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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-Oct-20 5:59 PM View:  | TD AMERITRADE Holding Corpo... (AMTD) | 06-Oct-20 | Disposition | 116,143 | -- | -- | (96%) 121.14K to 5.0K | |
| 07-Oct-20 5:59 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 06-Oct-20 | Disposition | 5,000 | -- | -- | (100%) 5.0K to 0 | |
| 07-Oct-20 5:59 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 05-Oct-20 | Grant | 418 | -- | -- | < 1% 120.72K to 121.14K | |
| 02-Oct-20 4:48 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 30-Sep-20 | Grant | 38,204 | -- | -- | 46% 82.52K to 120.72K | |
| 22-Sep-20 4:09 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 20-Sep-20 | Payment of Exercise | 3,646 | $38.96 | $142,048.00 | (4%) 86.17K to 82.52K | |
| 25-Aug-20 6:07 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 21-Aug-20 | Grant | 665 | -- | -- | < 1% 85.5K to 86.17K | |
| 22-May-20 6:16 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 20-May-20 | Grant | 704 | -- | -- | < 1% 84.8K to 85.5K | |
| 21-Feb-20 4:55 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 19-Feb-20 | Grant | 491 | -- | -- | < 1% 84.31K to 84.8K | |
| 09-Dec-19 4:27 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 05-Dec-19 | Grant | 26,127 | -- | -- | 45% 58.18K to 84.31K | |
| 21-Nov-19 4:20 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 19-Nov-19 | Grant | 401 | -- | -- | < 1% 57.78K to 58.18K | |
| 22-Aug-19 4:26 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 20-Aug-19 | Grant | 361 | -- | -- | < 1% 57.42K to 57.78K | |
| 23-May-19 4:25 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 21-May-19 | Grant | 297 | -- | -- | < 1% 52.12K to 52.42K | |
| 23-May-19 4:25 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 22-Feb-19 | Gift | 5,000 | -- | -- | (9%) 57.03K to 52.03K | |
| 21-Feb-19 4:37 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 19-Feb-19 | Grant | 271 | -- | -- | < 1% 56.85K to 57.12K | |
| 07-Dec-18 4:22 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 05-Dec-18 | Grant | 27,712 | -- | -- | 95% 29.14K to 56.85K | |
| 21-Nov-18 4:25 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 20-Nov-18 | Grant | 138 | -- | -- | < 1% 29.0K to 29.14K | |
| 23-Aug-18 4:26 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 21-Aug-18 | Grant | 88 | -- | -- | < 1% 23.91K to 24.0K | |
| 23-Aug-18 4:26 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 21-Aug-18 | Market Purchase | 5,000 | $56.73 | $283,650.00 | 21% 24.0K to 29.0K | < 1% |
| 24-May-18 4:17 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 22-May-18 | Grant | 80 | -- | -- | < 1% 23.83K to 23.91K | |
| 22-Feb-18 4:34 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 20-Feb-18 | Grant | 88 | -- | -- | < 1% 23.74K to 23.83K | |
| 01-Dec-17 4:42 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 29-Nov-17 | Grant | 780 | -- | -- | 3% 22.96K to 23.74K | |
| 22-Nov-17 4:33 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 21-Nov-17 | Grant | 96 | -- | -- | < 1% 22.87K to 22.96K | |
| 22-Sep-17 4:08 PM View: | TD AMERITRADE Holding Corpo... (AMTD) | 20-Sep-17 | Grant | 22,868 | -- | -- | 100% 0 to 22.87K | |
| 11-Jun-15 3:02 PM View: | UMB Financial Corp. (UMBF) | 10-Jun-15 | Option Exercise | 14,444 | $38.84 | $561,005.00 | 13% 111.31K to 125.75K | |
| 11-Jun-15 3:02 PM View: | UMB Financial Corp. (UMBF) | 10-Jun-15 | Market Option Sale | 14,444 | $58.07 | $838,719.00 | (11%) 125.75K to 111.31K | (33%) |
| 19-Feb-15 11:18 AM View: | UMB Financial Corp. (UMBF) | 18-Feb-15 | Payment of Exercise | 920 | $52.00 | $47,840.00 | (< 1%) 111.93K to 111.01K | (50%) |
