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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 30-Jul-18 7:40 PM View:  | Focus Financial Partners Inc. (FOCS) | 30-Jul-18 | Purchase | 7,575 | $33.00 | $249,975.00 | 100% 0 to 7.58K | |
| 25-Apr-13 10:20 AM View: | Duff & Phelps Corporation (DUF) | 23-Apr-13 | Disposition | 59,725 | -- | -- | (6%) 987.18K to 927.45K | |
| 25-Apr-13 10:20 AM View: | Duff & Phelps Corporation (DUF) | 23-Apr-13 | Disposition (other) | 195,028 | $15.55 | $3,032,690.00 | (21%) 927.45K to 732.42K | |
| 25-Apr-13 10:20 AM View: | Duff & Phelps Corporation (DUF) | 23-Apr-13 | Disposition (other) | 732,425 | $15.55 | $11,389,200.00 | (100%) 732.42K to 0 | |
| 12-Mar-13 4:14 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-13 | Payment of Exercise | 6,440 | $15.51 | $99,884.40 | (< 1%) 993.62K to 987.18K | (< 1%) |
| 04-Mar-13 4:33 PM View: | Duff & Phelps Corporation (DUF) | 02-Mar-13 | Payment of Exercise | 4,728 | $15.55 | $73,520.40 | (< 1%) 998.35K to 993.62K | 0% |
| 04-Mar-13 4:33 PM View: | Duff & Phelps Corporation (DUF) | 01-Mar-13 | Payment of Exercise | 5,409 | $15.55 | $84,110.00 | (< 1%) 1.0M to 998.35K | 0% |
| 03-Jan-13 3:04 PM View: | Duff & Phelps Corporation (DUF) | 31-Dec-12 | Option Exercise | 483,491 | -- | -- | 149% 325.24K to 808.73K | |
| 03-Jan-13 3:04 PM View: | Duff & Phelps Corporation (DUF) | 31-Dec-12 | Option Exercise | 195,028 | -- | -- | 24% 808.73K to 1.0M | |
| 12-Sep-12 10:14 AM View: | Duff & Phelps Corporation (DUF) | 10-Sep-12 | Option Exercise | 190 | -- | -- | < 1% 325.24K to 325.43K | |
| 12-Sep-12 10:14 AM View: | Duff & Phelps Corporation (DUF) | 10-Sep-12 | Market Option Sale | 190 | $13.25 | $2,517.50 | (< 1%) 325.43K to 325.24K | (20%) |
| 13-Aug-12 10:04 AM View: | Duff & Phelps Corporation (DUF) | 09-Aug-12 | Option Exercise | 4,102 | -- | -- | 1% 325.24K to 329.34K | |
| 13-Aug-12 10:04 AM View: | Duff & Phelps Corporation (DUF) | 09-Aug-12 | Market Option Sale | 4,102 | $13.25 | $54,351.50 | (1%) 329.34K to 325.24K | (20%) |
| 13-Mar-12 4:47 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-12 | Payment of Exercise | 5,805 | $14.36 | $83,359.80 | (2%) 331.04K to 325.24K | < 1% |
| 05-Mar-12 6:09 PM View: | Duff & Phelps Corporation (DUF) | 02-Mar-12 | Payment of Exercise | 3,476 | $13.77 | $47,864.50 | (1%) 334.52K to 331.04K | 0% |
| 05-Mar-12 6:09 PM View: | Duff & Phelps Corporation (DUF) | 01-Mar-12 | Grant | 87,207 | -- | -- | 35% 247.31K to 334.52K | |
| 28-Feb-12 5:25 PM View: | Duff & Phelps Corporation (DUF) | 26-Feb-12 | Payment of Exercise | 8,635 | $15.21 | $131,338.00 | (3%) 255.94K to 247.31K | < 1% |
