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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 19-May-23 6:41 AM View:  | Pennantpark Investment Corp (PNNT) | 18-May-23 | Private Purchase | 24,000 | $5.59 | $134,225.00 | 2% 1.28M to 1.31M | |
| 18-May-23 7:02 AM View: | Pennantpark Investment Corp (PNNT) | 17-May-23 | Private Purchase | 23,000 | $5.53 | $127,271.00 | 2% 1.26M to 1.28M | |
| 17-May-23 7:52 AM View: | Pennantpark Investment Corp (PNNT) | 16-May-23 | Private Purchase | 21,000 | $5.42 | $113,837.00 | 2% 1.24M to 1.26M | |
| 16-May-23 6:47 AM View: | Pennantpark Investment Corp (PNNT) | 15-May-23 | Private Purchase | 25,000 | $5.37 | $134,155.00 | 2% 1.21M to 1.24M | |
| 17-Feb-23 4:44 PM View: | Pennantpark Investment Corp (PNNT) | 17-Feb-23 | Private Purchase | 27,000 | $5.75 | $155,226.00 | 2% 1.19M to 1.21M | |
| 14-Feb-23 4:06 PM View: | Pennantpark Investment Corp (PNNT) | 13-Feb-23 | Private Purchase | 25,000 | $5.73 | $143,198.00 | 2% 1.16M to 1.19M | |
| 13-Feb-23 4:05 PM View: | Pennantpark Investment Corp (PNNT) | 10-Feb-23 | Private Purchase | 30,000 | $5.61 | $168,423.00 | 3% 1.13M to 1.16M | |
| 23-Mar-20 9:00 AM View: | Pennantpark Investment Corp (PNNT) | 20-Mar-20 | Market Purchase | 32,000 | $2.50 | $80,150.40 | 3% 1.1M to 1.13M | |
| 23-Mar-20 9:00 AM View: | Pennantpark Floating Rate C... (PFLT) | 20-Mar-20 | Private Purchase | 22,000 | $4.32 | $95,081.80 | 7% 322.01K to 344.01K | |
| 19-Mar-20 5:16 PM View: | Pennantpark Investment Corp (PNNT) | 19-Mar-20 | Market Purchase | 35,000 | $2.30 | $80,360.00 | 3% 1.06M to 1.1M | |
| 19-Mar-20 5:00 PM View: | Pennantpark Floating Rate C... (PFLT) | 19-Mar-20 | Private Purchase | 16,300 | $4.17 | $68,023.20 | 5% 305.71K to 322.01K | |
| 18-Mar-20 5:42 PM View: | Pennantpark Investment Corp (PNNT) | 18-Mar-20 | Market Purchase | 30,000 | $2.17 | $65,169.00 | 3% 1.03M to 1.06M | |
| 18-Mar-20 5:40 PM View: | Pennantpark Floating Rate C... (PFLT) | 18-Mar-20 | Private Purchase | 20,000 | $4.26 | $85,250.00 | 7% 285.71K to 305.71K | |
| 27-Feb-20 9:00 AM View: | Pennantpark Floating Rate C... (PFLT) | 26-Feb-20 | Market Purchase | 7,000 | $11.80 | $82,595.80 | 3% 278.71K to 285.71K | (< 1%) |
| 14-Feb-20 9:00 AM View: | Pennantpark Investment Corp (PNNT) | 13-Feb-20 | Market Purchase | 8,000 | $6.59 | $52,712.00 | < 1% 1.03M to 1.03M | (6%) |
| 13-Feb-20 9:00 AM View: | Pennantpark Investment Corp (PNNT) | 12-Feb-20 | Market Purchase | 10,000 | $6.56 | $65,559.00 | < 1% 1.02M to 1.03M | (6%) |
