33,960 | -- | -- | (11%) 298.78K to 264.82K | |
| 14-Feb-23 10:00 PM View: | Shockwave Medical, Inc. (SWAV) | 01-Sep-22 | Gift | 27,900 | -- | -- | (9%) 326.68K to 298.78K | |
| 27-Jun-22 7:56 PM View: | Shockwave Medical, Inc. (SWAV) | 23-Jun-22 | Grant | 994 | -- | -- | < 1% 291.72K to 292.72K | |
| 09-Jun-22 4:15 PM View: | Procept Biorobotics Corp (PRCT) | 07-Jun-22 | Grant | 2,001 | $37.48 | $74,997.50 | < 1% 882.52K to 884.52K | |
| 01-Dec-21 5:29 PM View: | Shockwave Medical, Inc. (SWAV) | 30-Nov-21 | Option Exercise | 12,295 | $0.49 | $5,999.96 | 4% 279.43K to 291.72K | |
| 21-Sep-21 10:00 PM View: | Procept Biorobotics Corp (PRCT) | 17-Sep-21 | Conversion | 329,890 | -- | -- | 216% 152.63K to 482.52K | |
| 21-Sep-21 10:00 PM View: | Procept Biorobotics Corp (PRCT) | 17-Sep-21 | Private Purchase | 400,000 | $25.00 | $10,000,000.00 | 83% 482.52K to 882.52K | |
| 12-Jul-21 6:52 PM View: | Shockwave Medical, Inc. (SWAV) | 28-Jun-21 | Grant | 850 | -- | -- | < 1% 278.58K to 279.43K | |
| 05-Feb-21 6:53 PM View: | Intersect Ent, Inc. (XENT) | 19-Jan-21 | Option Exercise | 12,500 | $0.72 | $9,000.00 | 5% 248.46K to 260.96K | |
| 21-Jul-20 8:36 PM View: | Shockwave Medical, Inc. (SWAV) | 17-Jul-20 | Grant | 2,701 | -- | -- | < 1% 275.88K to 278.58K | |
| 08-Jun-20 4:52 PM View: | Intersect Ent, Inc. (XENT) | 04-Jun-20 | Grant | 5,011 | -- | -- | 2% 243.45K to 248.46K | |
| 07-Nov-19 8:35 PM View: | Venus Concept Inc. (VERO) | 07-Nov-19 | Grant | 145,394 | -- | -- | 235% 61.99K to 207.38K | |
| 07-Nov-19 8:35 PM View: | Venus Concept Inc. (VERO) | 07-Nov-19 | Conversion | 743,172 | -- | -- | 358% 207.38K to 950.55K | |
| 09-Oct-19 6:19 PM View: | Shockwave Medical, Inc. (SWAV) | 07-Oct-19 | Market Sale | 4,529 | $31.93 | $144,615.00 | (2%) 290.88K to 286.35K | |
| 09-Oct-19 6:19 PM View: | Shockwave Medical, Inc. (SWAV) | 07-Oct-19 | Market Sale (Planned) | 10,471 | $31.49 | $329,728.00 | (4%) 286.35K to 275.88K | |
| 06-Jun-19 6:10 PM View: | Intersect Ent, Inc. (XENT) | 04-Jun-19 | Grant | 2,312 | -- | -- | < 1% 241.14K to 243.45K | |
| 13-Mar-19 4:29 PM View: | Shockwave Medical, Inc. (SWAV) | 11-Mar-19 | Conversion | 290,878 | -- | -- | 100% 0 to 290.88K | |
| 13-Aug-18 6:18 PM View: | Venus Concept Inc. (VERO) | 09-Aug-18 | Private Purchase | 333,333 | $1.50 | $500,000.00 | 56% 596.48K to 929.81K | |
| 07-Jun-18 5:20 PM View: | Intersect Ent, Inc. (XENT) | 05-Jun-18 | Grant | 1,514 | -- | -- | < 1% 239.62K to 241.14K | |
| 20-Nov-17 5:37 PM View: | Intersect Ent, Inc. (XENT) | 20-Nov-17 | Market Sale | 2,500 | $28.76 | $71,895.00 | (1%) 242.12K to 239.62K | 22% |
| 20-Nov-17 5:37 PM View: | Intersect Ent, Inc. (XENT) | 17-Nov-17 | Market Sale | 5,000 | $28.74 | $143,708.00 | (2%) 247.12K to 242.12K | 21% |
| 20-Nov-17 5:37 PM View: | Intersect Ent, Inc. (XENT) | 16-Nov-17 | Market Sale | 6,700 | $28.77 | $192,764.00 | (3%) 253.82K to 247.12K | 22% |
| 14-Nov-17 6:01 PM View: | Intersect Ent, Inc. (XENT) | 10-Nov-17 | Market Sale | 800 | $29.00 | $23,200.00 | (< 1%) 254.62K to 253.82K | 22% |
| 17-Oct-17 6:37 PM View: | Venus Concept Inc. (VERO) | 16-Oct-17 | Conversion | 517,191 | -- | -- | 652% 79.28K to 596.48K | |
