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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 29-Jan-24 9:47 PM View:  | New York Mortgage Trust Inc. (NYMT) | 27-Jan-24 | Payment of Exercise | 14,289 | $8.38 | $119,742.00 | (3%) 515.46K to 501.17K | |
| 25-Jan-24 5:05 PM View: | New York Mortgage Trust Inc. (NYMT) | 24-Jan-24 | Grant | 102,980 | -- | -- | 22% 464.54K to 567.52K | |
| 25-Jan-24 5:05 PM View: | New York Mortgage Trust Inc. (NYMT) | 24-Jan-24 | Payment of Exercise | 52,062 | $8.23 | $428,470.00 | (9%) 567.52K to 515.46K | |
| 14-Jun-23 4:59 PM View: | New York Mortgage Trust Inc. (NYMT) | 13-Jun-23 | Grant | 11,953 | -- | -- | 3% 452.59K to 464.54K | |
| 07-Feb-23 5:11 PM View: | New York Mortgage Trust Inc. (NYMT) | 04-Feb-23 | Payment of Exercise | 42,340 | $3.16 | $133,794.00 | (2%) 1.85M to 1.81M | |
| 31-Jan-23 7:46 PM View: | New York Mortgage Trust Inc. (NYMT) | 27-Jan-23 | Grant | 173,510 | -- | -- | 10% 1.79M to 1.96M | |
| 31-Jan-23 7:46 PM View: | New York Mortgage Trust Inc. (NYMT) | 27-Jan-23 | Payment of Exercise | 112,204 | $3.09 | $346,710.00 | (6%) 1.96M to 1.85M | |
| 04-Jan-23 5:18 PM View: | New York Mortgage Trust Inc. (NYMT) | 01-Jan-23 | Payment of Exercise | 34,445 | $2.56 | $88,179.20 | (2%) 1.83M to 1.79M | |
| 04-Jan-23 5:18 PM View: | New York Mortgage Trust Inc. (NYMT) | 01-Jan-23 | Option Exercise | 86,303 | -- | -- | 5% 1.74M to 1.83M | |
| 31-Jan-22 8:13 PM View: | New York Mortgage Trust Inc. (NYMT) | 27-Jan-22 | Grant | 417,443 | -- | -- | 32% 1.32M to 1.74M | |
| 04-Jan-22 4:58 PM View: | New York Mortgage Trust Inc. (NYMT) | 01-Jan-22 | Payment of Exercise | 35,007 | $3.72 | $130,226.00 | (3%) 1.36M to 1.32M | |
| 04-Jan-22 4:58 PM View: | New York Mortgage Trust Inc. (NYMT) | 01-Jan-22 | Option Exercise | 86,304 | -- | -- | 7% 1.27M to 1.36M | |
| 16-Feb-21 6:00 PM View: | New York Mortgage Trust Inc. (NYMT) | 13-Feb-21 | Payment of Exercise | 12,795 | $3.98 | $50,924.10 | (< 1%) 1.28M to 1.27M | 0% |
| 08-Feb-21 4:51 PM View: | New York Mortgage Trust Inc. (NYMT) | 05-Feb-21 | Payment of Exercise | 15,681 | $3.99 | $62,567.20 | (1%) 1.3M to 1.28M | 0% |
| 08-Feb-21 4:51 PM View: | New York Mortgage Trust Inc. (NYMT) | 04-Feb-21 | Payment of Exercise | 42,423 | $3.94 | $167,147.00 | (3%) 1.34M to 1.3M | (1%) |
| 29-Jan-21 7:18 PM View: | New York Mortgage Trust Inc. (NYMT) | 27-Jan-21 | Grant | 439,579 | -- | -- | 43% 1.02M to 1.46M | |
| 29-Jan-21 7:18 PM View: | New York Mortgage Trust Inc. (NYMT) | 27-Jan-21 | Payment of Exercise | 117,927 | $3.82 | $450,481.00 | (8%) 1.46M to 1.34M | |
| 05-Jan-21 4:55 PM View: | New York Mortgage Trust Inc. (NYMT) | 01-Jan-21 | Payment of Exercise | 12,983 | $3.69 | $47,907.30 | (1%) 1.03M to 1.02M | |
| 05-Jan-21 4:55 PM View: | New York Mortgage Trust Inc. (NYMT) | 01-Jan-21 | Option Exercise | 32,103 | -- | -- | 3% 1.0M to 1.03M | |
| 13-Mar-20 1:12 PM View: | New York Mortgage Trust Inc. (NYMT) | 13-Mar-20 | Market Purchase | 32,000 | $4.02 | $128,640.00 | 3% 968.91K to 1.0M | |
| 11-Mar-20 2:00 PM View: | New York Mortgage Trust Inc. (NYMT) | 10-Mar-20 | Market Purchase | 50,000 | $5.46 | $272,990.00 | 5% 918.91K to 968.91K | |
