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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Nov-22 5:21 PM View:  | Phunware, Inc. (PHUN) | 18-Nov-22 | Payment of Exercise | 5,414 | $1.09 | $5,924.54 | (< 1%) 1.65M to 1.64M | |
| 22-Nov-22 5:21 PM View: | Phunware, Inc. (PHUN) | 18-Nov-22 | Option Exercise | 14,583 | -- | -- | < 1% 1.63M to 1.65M | |
| 14-Nov-22 9:07 PM View: | Phunware, Inc. (PHUN) | 09-Nov-22 | Payment of Exercise | 22,317 | $1.29 | $28,737.60 | (1%) 1.66M to 1.63M | |
| 22-Aug-22 5:52 PM View: | Phunware, Inc. (PHUN) | 19-Aug-22 | Payment of Exercise | 5,473 | $1.43 | $7,840.07 | (< 1%) 1.66M to 1.66M | |
| 22-Aug-22 5:52 PM View: | Phunware, Inc. (PHUN) | 18-Aug-22 | Option Exercise | 14,583 | -- | -- | < 1% 1.65M to 1.66M | |
| 12-Aug-22 4:47 PM View: | Phunware, Inc. (PHUN) | 11-Aug-22 | Payment of Exercise | 18,327 | $1.78 | $32,554.20 | (1%) 1.67M to 1.65M | |
| 20-May-22 4:26 PM View: | Phunware, Inc. (PHUN) | 19-May-22 | Payment of Exercise | 5,275 | $1.40 | $7,386.06 | (< 1%) 1.67M to 1.67M | |
| 20-May-22 4:26 PM View: | Phunware, Inc. (PHUN) | 18-May-22 | Option Exercise | 14,583 | -- | -- | < 1% 1.66M to 1.67M | |
| 12-May-22 6:02 PM View: | Phunware, Inc. (PHUN) | 10-May-22 | Payment of Exercise | 59,131 | $1.60 | $94,526.80 | (3%) 1.72M to 1.66M | |
| 23-Nov-21 9:40 PM View: | Phunware, Inc. (PHUN) | 23-Nov-21 | Gift | 3,750 | -- | -- | (< 1%) 1.72M to 1.72M | |
| 23-Nov-21 9:40 PM View: | Phunware, Inc. (PHUN) | 23-Nov-21 | Option Exercise | 3,750 | $0.61 | $2,287.50 | < 1% 1.72M to 1.72M | |
| 23-Nov-21 9:40 PM View: | Phunware, Inc. (PHUN) | 19-Nov-21 | Payment of Exercise | 5,156 | $3.81 | $19,632.00 | (< 1%) 1.72M to 1.72M | |
| 23-Nov-21 9:40 PM View: | Phunware, Inc. (PHUN) | 19-Nov-21 | Option Exercise | 14,583 | -- | -- | < 1% 1.71M to 1.72M | |
| 20-Aug-21 4:32 PM View: | Phunware, Inc. (PHUN) | 19-Aug-21 | Payment of Exercise | 5,415 | $0.85 | $4,578.38 | (< 1%) 1.71M to 1.71M | |
| 20-Aug-21 4:32 PM View: | Phunware, Inc. (PHUN) | 18-Aug-21 | Option Exercise | 14,583 | -- | -- | < 1% 1.7M to 1.71M | |
| 20-May-21 8:27 PM View: | Phunware, Inc. (PHUN) | 18-May-21 | Payment of Exercise | 5,626 | $1.27 | $7,138.83 | (< 1%) 1.7M to 1.7M | |
| 20-May-21 8:27 PM View: | Phunware, Inc. (PHUN) | 18-May-21 | Option Exercise | 14,584 | -- | -- | < 1% 1.69M to 1.7M | |
| 05-Feb-21 5:14 PM View: | Phunware, Inc. (PHUN) | 04-Feb-21 | Grant | 642,421 | -- | -- | 61% 1.05M to 1.69M | |