| 03-Jul-17 5:48 PM View: | Biolase Technology, Inc. (BIOL) | 30-Jun-17 | Conversion | 192,100 | $1.24 | $238,204.00 | 324% 59.22K to 251.32K | (5%) |
| 05-Jun-17 7:29 PM View: | Intersect Ent, Inc. (XENT) | 01-Jun-17 | Grant | 2,546 | -- | -- | 1% 252.08K to 254.62K | |
| 10-May-17 4:09 PM View: | Biolase Technology, Inc. (BIOL) | 08-May-17 | Option Exercise | 50,000 | -- | -- | 542% 9.22K to 59.22K | |
| 16-Mar-16 7:47 PM View: | Intersect Ent, Inc. (XENT) | 14-Mar-16 | Market Sale | 1,299 | $18.53 | $24,066.10 | (< 1%) 253.38K to 252.08K | (19%) |
| 09-Mar-16 5:04 PM View: | Intersect Ent, Inc. (XENT) | 08-Mar-16 | Market Sale | 601 | $18.56 | $11,154.20 | (< 1%) 253.98K to 253.38K | (18%) |
| 07-Mar-16 7:02 PM View: | Intersect Ent, Inc. (XENT) | 03-Mar-16 | Option Exercise | 12,500 | $0.48 | $6,000.00 | 5% 253.98K to 266.48K | |
| 07-Mar-16 7:02 PM View: | Intersect Ent, Inc. (XENT) | 03-Mar-16 | Market Option Sale | 12,500 | $18.32 | $229,000.00 | (5%) 266.48K to 253.98K | (20%) |
| 02-Mar-16 8:02 PM View: | Intersect Ent, Inc. (XENT) | 29-Feb-16 | Gift | 20,400 | -- | -- | (7%) 274.38K to 253.98K | |
| 15-Dec-15 10:38 AM View: | Intersect Ent, Inc. (XENT) | 14-Dec-15 | Gift | 4,235 | -- | -- | (2%) 278.61K to 274.38K | |
| 17-Sep-15 5:59 PM View: | Intersect Ent, Inc. (XENT) | 15-Sep-15 | Gift | 3,815 | -- | -- | (1%) 282.43K to 278.61K | |
| 15-Sep-15 12:23 PM View: | Intersect Ent, Inc. (XENT) | 11-Sep-15 | Market Sale | 10,000 | $25.21 | $252,108.00 | (3%) 292.43K to 282.43K | 13% |
| 31-Aug-15 2:58 PM View: | Biolase Technology, Inc. (BIOL) | 27-Aug-15 | Option Exercise | 9,217 | -- | -- | 100% 0 to 9.22K | |
| 07-Aug-14 8:38 PM View: | Intersect Ent, Inc. (XENT) | 06-Aug-14 | Option Exercise | 16,250 | $6.20 | $100,750.00 | 6% 276.18K to 292.43K | |
| 29-Jul-14 4:32 PM View: | Intersect Ent, Inc. (XENT) | 29-Jul-14 | Conversion | 276,178 | -- | -- | 100% 0 to 276.18K | |
| 17-Dec-13 5:21 PM View: | MAKO Surgical Corp. (MAKO) | 17-Dec-13 | Disposition | 234,168 | $30.00 | $7,025,040.00 | (100%) 234.17K to 0 | < 1% |
| 11-May-12 5:22 PM View: | MAKO Surgical Corp. (MAKO) | 11-May-12 | Market Purchase | 5,000 | $24.15 | $120,765.00 | 2% 229.17K to 234.17K | 22% |
| 05-Mar-12 6:10 PM View: | Hansen Medical, Inc. (HNSN) | 01-Mar-12 | Market Sale | 34,800 | $3.17 | $110,219.00 | (1%) 2.82M to 2.79M | 87% |
| 16-Dec-11 4:43 PM View: | Hansen Medical, Inc. (HNSN) | 14-Dec-11 | Market Sale | 13,385 | $2.48 | $33,206.80 | (< 1%) 2.84M to 2.82M | 84% |
| 09-Dec-11 4:55 PM View: | MAKO Surgical Corp. (MAKO) | 09-Dec-11 | Market Purchase | 5,000 | $24.95 | $124,750.00 | 2% 224.17K to 229.17K | 18% |
| 22-Nov-11 9:10 AM View: | MAKO Surgical Corp. (MAKO) | 21-Nov-11 | Market Purchase | 3,700 | $27.01 | $99,945.90 | 2% 220.47K to 224.17K | 9% |
| 30-Aug-11 5:02 PM View: | Hansen Medical, Inc. (HNSN) | 29-Aug-11 | Grant | 87,500 | -- | -- | 3% 2.75M to 2.84M | |
| 10-Jun-11 5:05 PM View: | MAKO Surgical Corp. (MAKO) | 08-Jun-11 | Market Purchase | 3,000 | $30.49 | $91,470.00 | 1% 217.47K to 220.47K | (3%) |