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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Apr-23 4:15 PM View:  | Golub Capital Bdc 3, Inc. (N/A) | 06-Apr-23 | Purchase | 3,167 | $15.00 | $47,500.00 | 2% 139.38K to 142.55K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 13-Feb-23 | Purchase | 4,573 | $14.76 | $67,500.00 | 3% 134.81K to 139.38K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 01-Nov-22 | Purchase | 4,533 | $14.89 | $67,500.00 | 4% 128.44K to 132.98K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 05-Aug-22 | Purchase | 9,071 | $14.88 | $134,975.00 | 8% 118.83K to 127.9K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 16-Jun-22 | Purchase | 9,000 | $15.00 | $135,000.00 | 8% 109.01K to 118.01K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 16-May-22 | Purchase | 4,500 | $15.00 | $67,500.00 | 4% 104.51K to 109.01K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 19-Apr-22 | Purchase | 4,500 | $15.00 | $67,500.00 | 5% 98.99K to 103.49K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 14-Mar-22 | Purchase | 4,500 | $15.00 | $67,500.00 | 5% 94.13K to 98.63K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 13-Jan-22 | Purchase | 7,000 | $15.00 | $105,000.00 | 8% 86.72K to 93.72K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 10-Dec-21 | Purchase | 3,333 | $15.00 | $50,000.00 | 4% 82.66K to 85.99K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 18-Oct-21 | Purchase | 13,333 | $15.00 | $200,000.00 | 19% 68.95K to 82.28K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 05-Oct-21 | Purchase | 3,000 | $15.00 | $45,000.00 | 5% 65.95K to 68.95K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 14-Sep-21 | Purchase | 6,667 | $15.00 | $100,000.00 | 11% 59.2K to 65.86K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 10-Aug-21 | Purchase | 5,000 | $15.00 | $75,000.00 | 9% 54.2K to 59.2K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 26-Jul-21 | Purchase | 3,333 | $15.00 | $50,000.00 | 7% 50.86K to 54.2K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 15-Jun-21 | Purchase | 4,000 | $15.00 | $60,000.00 | 9% 46.59K to 50.59K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 07-May-21 | Purchase | 3,333 | $15.00 | $50,000.00 | 8% 43.08K to 46.41K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 26-Feb-21 | Purchase | 2,667 | $15.00 | $40,000.00 | 7% 40.38K to 43.05K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 12-Jan-21 | Purchase | 2,667 | $15.00 | $40,000.00 | 7% 37.71K to 40.38K | |
| 02-Sep-20 5:14 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 31-Aug-20 | Purchase | 1,097 | $14.68 | $16,107.10 | 3% 34.72K to 35.82K | |
| 16-Feb-23 5:35 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 31-Aug-20 | Purchase | 2,043 | $14.68 | $29,995.20 | 6% 35.61K to 37.66K | |
| 19-May-20 4:58 PM View: | Golub Capital Bdc, Inc. (GBDC) | 15-May-20 | Private Purchase | 13,100 | $9.17 | $120,127.00 | 4% 311.04K to 324.14K | |
| 08-May-20 4:10 PM View: | Golub Capital Bdc, Inc. (GBDC) | 06-May-20 | Exercise (in-the money or at-the-money) | 75,494 | $9.17 | $692,280.00 | 32% 235.54K to 311.04K | |
| 23-Mar-20 4:27 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 19-Mar-20 | Purchase | 2,135 | $15.00 | $32,030.70 | 7% 32.39K to 34.52K | |
| 12-Mar-20 4:07 PM View: | Golub Capital Bdc, Inc. (GBDC) | 12-Mar-20 | Market Purchase | 6,500 | $15.26 | $99,178.90 | 3% 228.23K to 234.73K | (14%) |