| 03-Dec-19 4:34 PM View: | Pennantpark Investment Corp (PNNT) | 02-Dec-19 | Market Purchase | 16,000 | $6.17 | $98,736.00 | 2% 1.0M to 1.02M | < 1% |
| 27-Nov-19 9:00 AM View: | Pennantpark Investment Corp (PNNT) | 26-Nov-19 | Market Purchase | 17,000 | $6.09 | $103,569.00 | 2% 983.83K to 1.0M | |
| 27-Nov-19 9:00 AM View: | Pennantpark Floating Rate C... (PFLT) | 26-Nov-19 | Market Purchase | 8,500 | $12.28 | $104,393.00 | 3% 270.21K to 278.71K | (4%) |
| 26-Nov-19 9:08 AM View: | Pennantpark Investment Corp (PNNT) | 25-Nov-19 | Market Purchase | 16,000 | $6.08 | $97,337.60 | 2% 967.83K to 983.83K | |
| 26-Nov-19 9:09 AM View: | Pennantpark Floating Rate C... (PFLT) | 25-Nov-19 | Market Purchase | 8,000 | $12.03 | $96,233.60 | 3% 262.21K to 270.21K | (2%) |
| 25-Nov-19 9:02 AM View: | Pennantpark Floating Rate C... (PFLT) | 22-Nov-19 | Market Purchase | 9,000 | $11.78 | $106,024.00 | 4% 253.21K to 262.21K | (< 1%) |
| 16-Aug-19 8:58 AM View: | Pennantpark Investment Corp (PNNT) | 15-Aug-19 | Market Purchase | 15,000 | $6.35 | $95,199.00 | 2% 952.83K to 967.83K | |
| 16-Aug-19 8:58 AM View: | Pennantpark Floating Rate C... (PFLT) | 15-Aug-19 | Market Purchase | 8,000 | $11.55 | $92,383.20 | 3% 245.21K to 253.21K | 2% |
| 14-Aug-19 8:58 AM View: | Pennantpark Investment Corp (PNNT) | 13-Aug-19 | Market Purchase | 17,000 | $6.40 | $108,778.00 | 2% 935.83K to 952.83K | |
| 14-Aug-19 8:58 AM View: | Pennantpark Floating Rate C... (PFLT) | 13-Aug-19 | Market Purchase | 10,000 | $11.73 | $117,343.00 | 4% 235.21K to 245.21K | < 1% |
| 13-Aug-19 9:00 AM View: | Pennantpark Investment Corp (PNNT) | 12-Aug-19 | Market Purchase | 15,000 | $6.30 | $94,491.00 | 2% 920.83K to 935.83K | |
| 13-Aug-19 9:00 AM View: | Pennantpark Floating Rate C... (PFLT) | 12-Aug-19 | Market Purchase | 8,000 | $11.57 | $92,523.20 | 4% 227.21K to 235.21K | 2% |
| 12-Aug-19 9:00 AM View: | Pennantpark Investment Corp (PNNT) | 09-Aug-19 | Market Purchase | 15,000 | $6.39 | $95,841.00 | 2% 905.83K to 920.83K | |
| 12-Aug-19 9:00 AM View: | Pennantpark Floating Rate C... (PFLT) | 09-Aug-19 | Market Purchase | 9,000 | $11.66 | $104,951.00 | 4% 218.21K to 227.21K | < 1% |
| 17-May-19 9:09 AM View: | Pennantpark Investment Corp (PNNT) | 16-May-19 | Market Purchase | 16,500 | $6.59 | $108,763.00 | 2% 889.33K to 905.83K | |
| 16-May-19 9:00 AM View: | Pennantpark Investment Corp (PNNT) | 15-May-19 | Market Purchase | 15,000 | $6.58 | $98,746.50 | 2% 874.33K to 889.33K | |
| 16-May-19 9:00 AM View: | Pennantpark Floating Rate C... (PFLT) | 15-May-19 | Market Purchase | 9,500 | $12.09 | $114,839.00 | 5% 208.71K to 218.21K | (2%) |