| 20-Nov-20 5:09 PM View: | Phunware, Inc. (PHUN) | 18-Nov-20 | Option Exercise | 39,417 | -- | -- | 4% 1.01M to 1.05M | |
| 20-Aug-20 7:18 PM View: | Phunware, Inc. (PHUN) | 18-Aug-20 | Payment of Exercise | 13,952 | $1.29 | $18,028.80 | (1%) 1.02M to 1.01M | (106%) |
| 20-Aug-20 7:18 PM View: | Phunware, Inc. (PHUN) | 18-Aug-20 | Option Exercise | 39,417 | -- | -- | 4% 980.98K to 1.02M | |
| 20-May-20 7:22 PM View: | Phunware, Inc. (PHUN) | 18-May-20 | Option Exercise | 68,584 | -- | -- | 8% 912.4K to 980.99K | |
| 15-Nov-19 7:03 AM View: | Phunware, Inc. (PHUN) | 13-Nov-19 | Option Exercise | 81,967 | $0.61 | $49,999.90 | 10% 786.69K to 868.65K | |
| 15-Aug-19 4:21 PM View: | Phunware, Inc. (PHUN) | 15-Aug-19 | Market Purchase Duplicate | 43,750 | $1.35 | $59,062.50 | 2% 2.4M to 2.45M | 97% |
| 24-May-19 5:42 PM View: | Phunware, Inc. (PHUN) | 24-May-19 | Acquisition (other) | 3,998 | $9.76 | $39,039.00 | < 1% 782.69K to 786.69K | |
| 25-Mar-19 8:54 PM View: | Phunware, Inc. (PHUN) | 19-Feb-19 | Exercise (in-the money or at-the-money) | 99,155 | $11.50 | $1,140,280.00 | 15% 683.53K to 782.69K | |
| 18-Feb-09 4:08 PM View: | Trycera Financial, Inc. (TRYF) | 29-Dec-08 | Private Purchase | 1,710,000 | -- | -- | 243% 705.0K to 2.42M | |
| 08-Jul-08 6:31 PM View: | Caneum Inc. (CANM.PK) | 07-Jul-08 | Grant | 150,000 | -- | -- | 74% 202.09K to 352.09K | |
| 20-Nov-07 11:50 AM View: | Trycera Financial, Inc. (TRYF) | 01-Oct-07 | Private Purchase | 70,000 | $0.25 | $17,500.00 | 11% 635.0K to 705.0K | |
| 29-Mar-07 4:59 PM View: | Trycera Financial, Inc. (TRYF) | 01-Mar-07 | Purchase | 50,000 | $1.00 | $50,000.00 | 9% 585.0K to 635.0K | (92%) |
| 08-Jan-07 2:37 PM View: | Caneum Inc. (CANM.PK) | 05-Jan-07 | Market Purchase | 25,424 | $0.59 | $15,000.20 | 14% 176.67K to 202.09K | (87%) |
| 29-Mar-07 4:59 PM View: | Trycera Financial, Inc. (TRYF) | 05-Jan-07 | Purchase | 15,000 | $1.00 | $15,000.00 | 3% 570.0K to 585.0K | (89%) |
| 28-Jul-06 10:00 PM View: | Trycera Financial, Inc. (TRYF) | 03-May-06 | Purchase | 20,000 | $1.00 | $20,000.00 | 4% 550.0K to 570.0K | (92%) |
| 23-Jan-06 10:00 PM View: | Caneum Inc. (CANM.PK) | 19-Dec-05 | Purchase | 66,667 | $0.75 | $50,000.20 | 61% 110.0K to 176.67K | |
| 13-Feb-06 10:00 PM View: | Trycera Financial, Inc. (TRYF) | 19-Dec-05 | Purchase | 50,000 | $1.00 | $50,000.00 | 10% 500.0K to 550.0K | (92%) |