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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-Apr-24 4:02 PM View:  | Prospect Floating Rate & Al... (NONE) | 24-Apr-24 | Gift | 2,105,260 | -- | -- | 100% 2.1M to 4.21M | |
| 26-Apr-24 4:02 PM View: | Prospect Floating Rate & Al... (NONE) | 24-Apr-24 | Gift | 2,105,260 | -- | -- | (33%) 6.31M to 4.21M | |
| 26-Apr-24 4:02 PM View: | Prospect Floating Rate & Al... (NONE) | 24-Apr-24 | Purchase | 2,105,260 | $4.75 | $10,000,000.00 | 50% 4.21M to 6.31M | |
| 26-Feb-24 5:12 PM View: | Prospect Floating Rate & Al... (NONE) | 22-Feb-24 | Gift | 2,074,690 | -- | -- | (100%) 2.07M to 0 | |
| 28-Dec-23 4:42 PM View: | Prospect Capital Corporation (PSEC) | 27-Dec-23 | Gift | 2,582,000 | -- | -- | (4%) 67.82M to 65.24M | |
| 28-Dec-23 4:42 PM View: | Prospect Capital Corporation (PSEC) | 26-Dec-23 | Gift | 5,427,980 | -- | -- | (7%) 73.25M to 67.82M | |
| 14-Sep-23 4:14 PM View: | Prospect Capital Corporation (PSEC) | 12-Sep-23 | Private Purchase | 166,160 | $5.99 | $995,298.00 | < 1% 73.03M to 73.2M | |
| 13-Sep-23 4:09 PM View: | Prospect Capital Corporation (PSEC) | 11-Sep-23 | Private Purchase | 16,520 | $5.99 | $98,954.80 | < 1% 73.02M to 73.03M | |
| 16-May-23 7:04 PM View: | Prospect Capital Corporation (PSEC) | 12-May-23 | Purchase | 100,000 | $6.09 | $609,000.00 | < 1% 72.87M to 72.97M | |
| 16-May-23 7:04 PM View: | Prospect Capital Corporation (PSEC) | 11-May-23 | Purchase | 100,000 | $6.28 | $628,000.00 | < 1% 72.77M to 72.87M | |
| 16-May-23 7:04 PM View: | Prospect Capital Corporation (PSEC) | 29-Dec-22 | Gift | 7,512,120 | -- | -- | (9%) 80.25M to 72.74M | |
| 26-Mar-20 4:25 PM View: | Prospect Capital Corporation (PSEC) | 24-Mar-20 | Market Purchase | 342,112 | $4.63 | $1,585,150.00 | < 1% 68.71M to 69.06M | 33% |
| 25-Mar-20 4:03 PM View: | Prospect Capital Corporation (PSEC) | 23-Mar-20 | Market Purchase | 1,041,980 | $4.14 | $4,312,250.00 | 2% 67.67M to 68.72M | 49% |
| 24-Mar-20 4:10 PM View: | Prospect Capital Corporation (PSEC) | 20-Mar-20 | Market Purchase | 2,300,000 | $4.97 | $11,439,900.00 | 4% 65.37M to 67.67M | 24% |
| 23-Mar-20 4:19 PM View: | Prospect Capital Corporation (PSEC) | 19-Mar-20 | Market Purchase | 2,145,160 | $4.72 | $10,130,900.00 | 3% 63.23M to 65.37M | 30% |
| 20-Mar-20 4:12 PM View: | Prospect Capital Corporation (PSEC) | 18-Mar-20 | Market Purchase | 5,328,180 | $4.43 | $23,614,300.00 | 9% 57.89M to 63.22M | 39% |
| 19-Mar-20 4:02 PM View: | Prospect Capital Corporation (PSEC) | 17-Mar-20 | Market Purchase | 4,265,200 | $4.97 | $21,189,500.00 | 8% 53.62M to 57.89M | 24% |