| 09-Aug-11 11:50 AM View: | Duff & Phelps Corporation (DUF) | 05-Aug-11 | Market Purchase | 10,000 | $10.94 | $109,354.00 | 4% 245.94K to 255.94K | |
| 22-Mar-11 1:36 PM View: | Duff & Phelps Corporation (DUF) | 21-Mar-11 | Payment of Exercise | 10,826 | $15.15 | $164,014.00 | (4%) 256.77K to 245.94K | (2%) |
| 14-Mar-11 1:37 PM View: | Duff & Phelps Corporation (DUF) | 11-Mar-11 | Grant | 52,458 | -- | -- | 26% 199.31K to 251.77K | |
| 14-Mar-11 1:37 PM View: | Duff & Phelps Corporation (DUF) | 11-Mar-11 | Market Purchase | 5,000 | $15.13 | $75,650.00 | 2% 251.77K to 256.77K | (< 1%) |
| 14-Mar-11 1:37 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-11 | Payment of Exercise | 4,669 | $15.25 | $71,202.20 | (2%) 203.98K to 199.31K | 1% |
| 14-Mar-11 1:37 PM View: | Duff & Phelps Corporation (DUF) | 10-Mar-11 | Market Purchase | 300 | $15.10 | $4,530.00 | < 1% 203.68K to 203.98K | (< 1%) |
| 03-Mar-11 4:09 PM View: | Duff & Phelps Corporation (DUF) | 02-Mar-11 | Grant | 50,907 | -- | -- | 33% 152.78K to 203.68K | |
| 01-Mar-11 1:20 PM View: | Duff & Phelps Corporation (DUF) | 28-Feb-11 | Payment of Exercise | 8,667 | $16.44 | $142,485.00 | (5%) 161.44K to 152.78K | 4% |
| 16-Aug-10 12:04 PM View: | Duff & Phelps Corporation (DUF) | 13-Aug-10 | Market Purchase | 3,455 | $10.26 | $35,444.50 | 2% 157.99K to 161.44K | (2%) |
| 16-Aug-10 12:04 PM View: | Duff & Phelps Corporation (DUF) | 12-Aug-10 | Market Purchase | 16,545 | $10.31 | $170,534.00 | 12% 141.44K to 157.99K | (2%) |
| 23-Mar-10 1:03 PM View: | Duff & Phelps Corporation (DUF) | 19-Mar-10 | Payment of Exercise | 10,885 | $17.72 | $192,882.00 | (7%) 152.33K to 141.44K | < 1% |
| 12-Mar-10 9:09 AM View: | Duff & Phelps Corporation (DUF) | 10-Mar-10 | Grant | 34,608 | -- | -- | 29% 117.72K to 152.33K | |
| 02-Mar-10 11:04 AM View: | Duff & Phelps Corporation (DUF) | 26-Feb-10 | Payment of Exercise | 8,614 | $16.68 | $143,682.00 | (7%) 126.33K to 117.72K | (2%) |
| 23-Mar-09 1:08 PM View: | Duff & Phelps Corporation (DUF) | 19-Mar-09 | Payment of Exercise | 8,519 | $14.79 | $125,996.00 | (6%) 136.34K to 127.82K | (30%) |
| 27-Feb-09 2:35 PM View: | Duff & Phelps Corporation (DUF) | 26-Feb-09 | Grant | 64,245 | -- | -- | 89% 72.1K to 136.34K | |
| 24-Nov-08 4:47 PM View: | Duff & Phelps Corporation (DUF) | 21-Nov-08 | Market Purchase | 3,587 | $9.04 | $32,438.70 | 5% 68.51K to 72.1K | 120% |
| 20-Mar-08 4:02 PM View: | Duff & Phelps Corporation (DUF) | 19-Mar-08 | Grant | 68,511 | -- | -- | 100% 0 to 68.51K | |
| 05-Oct-07 4:22 PM View: | Duff & Phelps Corporation (DUF) | 03-Oct-07 | Disposition | 6 | $16.67 | $100.02 | (100%) 6 to 0 |