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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-May-21 10:54 AM View:  | Mainstay MacKay Definedterm... (MMD) | 12-May-21 | Private Sale | 2,500 | $22.87 | $57,184.00 | (100%) 2.5K to 0 | |
| 27-Jun-12 4:26 PM View: | Mainstay MacKay Definedterm... (MMD) | 27-Jun-12 | Purchase | 2,500 | $20.00 | $50,000.00 | 100% 0 to 2.5K | |
| 03-Feb-09 6:32 PM View: | AllianceBernstein Holding L... (AB) | 30-Jan-09 | Payment of Exercise | 787 | $17.08 | $13,442.00 | (< 1%) 84.11K to 83.32K | (30%) |
| 04-Feb-08 6:43 PM View: | AllianceBernstein Holding L... (AB) | 31-Jan-08 | Payment of Exercise | 1,508 | $66.39 | $100,116.00 | (2%) 83.52K to 82.02K | 68% |
| 29-Jan-08 8:53 PM View: | AllianceBernstein Holding L... (AB) | 25-Jan-08 | Grant | 12,997 | $63.42 | $824,270.00 | 18% 70.53K to 83.52K | (66%) |
| 12-Feb-07 5:21 PM View: | AllianceBernstein Holding L... (AB) | 08-Feb-07 | Grant | 5,212 | $90.09 | $469,549.00 | 8% 63.92K to 69.13K | (75%) |
| 30-Jan-06 5:05 PM View: | AllianceBernstein Holding L... (AB) | 26-Jan-06 | Grant | 22,867 | $56.49 | $1,291,760.00 | 57% 39.83K to 62.69K |