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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Mar-24 11:44 AM View:  | AAR Corp. (AIR) | 19-Mar-24 | Grant | 492 | -- | -- | 100% 0 to 0.49K | |
| 26-Feb-24 9:18 AM View: | Raymond James Financial Inc. (RJF) | 22-Feb-24 | Option Exercise | 1,643 | -- | -- | 6% 26.93K to 28.58K | |
| 12-May-23 6:25 PM View: | American Water Works Compan... (AWK) | 10-May-23 | Grant | 1,035 | -- | -- | 16% 6.33K to 7.37K | |
| 27-Feb-23 5:00 PM View: | Raymond James Financial Inc. (RJF) | 23-Feb-23 | Option Exercise | 1,683 | -- | -- | 7% 25.25K to 26.93K | |
| 12-May-22 9:07 PM View: | American Water Works Compan... (AWK) | 11-May-22 | Grant | 1,041 | -- | -- | 20% 5.21K to 6.25K | |
| 28-Feb-22 10:00 PM View: | Raymond James Financial Inc. (RJF) | 24-Feb-22 | Option Exercise | 1,925 | -- | -- | 8% 23.33K to 25.25K | |
| 13-May-21 6:19 PM View: | American Water Works Compan... (AWK) | 12-May-21 | Grant | 936 | -- | -- | 22% 4.22K to 5.15K | |
| 22-Feb-21 4:21 PM View: | Raymond James Financial Inc. (RJF) | 18-Feb-21 | Option Exercise | 1,481 | -- | -- | 11% 14.07K to 15.55K | |
| 15-May-20 3:34 PM View: | American Water Works Compan... (AWK) | 13-May-20 | Grant | 1,159 | -- | -- | 38% 3.02K to 4.18K | |
| 24-Feb-20 3:39 PM View: | Raymond James Financial Inc. (RJF) | 20-Feb-20 | Option Exercise | 1,789 | -- | -- | 15% 12.28K to 14.07K | |
| 04-Jun-19 3:38 PM View: | American Water Works Compan... (AWK) | 04-Jun-19 | Market Purchase | 3 | $112.47 | $337.41 | < 1% 3.0K to 3.01K | 1% |
| 13-May-19 1:19 PM View: | American Water Works Compan... (AWK) | 10-May-19 | Grant | 1,247 | -- | -- | 71% 1.76K to 3.0K | |
| 04-Mar-19 1:26 PM View: | Raymond James Financial Inc. (RJF) | 28-Feb-19 | Option Exercise | 1,644 | -- | -- | 15% 10.64K to 12.28K | |
| 25-Feb-19 7:04 AM View: | Raymond James Financial Inc. (RJF) | 21-Feb-19 | Option Exercise | 400 | -- | -- | 4% 10.24K to 10.64K | |
| 15-May-18 8:22 AM View: | American Water Works Compan... (AWK) | 11-May-18 | Grant | 1,497 | -- | -- | 578% 0.26K to 1.76K | |
| 05-Mar-18 1:17 PM View: | American Water Works Compan... (AWK) | 01-Mar-18 | Grant | 259 | -- | -- | 100% 0 to 0.26K | |
| 26-Feb-18 1:39 PM View: | Raymond James Financial Inc. (RJF) | 22-Feb-18 | Option Exercise | 1,580 | -- | -- | 18% 8.66K to 10.24K | |
| 23-Feb-18 8:31 AM View: | Raymond James Financial Inc. (RJF) | 21-Feb-18 | Option Exercise | 400 | -- | -- | 5% 8.26K to 8.66K | |
| 23-Feb-17 11:27 AM View: | Raymond James Financial Inc. (RJF) | 21-Feb-17 | Option Exercise | 1,200 | -- | -- | 17% 7.06K to 8.26K | |
| 21-Feb-17 9:27 AM View: | Raymond James Financial Inc. (RJF) | 16-Feb-17 | Option Exercise | 2,849 | -- | -- | 68% 4.21K to 7.06K | |
| 23-Feb-16 9:38 AM View: | Raymond James Financial Inc. (RJF) | 21-Feb-16 | Option Exercise | 2,208 | -- | -- | 110% 2.0K to 4.21K | |
| 02-Feb-07 12:12 PM View: | Merrill Lynch & Co., Inc. (MER) | 31-Jan-07 | Grant | 84,663 | -- | -- | 21% 401.75K to 486.42K | |
| 02-Feb-07 12:12 PM View: | Merrill Lynch & Co., Inc. (MER) | 31-Jan-07 | Payment of Exercise | 30,963 | $92.60 | $2,867,170.00 | (6%) 486.42K to 455.45K | 82% |
| 24-Jan-07 1:12 PM View: | Merrill Lynch & Co., Inc. (MER) | 22-Jan-07 | Grant | 85,399 | -- | -- | 27% 316.34K to 401.74K | |
| 25-May-06 2:33 PM View: | Nasdaq OMX Group Inc (NDAQ) | 23-May-06 | Grant | 1,592 | -- | -- | 30% 5.29K to 6.88K | |
| 25-Jan-06 11:11 AM View: | Merrill Lynch & Co., Inc. (MER) | 23-Jan-06 | Grant | 86,112 | -- | -- | 37% 230.15K to 316.26K | |
| 27-May-05 3:44 PM View: | Nasdaq OMX Group Inc (NDAQ) | 25-May-05 | Grant | 1,516 | -- | -- | 40% 3.77K to 5.29K | |
| 29-Jun-04 4:14 PM View: | Nasdaq OMX Group Inc (NDAQ) | 25-Jun-04 | Grant | 3,770 | -- | -- | 100% 0 to 3.77K |