| 18-Mar-20 4:02 PM View: | Prospect Capital Corporation (PSEC) | 16-Mar-20 | Market Purchase | 4,610,490 | $4.77 | $22,006,800.00 | 9% 49.01M to 53.62M | 29% |
| 17-Mar-20 4:52 PM View: | Prospect Capital Corporation (PSEC) | 13-Mar-20 | Market Purchase | 3,252,950 | $4.92 | $16,008,400.00 | 7% 45.76M to 49.01M | 25% |
| 16-Mar-20 4:59 PM View: | Prospect Capital Corporation (PSEC) | 12-Mar-20 | Market Purchase | 4,561,710 | $4.56 | $20,812,500.00 | 11% 41.2M to 45.76M | 35% |
| 13-Mar-20 4:03 PM View: | Prospect Capital Corporation (PSEC) | 11-Mar-20 | Market Purchase | 698,091 | $4.79 | $3,346,440.00 | 2% 40.5M to 41.2M | 28% |
| 12-Mar-20 4:02 PM View: | Prospect Capital Corporation (PSEC) | 10-Mar-20 | Market Purchase | 332,855 | $5.01 | $1,668,540.00 | < 1% 40.17M to 40.5M | 23% |
| 11-Mar-20 4:09 PM View: | Prospect Capital Corporation (PSEC) | 09-Mar-20 | Market Purchase | 33,004 | $4.98 | $164,284.00 | < 1% 40.13M to 40.17M | 23% |
| 05-Sep-19 4:05 PM View: | Prospect Capital Corporation (PSEC) | 03-Sep-19 | Market Purchase | 237,857 | $6.34 | $1,508,180.00 | < 1% 39.85M to 40.09M | (8%) |
| 04-Sep-19 5:13 PM View: | Prospect Capital Corporation (PSEC) | 30-Aug-19 | Market Purchase | 201,548 | $6.39 | $1,288,460.00 | < 1% 39.65M to 39.85M | (9%) |
| 03-Sep-19 4:08 PM View: | Prospect Capital Corporation (PSEC) | 29-Aug-19 | Market Purchase | 139,761 | $6.40 | $894,414.00 | < 1% 39.5M to 39.64M | (9%) |
| 19-Jun-19 4:03 PM View: | Prospect Capital Corporation (PSEC) | 17-Jun-19 | Market Purchase | 137,839 | $6.34 | $874,486.00 | < 1% 39.35M to 39.49M | (11%) |
| 18-Jun-19 4:01 PM View: | Prospect Capital Corporation (PSEC) | 14-Jun-19 | Market Purchase | 233,482 | $6.32 | $1,474,440.00 | < 1% 39.12M to 39.35M | (10%) |
| 17-Jun-19 4:06 PM View: | Prospect Capital Corporation (PSEC) | 13-Jun-19 | Market Purchase | 408,911 | $6.38 | $2,608,160.00 | 1% 38.71M to 39.12M | (11%) |
| 07-Jun-19 4:01 PM View: | Prospect Capital Corporation (PSEC) | 05-Jun-19 | Market Purchase | 107,358 | $6.34 | $680,575.00 | < 1% 38.6M to 38.71M | (11%) |
| 06-Jun-19 4:04 PM View: | Prospect Capital Corporation (PSEC) | 04-Jun-19 | Market Purchase | 63,496 | $6.29 | $399,631.00 | < 1% 38.54M to 38.6M | (10%) |
| 14-Feb-19 4:02 PM View: | Prospect Capital Corporation (PSEC) | 12-Feb-19 | Market Purchase | 1,300 | $6.40 | $8,320.00 | < 1% 38.51M to 38.51M | (8%) |
| 13-Feb-19 4:02 PM View: | Prospect Capital Corporation (PSEC) | 11-Feb-19 | Market Purchase | 100,000 | $6.39 | $638,880.00 | < 1% 38.41M to 38.51M | (8%) |
