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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Dec-23 4:01 PM View:  | Prospect Capital Corporation (PSEC) | 06-Dec-23 | Private Purchase | 10,000 | $5.67 | $56,700.00 | < 1% 1.61M to 1.62M | |
| 07-Dec-23 5:04 PM View: | Prospect Capital Corporation (PSEC) | 05-Dec-23 | Private Purchase | 10,000 | $5.64 | $56,391.00 | < 1% 1.6M to 1.61M | |
| 06-Dec-23 4:01 PM View: | Prospect Capital Corporation (PSEC) | 04-Dec-23 | Private Purchase | 10,000 | $5.66 | $56,600.00 | < 1% 1.59M to 1.6M | |
| 01-Dec-23 4:03 PM View: | Prospect Capital Corporation (PSEC) | 29-Nov-23 | Private Purchase | 10,000 | $5.60 | $56,000.00 | < 1% 1.58M to 1.59M | |
| 30-Nov-23 4:01 PM View: | Prospect Capital Corporation (PSEC) | 28-Nov-23 | Private Purchase | 10,000 | $5.62 | $56,200.00 | < 1% 1.57M to 1.58M | |
| 29-Nov-23 4:01 PM View: | Prospect Capital Corporation (PSEC) | 27-Nov-23 | Private Purchase | 10,000 | $5.75 | $57,500.00 | < 1% 1.56M to 1.57M | |
| 24-Nov-23 4:01 PM View: | Prospect Capital Corporation (PSEC) | 21-Nov-23 | Private Purchase | 15,750 | $5.75 | $90,562.50 | 1% 1.54M to 1.56M | |
| 22-Nov-23 4:01 PM View: | Prospect Capital Corporation (PSEC) | 20-Nov-23 | Private Purchase | 11,000 | $5.80 | $63,836.70 | < 1% 1.53M to 1.54M | |
| 26-Mar-20 4:22 PM View: | Prospect Capital Corporation (PSEC) | 24-Mar-20 | Market Purchase | 100,000 | $4.45 | $445,000.00 | 8% 1.25M to 1.35M | 38% |
| 26-Dec-18 4:03 PM View: | Prospect Capital Corporation (PSEC) | 20-Dec-18 | Market Purchase | 50,000 | $5.81 | $290,580.00 | 4% 1.2M to 1.25M | 3% |
| 27-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 22-Dec-17 | Market Purchase | 10,000 | $7.19 | $71,900.00 | < 1% 1.19M to 1.2M | (25%) |
| 26-Dec-17 4:02 PM View: | Prospect Capital Corporation (PSEC) | 21-Dec-17 | Market Purchase | 10,000 | $7.08 | $70,799.00 | < 1% 1.18M to 1.19M | (24%) |
| 22-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 20-Dec-17 | Market Purchase | 10,000 | $6.94 | $69,400.00 | < 1% 1.17M to 1.18M | (23%) |
| 21-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 19-Dec-17 | Market Purchase | 10,000 | $6.94 | $69,400.00 | < 1% 1.16M to 1.17M | (23%) |
| 20-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 18-Dec-17 | Market Purchase | 10,000 | $6.92 | $69,200.00 | < 1% 1.15M to 1.16M | (22%) |
| 19-Dec-17 4:11 PM View: | Prospect Capital Corporation (PSEC) | 15-Dec-17 | Market Purchase | 10,000 | $6.77 | $67,700.00 | < 1% 1.14M to 1.15M | (21%) |
| 18-Dec-17 4:04 PM View: | Prospect Capital Corporation (PSEC) | 14-Dec-17 | Market Purchase | 10,000 | $6.79 | $67,900.00 | < 1% 1.13M to 1.14M | (21%) |
| 15-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 13-Dec-17 | Market Purchase | 10,000 | $6.82 | $68,200.00 | < 1% 1.12M to 1.13M | (21%) |
| 14-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 12-Dec-17 | Market Purchase | 10,000 | $6.83 | $68,300.00 | < 1% 1.11M to 1.12M | (21%) |
| 13-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 11-Dec-17 | Market Purchase | 10,000 | $6.75 | $67,500.00 | < 1% 1.1M to 1.11M | (20%) |
| 12-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 08-Dec-17 | Market Purchase | 10,000 | $6.73 | $67,300.00 | < 1% 1.09M to 1.1M | (20%) |
| 11-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 07-Dec-17 | Market Purchase | 10,000 | $6.69 | $66,900.00 | < 1% 1.08M to 1.09M | (20%) |
| 08-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 06-Dec-17 | Market Purchase | 10,000 | $6.69 | $66,900.00 | < 1% 1.07M to 1.08M | (20%) |
| 07-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 05-Dec-17 | Market Purchase | 10,000 | $6.73 | $67,300.00 | < 1% 1.06M to 1.07M | (20%) |
| 06-Dec-17 4:02 PM View: | Prospect Capital Corporation (PSEC) | 04-Dec-17 | Market Purchase | 10,000 | $6.85 | $68,500.00 | < 1% 1.05M to 1.06M | (22%) |