| 15-May-19 9:09 AM View: | Pennantpark Investment Corp (PNNT) | 14-May-19 | Market Purchase | 14,000 | $6.59 | $92,320.20 | 2% 860.33K to 874.33K | |
| 15-May-19 9:05 AM View: | Pennantpark Floating Rate C... (PFLT) | 14-May-19 | Market Purchase | 8,000 | $12.08 | $96,672.80 | 4% 200.71K to 208.71K | (1%) |
| 14-May-19 9:02 AM View: | Pennantpark Investment Corp (PNNT) | 13-May-19 | Market Purchase | 16,000 | $6.52 | $104,395.00 | 2% 844.33K to 860.33K | |
| 14-May-19 9:00 AM View: | Pennantpark Floating Rate C... (PFLT) | 13-May-19 | Market Purchase | 7,000 | $12.10 | $84,666.40 | 4% 193.71K to 200.71K | (2%) |
| 13-May-19 9:01 AM View: | Pennantpark Floating Rate C... (PFLT) | 10-May-19 | Market Purchase | 9,000 | $12.15 | $109,326.00 | 5% 184.71K to 193.71K | (2%) |
| 16-Feb-18 4:05 PM View: | Pennantpark Floating Rate C... (PFLT) | 15-Feb-18 | Market Purchase | 8,500 | $12.81 | $108,885.00 | 5% 176.21K to 184.71K | (16%) |
| 15-Feb-18 4:05 PM View: | Pennantpark Floating Rate C... (PFLT) | 14-Feb-18 | Market Purchase | 9,000 | $12.98 | $116,839.00 | 5% 167.21K to 176.21K | (17%) |
| 14-Feb-18 4:09 PM View: | Pennantpark Floating Rate C... (PFLT) | 13-Feb-18 | Market Purchase | 8,000 | $12.81 | $102,451.00 | 5% 159.21K to 167.21K | (16%) |
| 13-Feb-18 4:21 PM View: | Pennantpark Floating Rate C... (PFLT) | 12-Feb-18 | Market Purchase | 10,000 | $12.57 | $125,664.00 | 7% 149.21K to 159.21K | (15%) |
| 12-Feb-18 4:05 PM View: | Pennantpark Investment Corp (PNNT) | 09-Feb-18 | Market Purchase | 10,000 | $6.94 | $69,413.00 | 1% 834.33K to 844.33K | |
| 06-Dec-17 6:07 PM View: | Pennantpark Investment Corp (PNNT) | 06-Dec-17 | Market Purchase | 12,000 | $7.31 | $87,718.80 | 1% 822.33K to 834.33K | |
| 05-Dec-17 6:22 PM View: | Pennantpark Investment Corp (PNNT) | 05-Dec-17 | Market Purchase | 13,000 | $7.13 | $92,736.80 | 2% 809.33K to 822.33K | |
| 05-Dec-17 8:47 AM View: | Pennantpark Investment Corp (PNNT) | 04-Dec-17 | Market Purchase | 14,000 | $7.14 | $99,967.00 | 2% 795.33K to 809.33K | |
| 04-Dec-17 9:35 AM View: | Pennantpark Investment Corp (PNNT) | 01-Dec-17 | Market Purchase | 12,000 | $7.10 | $85,232.40 | 2% 783.33K to 795.33K | |
| 15-Aug-17 8:03 PM View: | Pennantpark Investment Corp (PNNT) | 15-Aug-17 | Market Purchase | 15,000 | $7.67 | $115,114.00 | 2% 768.33K to 783.33K | |
| 15-Aug-17 8:03 PM View: | Pennantpark Investment Corp (PNNT) | 14-Aug-17 | Market Purchase | 13,000 | $7.56 | $98,267.00 | 2% 755.33K to 768.33K | |
| 10-Aug-17 5:37 PM View: | Pennantpark Investment Corp (PNNT) | 10-Aug-17 | Market Purchase | 17,000 | $7.74 | $131,554.00 | 2% 728.32K to 745.32K |