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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jun-23 10:51 AM View:  | Caterpillar Inc. (CAT) | 14-Jun-23 | Grant | 698 | $243.32 | $169,837.00 | 14% 5.05K to 5.75K | (9%) |
| 07-Feb-23 1:54 PM View: | Caterpillar Inc. (CAT) | 06-Feb-23 | Private Sale | 6,070 | $251.22 | $1,524,910.00 | (55%) 11.11K to 5.04K | |
| 10-Jun-22 12:24 PM View: | Caterpillar Inc. (CAT) | 08-Jun-22 | Grant | 816 | $229.80 | $187,517.00 | 8% 10.28K to 11.1K | (4%) |
| 03-Mar-21 2:48 PM View: | Caterpillar Inc. (CAT) | 01-Mar-21 | Grant | 683 | -- | -- | 7% 9.59K to 10.27K | |
| 03-Mar-20 6:32 PM View: | Caterpillar Inc. (CAT) | 02-Mar-20 | Grant | 1,176 | -- | -- | 14% 8.38K to 9.55K | |
| 06-Mar-19 6:00 PM View: | Caterpillar Inc. (CAT) | 04-Mar-19 | Grant | 1,084 | -- | -- | 15% 7.26K to 8.35K | |
| 06-Mar-19 6:00 PM View: | Caterpillar Inc. (CAT) | 05-Feb-19 | Gift | 310 | -- | -- | (4%) 7.57K to 7.26K | |
| 07-Mar-18 6:58 PM View: | Caterpillar Inc. (CAT) | 05-Mar-18 | Grant | 993 | -- | -- | 15% 6.55K to 7.55K | |
| 01-Nov-17 12:19 PM View: | Caterpillar Inc. (CAT) | 30-Oct-17 | Market Sale | 3,813 | $137.09 | $522,724.00 | (37%) 10.37K to 6.55K | (23%) |
| 08-Mar-17 4:37 PM View: | Caterpillar Inc. (CAT) | 06-Mar-17 | Grant | 1,307 | -- | -- | 14% 9.06K to 10.37K | |
| 15-Feb-17 6:40 PM View: | Caterpillar Inc. (CAT) | 14-Feb-17 | Market Sale | 3,884 | $97.90 | $380,244.00 | (30%) 12.94K to 9.06K | (69%) |
| 14-Nov-16 1:25 PM View: | Caterpillar Inc. (CAT) | 10-Nov-16 | Disposition | 1,966 | $93.49 | $183,801.00 | (11%) 17.48K to 15.51K | (76%) |
| 14-Nov-16 1:25 PM View: | Caterpillar Inc. (CAT) | 10-Nov-16 | Option Exercise | 2,916 | $63.04 | $183,825.00 | 20% 14.56K to 17.48K | |
| 14-Nov-16 1:25 PM View: | Caterpillar Inc. (CAT) | 10-Nov-16 | Market Option Sale | 950 | $93.52 | $88,844.00 | (6%) 15.51K to 14.56K | (75%) |
| 09-Mar-16 3:53 PM View: | Caterpillar Inc. (CAT) | 07-Mar-16 | Grant | 1,672 | -- | -- | 13% 12.89K to 14.56K | |
| 12-May-15 2:31 PM View: | Caterpillar Inc. (CAT) | 08-May-15 | Disposition | 2,110 | $87.11 | $183,802.00 | (15%) 14.19K to 12.08K | (77%) |
| 12-May-15 2:31 PM View: | Caterpillar Inc. (CAT) | 08-May-15 | Option Exercise | 2,917 | $63.04 | $183,888.00 | 26% 11.27K to 14.19K | |
| 12-May-15 2:31 PM View: | Caterpillar Inc. (CAT) | 08-May-15 | Market Option Sale | 807 | $87.10 | $70,285.70 | (7%) 12.08K to 11.27K | (77%) |
| 04-Mar-15 4:37 PM View: | Caterpillar Inc. (CAT) | 02-Mar-15 | Grant | 1,506 | -- | -- | 15% 9.77K to 11.27K | |
| 15-Aug-14 4:22 PM View: | Mistras Group, Inc. (MG) | 13-Aug-14 | Grant | 1,701 | -- | -- | 15% 11.71K to 13.41K | |
| 04-Mar-14 12:16 PM View: | Caterpillar Inc. (CAT) | 03-Mar-14 | Grant | 1,298 | -- | -- | 15% 8.47K to 9.77K | |