| 13-Feb-15 11:03 AM View: | UMB Financial Corp. (UMBF) | 13-Feb-15 | Payment of Exercise | 1,298 | $52.79 | $68,521.40 | (1%) 113.23K to 111.93K | (48%) |
| 12-Feb-15 4:05 PM View: | UMB Financial Corp. (UMBF) | 11-Feb-15 | Grant | 6,023 | -- | -- | 6% 104.42K to 110.44K | |
| 12-Feb-15 4:05 PM View: | UMB Financial Corp. (UMBF) | 10-Feb-15 | Payment of Exercise | 677 | $52.31 | $35,413.90 | (< 1%) 105.1K to 104.42K | (49%) |
| 28-Jan-15 5:40 PM View: | UMB Financial Corp. (UMBF) | 26-Jan-15 | Payment of Exercise | 2,208 | $52.78 | $116,538.00 | (2%) 107.31K to 105.1K | (48%) |
| 30-Jul-14 5:00 PM View: | UMB Financial Corp. (UMBF) | 29-Jul-14 | Payment of Exercise | 2,981 | $56.45 | $168,277.00 | (3%) 109.98K to 107.0K | (39%) |
| 01-Jul-14 3:33 PM View: | UMB Financial Corp. (UMBF) | 01-Jul-14 | Option Exercise | 11,796 | $36.54 | $430,973.00 | 11% 109.98K to 121.77K | |
| 01-Jul-14 3:33 PM View: | UMB Financial Corp. (UMBF) | 01-Jul-14 | Market Option Sale (Planned) | 11,796 | $64.00 | $754,944.00 | (10%) 121.77K to 109.98K | (23%) |
| 19-Feb-14 10:57 AM View: | UMB Financial Corp. (UMBF) | 18-Feb-14 | Payment of Exercise | 940 | $58.79 | $55,262.60 | (< 1%) 110.74K to 109.8K | (35%) |
| 14-Feb-14 12:21 PM View: | UMB Financial Corp. (UMBF) | 13-Feb-14 | Payment of Exercise | 308 | $58.26 | $17,944.10 | (< 1%) 111.05K to 110.74K | (36%) |
| 14-Feb-14 12:21 PM View: | UMB Financial Corp. (UMBF) | 12-Feb-14 | Payment of Exercise | 1,278 | $57.88 | $73,970.60 | (1%) 112.33K to 111.05K | (37%) |
| 12-Feb-14 4:44 PM View: | UMB Financial Corp. (UMBF) | 10-Feb-14 | Grant | 7,723 | -- | -- | 7% 104.97K to 112.69K | |
| 22-Jan-14 6:35 PM View: | UMB Financial Corp. (UMBF) | 17-Jan-14 | Payment of Exercise | 2,004 | $64.88 | $130,020.00 | (2%) 106.97K to 104.97K | (22%) |
| 22-Nov-13 10:58 AM View: | UMB Financial Corp. (UMBF) | 20-Nov-13 | Market Sale | 1,477 | $61.57 | $90,962.00 | (1%) 108.27K to 106.8K | (29%) |
| 30-Jul-13 6:32 PM View: | UMB Financial Corp. (UMBF) | 29-Jul-13 | Payment of Exercise | 1,500 | $59.77 | $89,655.00 | (1%) 109.38K to 107.88K | (33%) |
| 02-Jul-13 12:19 PM View: | UMB Financial Corp. (UMBF) | 01-Jul-13 | Option Exercise | 8,048 | $27.06 | $217,799.00 | 7% 109.38K to 117.43K | |
| 02-Jul-13 12:19 PM View: | UMB Financial Corp. (UMBF) | 01-Jul-13 | Market Option Sale (Planned) | 8,048 | $55.25 | $444,652.00 | (7%) 117.43K to 109.38K | (44%) |
| 24-May-13 5:23 PM View: | UMB Financial Corp. (UMBF) | 23-May-13 | Grant | 3,985 | -- | -- | 4% 105.39K to 109.38K | |
| 01-May-13 11:24 AM View: | UMB Financial Corp. (UMBF) | 29-Apr-13 | Option Exercise | 8,048 | $27.06 | $217,799.00 | 8% 105.39K to 113.44K | |
| 01-May-13 11:24 AM View: | UMB Financial Corp. (UMBF) | 29-Apr-13 | Market Option Sale | 8,048 | $50.02 | $402,561.00 | (7%) 113.44K to 105.39K | (60%) |
| 06-Mar-13 6:30 PM View: | UMB Financial Corp. (UMBF) | 05-Mar-13 | Payment of Exercise | 323 | $45.69 | $14,757.90 | (< 1%) 105.46K to 105.14K | (76%) |
| 19-Feb-13 6:32 PM View: | UMB Financial Corp. (UMBF) | 18-Feb-13 | Payment of Exercise | 633 | $45.86 | $29,029.40 | (< 1%) 110.06K to 109.43K | (76%) |
| 14-Feb-13 12:35 PM View: | UMB Financial Corp. (UMBF) | 13-Feb-13 | Payment of Exercise | 295 | $45.76 | $13,499.20 | (< 1%) 110.16K to 109.86K | (76%) |
| 14-Feb-13 12:35 PM View: | UMB Financial Corp. (UMBF) | 12-Feb-13 | Grant | 19,881 | -- | -- | 22% 90.28K to 110.16K | |
| 24-Jan-13 11:26 AM View: | UMB Financial Corp. (UMBF) | 22-Jan-13 | Payment of Exercise | 2,159 | $46.45 | $100,286.00 | (2%) 92.43K to 90.28K | (73%) |