| 03-Jan-19 4:01 PM View: | Prospect Capital Corporation (PSEC) | 31-Dec-18 | Market Purchase | 299,707 | $6.31 | $1,891,150.00 | < 1% 37.76M to 38.06M | (6%) |
| 27-Dec-18 4:32 PM View: | Prospect Capital Corporation (PSEC) | 24-Dec-18 | Market Purchase | 304,792 | $5.82 | $1,772,610.00 | < 1% 37.46M to 37.76M | 3% |
| 26-Dec-18 4:06 PM View: | Prospect Capital Corporation (PSEC) | 21-Dec-18 | Market Purchase | 1,000,000 | $5.87 | $5,871,700.00 | 3% 36.46M to 37.46M | 2% |
| 26-Dec-18 4:01 PM View: | Prospect Capital Corporation (PSEC) | 20-Dec-18 | Market Purchase | 600,000 | $5.80 | $3,481,790.00 | 2% 35.86M to 36.46M | 3% |
| 23-Mar-18 4:01 PM View: | Prospect Capital Corporation (PSEC) | 21-Mar-18 | Market Purchase | 4,483 | $6.50 | $29,137.70 | < 1% 34.56M to 34.56M | (15%) |
| 22-Mar-18 4:01 PM View: | Prospect Capital Corporation (PSEC) | 20-Mar-18 | Market Purchase | 58,241 | $6.50 | $378,468.00 | < 1% 34.5M to 34.56M | (15%) |
| 21-Mar-18 4:05 PM View: | Prospect Capital Corporation (PSEC) | 19-Mar-18 | Market Purchase | 63,295 | $6.50 | $411,228.00 | < 1% 34.44M to 34.5M | (15%) |
| 20-Mar-18 4:01 PM View: | Prospect Capital Corporation (PSEC) | 16-Mar-18 | Market Purchase | 3,100 | $6.50 | $20,143.50 | < 1% 34.44M to 34.44M | (15%) |
| 19-Mar-18 4:01 PM View: | Prospect Capital Corporation (PSEC) | 15-Mar-18 | Market Purchase | 84,100 | $6.49 | $545,860.00 | < 1% 34.35M to 34.44M | (15%) |
| 15-Mar-18 4:04 PM View: | Prospect Capital Corporation (PSEC) | 13-Mar-18 | Market Purchase | 300 | $6.50 | $1,950.00 | < 1% 34.35M to 34.35M | (15%) |
| 06-Mar-18 4:02 PM View: | Prospect Capital Corporation (PSEC) | 02-Mar-18 | Market Purchase | 17,200 | $6.50 | $111,759.00 | < 1% 34.33M to 34.35M | (15%) |
| 05-Mar-18 4:01 PM View: | Prospect Capital Corporation (PSEC) | 01-Mar-18 | Market Purchase | 242,186 | $6.58 | $1,594,650.00 | < 1% 34.09M to 34.33M | (16%) |
| 02-Mar-18 4:02 PM View: | Prospect Capital Corporation (PSEC) | 28-Feb-18 | Market Purchase | 269,197 | $6.63 | $1,784,750.00 | < 1% 33.82M to 34.09M | (17%) |
| 27-Feb-18 4:17 PM View: | Prospect Capital Corporation (PSEC) | 23-Feb-18 | Market Purchase | 79,933 | $6.67 | $533,017.00 | < 1% 33.74M to 33.82M | (18%) |
| 26-Feb-18 4:01 PM View: | Prospect Capital Corporation (PSEC) | 22-Feb-18 | Market Purchase | 48,117 | $6.70 | $322,244.00 | < 1% 33.69M to 33.74M | (18%) |
| 13-Feb-18 4:01 PM View: | Prospect Capital Corporation (PSEC) | 09-Feb-18 | Market Purchase | 467,178 | $6.73 | $3,144,480.00 | 1% 32.94M to 33.41M | (19%) |
| 27-Dec-17 4:24 PM View: | Prospect Capital Corporation (PSEC) | 22-Dec-17 | Market Purchase | 993,900 | $7.21 | $7,167,460.00 | 3% 31.84M to 32.83M | (25%) |