| 16-Jan-14 4:41 PM View: | Mistras Group, Inc. (MG) | 15-Jan-14 | Grant | 1,507 | -- | -- | 15% 10.2K to 11.71K | |
| 16-Aug-13 4:46 PM View: | Mistras Group, Inc. (MG) | 14-Aug-13 | Grant | 1,937 | -- | -- | 23% 8.26K to 10.2K | |
| 05-Mar-13 5:28 PM View: | Caterpillar Inc. (CAT) | 04-Mar-13 | Grant | 1,115 | -- | -- | 15% 7.35K to 8.47K | |
| 04-Jun-12 4:30 PM View: | Mistras Group, Inc. (MG) | 01-Jun-12 | Grant | 2,500 | -- | -- | 43% 5.76K to 8.26K | |
| 07-Mar-12 2:57 PM View: | Caterpillar Inc. (CAT) | 05-Mar-12 | Grant | 909 | -- | -- | 14% 6.41K to 7.32K | |
| 24-Oct-11 10:57 AM View: | Mistras Group, Inc. (MG) | 20-Oct-11 | Grant | 1,762 | -- | -- | 44% 4.0K to 5.76K | |
| 12-May-11 11:03 AM View: | Mistras Group, Inc. (MG) | 11-May-11 | Disposition Duplicate | 2,764,400 | $16.00 | $44,230,400.00 | (100%) 2.77M to 4.0K | 14% |
| 08-Mar-11 2:14 PM View: | Caterpillar Inc. (CAT) | 07-Mar-11 | Grant | 980 | $102.13 | $100,087.00 | 18% 5.43K to 6.41K | 43% |
| 04-Mar-11 4:59 PM View: | Caterpillar Inc. (CAT) | 03-Mar-11 | Option Exercise | 1,606 | -- | -- | 42% 3.82K to 5.43K | |
| 05-May-10 5:22 PM View: | Mistras Group, Inc. (MG) | 04-May-10 | Market Purchase | 4,000 | $12.00 | $48,000.00 | < 1% 2.76M to 2.77M | 15% |
| 16-Oct-09 4:47 PM View: | Mistras Group, Inc. (MG) | 14-Oct-09 | Conversion Duplicate | 4,068,910 | -- | -- | 100% 0 to 4.07M | |
| 16-Oct-09 4:47 PM View: | Mistras Group, Inc. (MG) | 14-Oct-09 | Sale Duplicate | 1,304,510 | $11.62 | $15,164,900.00 | (32%) 4.07M to 2.76M | |
| 06-Feb-09 11:44 AM View: | Caterpillar Inc. (CAT) | 06-Feb-09 | Market Purchase | 3,037 | $33.00 | $100,221.00 | 388% 0.78K to 3.82K | 362% |
| 01-Dec-04 10:00 PM View: | TTM Technologies Inc. (TTMI) | 30-Nov-04 | Market Sale | 2,161,720 | $9.95 | $21,509,200.00 | (100%) 2.16M to 0 | (22%) |
| 04-Dec-03 10:00 PM View: | TTM Technologies Inc. (TTMI) | 02-Dec-03 | Acquisition (other) Duplicate | -- | -- | -- | 0% 4.61M | |
| 04-Dec-03 10:00 PM View: | TTM Technologies Inc. (TTMI) | 02-Dec-03 | Market Sale Duplicate | 2,444,000 | $16.75 | $40,937,000.00 | (53%) 4.61M to 2.16M | 28% |
| 01-Oct-03 10:00 PM View: | TTM Technologies Inc. (TTMI) | 29-Sep-03 | Acquisition (other) Duplicate | -- | -- | -- | 0% 6.22M | |
| 01-Oct-03 10:00 PM View: | TTM Technologies Inc. (TTMI) | 29-Sep-03 | Market Sale Duplicate | 1,612,160 | $12.00 | $19,345,900.00 | (26%) 6.22M to 4.61M | (1%) |
| 25-Sep-03 10:00 PM View: | TTM Technologies Inc. (TTMI) | 23-Sep-03 | Acquisition (other) Duplicate | -- | -- | -- | 0% 16.86M | |
| 25-Sep-03 10:00 PM View: | TTM Technologies Inc. (TTMI) | 23-Sep-03 | Market Sale Duplicate | 10,637,300 | $12.00 | $127,648,000.00 | (63%) 16.86M to 6.22M | (1%) |