| 05-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 01-Dec-17 | Market Purchase | 10,000 | $6.85 | $68,500.00 | < 1% 1.04M to 1.05M | (22%) |
| 04-Dec-17 4:02 PM View: | Prospect Capital Corporation (PSEC) | 30-Nov-17 | Market Purchase | 10,000 | $6.87 | $68,700.00 | < 1% 1.03M to 1.04M | (22%) |
| 01-Dec-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 29-Nov-17 | Market Purchase | 10,000 | $6.77 | $67,700.00 | < 1% 1.02M to 1.03M | (21%) |
| 30-Nov-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 28-Nov-17 | Market Purchase | 10,000 | $6.85 | $68,500.00 | < 1% 1.01M to 1.02M | (22%) |
| 29-Nov-17 4:02 PM View: | Prospect Capital Corporation (PSEC) | 27-Nov-17 | Market Purchase | 10,000 | $6.89 | $68,910.30 | < 1% 1.0M to 1.01M | (23%) |
| 16-Nov-17 4:01 PM View: | Prospect Capital Corporation (PSEC) | 14-Nov-17 | Market Purchase | 65,000 | $6.07 | $394,504.00 | 7% 937.2K to 1.0M | (12%) |
| 15-Nov-17 4:09 PM View: | Prospect Capital Corporation (PSEC) | 13-Nov-17 | Market Purchase | 65,000 | $5.96 | $387,400.00 | 7% 872.2K to 937.2K | (11%) |
| 14-Nov-17 4:11 PM View: | Prospect Capital Corporation (PSEC) | 10-Nov-17 | Market Purchase | 65,000 | $5.65 | $367,250.00 | 8% 807.2K to 872.2K | (6%) |
| 03-Mar-16 4:01 PM View: | Prospect Capital Corporation (PSEC) | 01-Mar-16 | Market Purchase | 15,000 | $7.25 | $108,750.00 | 2% 792.2K to 807.2K | (20%) |
| 02-Mar-16 4:38 PM View: | Prospect Capital Corporation (PSEC) | 29-Feb-16 | Market Purchase | 15,000 | $7.09 | $106,350.00 | 2% 777.2K to 792.2K | (19%) |
| 01-Mar-16 4:01 PM View: | Prospect Capital Corporation (PSEC) | 26-Feb-16 | Market Purchase | 15,000 | $6.93 | $103,950.00 | 2% 762.2K to 777.2K | (17%) |
| 29-Feb-16 4:01 PM View: | Prospect Capital Corporation (PSEC) | 25-Feb-16 | Market Purchase | 15,000 | $7.00 | $105,000.00 | 2% 747.2K to 762.2K | (17%) |
| 26-Feb-16 4:01 PM View: | Prospect Capital Corporation (PSEC) | 24-Feb-16 | Market Purchase | 15,000 | $6.89 | $103,350.00 | 2% 732.2K to 747.2K | (15%) |
| 25-Feb-16 4:07 PM View: | Prospect Capital Corporation (PSEC) | 23-Feb-16 | Market Purchase | 15,000 | $6.91 | $103,650.00 | 2% 717.2K to 732.2K | (15%) |
| 24-Feb-16 4:16 PM View: | Prospect Capital Corporation (PSEC) | 22-Feb-16 | Market Purchase | 15,000 | $6.92 | $103,800.00 | 2% 702.2K to 717.2K | (16%) |
| 23-Feb-16 4:01 PM View: | Prospect Capital Corporation (PSEC) | 19-Feb-16 | Market Purchase | 15,000 | $6.79 | $101,850.00 | 2% 687.2K to 702.2K | (14%) |
| 19-Feb-16 4:01 PM View: | Prospect Capital Corporation (PSEC) | 17-Feb-16 | Market Purchase | 15,000 | $6.69 | $100,350.00 | 2% 672.2K to 687.2K | (13%) |
| 18-Feb-16 4:01 PM View: | Prospect Capital Corporation (PSEC) | 16-Feb-16 | Market Purchase | 15,000 | $6.30 | $94,500.00 | 2% 657.2K to 672.2K | (7%) |
| 17-Feb-16 4:01 PM View: | Prospect Capital Corporation (PSEC) | 12-Feb-16 | Market Purchase | 15,000 | $6.22 | $93,300.00 | 2% 642.2K to 657.2K | (6%) |
| 16-Feb-16 4:02 PM View: | Prospect Capital Corporation (PSEC) | 11-Feb-16 | Market Purchase | 15,000 | $5.70 | $85,498.50 | 2% 627.2K to 642.2K | 3% |
| 28-Dec-15 8:01 AM View: | Prospect Capital Corporation (PSEC) | 23-Dec-15 | Market Purchase | 50,000 | $7.10 | $355,000.00 | 9% 577.2K to 627.2K | (16%) |
| 24-Dec-15 1:20 PM View: | Prospect Capital Corporation (PSEC) | 22-Dec-15 | Market Purchase | 50,000 | $6.78 | $339,000.00 | 9% 527.2K to 577.2K | (12%) |
| 23-Dec-15 4:49 PM View: | Prospect Capital Corporation (PSEC) | 21-Dec-15 | Market Purchase | 50,000 | $6.74 | $337,000.00 | 10% 477.2K to 527.2K | (11%) |
| 22-Dec-15 4:44 PM View: | Prospect Capital Corporation (PSEC) | 18-Dec-15 | Market Purchase | 75,000 | $6.74 | $505,500.00 | 19% 402.2K to 477.2K | (11%) |
| 21-Dec-15 4:39 PM View: | Prospect Capital Corporation (PSEC) | 17-Dec-15 | Market Purchase | 30,000 | $6.78 | $203,400.00 | 8% 372.2K to 402.2K | (12%) |