| 12-Mar-20 4:07 PM View: | Golub Capital Bdc, Inc. (GBDC) | 10-Mar-20 | Market Purchase | 6,000 | $16.34 | $98,070.00 | 3% 222.23K to 228.23K | (19%) |
| 11-Dec-19 1:27 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 09-Dec-19 | Purchase | 2,491 | $15.00 | $37,369.20 | 8% 29.89K to 32.39K | |
| 13-Nov-19 4:28 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 08-Nov-19 | Purchase | 1,779 | $15.00 | $26,692.30 | 6% 28.11K to 29.89K | |
| 08-Oct-19 3:49 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 04-Oct-19 | Purchase | 1,779 | $15.00 | $26,692.30 | 7% 26.34K to 28.12K | |
| 18-Sep-19 4:37 PM View: | Golub Capital Bdc, Inc. (GBDC) | 16-Sep-19 | Grant | 30,718 | -- | -- | 16% 191.51K to 222.23K | |
| 18-Sep-19 4:32 PM View: | Golub Capital Investment Corp (N/A) | 16-Sep-19 | Disposition | 35,512 | -- | -- | (100%) 35.51K to 0 | |
| 03-Sep-19 1:08 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 29-Aug-19 | Purchase | 1,424 | $15.00 | $21,353.80 | 6% 24.91K to 26.34K | |
| 03-Sep-19 1:00 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 09-Aug-19 | Purchase | 1,424 | $15.00 | $21,353.80 | 6% 23.49K to 24.91K | |
| 03-Jul-19 3:15 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 02-Jul-19 | Purchase | 1,779 | $15.00 | $26,692.20 | 8% 21.71K to 23.49K | |
| 06-Jun-19 12:34 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 04-Jun-19 | Purchase | 1,424 | $15.00 | $21,353.80 | 7% 20.29K to 21.71K | |
| 23-May-19 3:36 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 21-May-19 | Purchase | 1,424 | $15.00 | $21,353.80 | 8% 18.86K to 20.29K | |
| 08-May-19 4:00 PM View: | LKQ Corp. (LKQ) | 06-May-19 | Grant | 4,038 | -- | -- | 2% 191.34K to 195.38K | |
| 25-Apr-19 11:19 AM View: | Golub Capital Bdc 3, Inc. (N/A) | 23-Apr-19 | Purchase | 1,779 | $15.00 | $26,692.30 | 10% 17.08K to 18.86K | |
| 25-Mar-19 2:28 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 22-Mar-19 | Purchase | 1,424 | $15.00 | $21,353.80 | 9% 15.66K to 17.08K | |
| 11-Mar-19 11:47 AM View: | Golub Capital Bdc 3, Inc. (N/A) | 07-Mar-19 | Purchase | 1,424 | $15.00 | $21,353.80 | 10% 14.24K to 15.66K | |
| 10-Dec-18 12:49 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 06-Dec-18 | Purchase | 2,491 | $15.00 | $37,369.20 | 21% 11.74K to 14.24K | |
| 20-Nov-18 3:54 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 16-Nov-18 | Purchase | 1,068 | $15.00 | $16,015.30 | 10% 10.68K to 11.74K | |
| 19-Nov-18 3:07 PM View: | Golub Capital Investment Corp (N/A) | 15-Nov-18 | Purchase | 150 | $15.00 | $2,242.68 | < 1% 35.36K to 35.51K | |
| 30-Oct-18 9:00 AM View: | LKQ Corp. (LKQ) | 29-Oct-18 | Grant | 19,900 | $27.00 | $537,300.00 | 12% 171.44K to 191.34K | < 1% |
| 30-Oct-18 9:00 AM View: | LKQ Corp. (LKQ) | 26-Oct-18 | Grant | 100 | $26.25 | $2,625.00 | < 1% 171.34K to 171.44K | 3% |
| 18-Oct-18 8:21 AM View: | Golub Capital Bdc 3, Inc. (N/A) | 16-Oct-18 | Purchase | 1,068 | $15.00 | $16,015.30 | 11% 9.61K to 10.68K | |
| 09-Oct-18 1:31 PM View: | Golub Capital Investment Corp (N/A) | 05-Oct-18 | Purchase | 2,131 | $15.00 | $31,960.70 | 6% 33.23K to 35.36K | |
| 09-Oct-18 2:59 PM View: | Golub Capital Bdc 3, Inc. (N/A) | 04-Oct-18 | Purchase | 712 | $15.00 | $10,676.90 | 8% 8.9K to 9.61K | |
| 19-Sep-18 2:14 PM View: | Golub Capital Investment Corp (N/A) | 17-Sep-18 | Purchase | 1,084 | $15.00 | $16,252.80 | 3% 32.15K to 33.23K | |
| 29-Aug-18 1:23 PM View: | Golub Capital Investment Corp (N/A) | 27-Aug-18 | Purchase | 1,806 | $15.00 | $27,088.00 | 6% 30.34K to 32.15K |