| 18-Feb-20 6:31 PM View: | New York Mortgage Trust Inc. (NYMT) | 13-Feb-20 | Payment of Exercise | 8,726 | $6.28 | $54,799.30 | (< 1%) 927.64K to 918.91K | < 1% |
| 06-Feb-20 6:09 PM View: | New York Mortgage Trust Inc. (NYMT) | 05-Feb-20 | Payment of Exercise | 14,954 | $6.36 | $95,107.40 | (2%) 942.59K to 927.64K | |
| 06-Feb-20 6:09 PM View: | New York Mortgage Trust Inc. (NYMT) | 04-Feb-20 | Grant | 248,815 | -- | -- | 36% 693.78K to 942.59K | |
| 20-May-19 5:23 PM View: | New York Mortgage Trust Inc. (NYMT) | 16-May-19 | Payment of Exercise | 15,816 | $6.07 | $96,003.10 | (2%) 709.59K to 693.78K | < 1% |
| 12-Feb-19 6:12 PM View: | New York Mortgage Trust Inc. (NYMT) | 08-Feb-19 | Payment of Exercise | 22,823 | $6.34 | $144,698.00 | (3%) 732.41K to 709.59K | < 1% |
| 07-Feb-19 4:41 PM View: | New York Mortgage Trust Inc. (NYMT) | 05-Feb-19 | Grant | 91,969 | -- | -- | 14% 640.45K to 732.41K | |
| 18-May-18 3:04 PM View: | New York Mortgage Trust Inc. (NYMT) | 16-May-18 | Payment of Exercise | 16,080 | $6.17 | $99,213.60 | (2%) 656.53K to 640.45K | (1%) |
| 16-Feb-18 4:50 PM View: | New York Mortgage Trust Inc. (NYMT) | 16-Feb-18 | Grant | 75,042 | -- | -- | 13% 581.48K to 656.53K | |
| 23-May-17 5:45 PM View: | New York Mortgage Trust Inc. (NYMT) | 22-May-17 | Grant | 6,258 | -- | -- | 1% 575.23K to 581.48K | |
| 17-May-17 5:07 PM View: | New York Mortgage Trust Inc. (NYMT) | 16-May-17 | Payment of Exercise | 17,284 | $6.12 | $105,778.00 | (3%) 592.51K to 575.23K | 0% |
| 27-Feb-17 5:51 PM View: | New York Mortgage Trust Inc. (NYMT) | 25-Feb-17 | Payment of Exercise | 3,913 | $6.44 | $25,199.70 | (< 1%) 596.42K to 592.51K | 0% |
| 24-Feb-17 5:16 PM View: | New York Mortgage Trust Inc. (NYMT) | 18-Feb-17 | Payment of Exercise | 26,442 | $6.52 | $172,402.00 | (4%) 622.87K to 596.42K | < 1% |
| 24-Feb-17 5:16 PM View: | New York Mortgage Trust Inc. (NYMT) | 13-Feb-17 | Payment of Exercise | 15,330 | $6.66 | $102,098.00 | (2%) 638.2K to 622.87K | 3% |
| 10-Feb-17 4:24 PM View: | New York Mortgage Trust Inc. (NYMT) | 08-Feb-17 | Grant | 138,237 | -- | -- | 28% 499.96K to 638.2K | |
| 16-May-16 4:24 PM View: | New York Mortgage Trust Inc. (NYMT) | 16-May-16 | Grant | 100,000 | $5.69 | $569,000.00 | 25% 399.96K to 499.96K | 30% |
| 08-Mar-16 4:57 PM View: | New York Mortgage Trust Inc. (NYMT) | 07-Mar-16 | Payment of Exercise | 11,425 | $4.66 | $53,240.50 | (3%) 411.38K to 399.96K | (67%) |
| 26-Feb-16 4:08 PM View: | New York Mortgage Trust Inc. (NYMT) | 25-Feb-16 | Grant | 25,240 | -- | -- | 7% 386.14K to 411.38K | |
| 19-Feb-16 10:00 PM View: | New York Mortgage Trust Inc. (NYMT) | 18-Feb-16 | Payment of Exercise | 26,207 | $4.88 | $127,890.00 | (6%) 412.35K to 386.14K | (59%) |
| 16-Feb-16 4:34 PM View: | New York Mortgage Trust Inc. (NYMT) | 13-Feb-16 | Payment of Exercise | 15,306 | $4.61 | $70,560.70 | (4%) 427.66K to 412.35K | (69%) |
| 10-Aug-15 5:22 PM View: | New York Mortgage Trust Inc. (NYMT) | 10-Aug-15 | Market Purchase | 15,000 | $6.67 | $100,000.00 | 4% 412.66K to 427.66K | 26% |
| 12-Mar-15 8:46 PM View: | New York Mortgage Trust Inc. (NYMT) | 12-Mar-15 | Payment of Exercise | 3,070 | $7.90 | $24,253.00 | (< 1%) 415.73K to 412.66K | (18%) |
| 10-Mar-15 6:08 PM View: | New York Mortgage Trust Inc. (NYMT) | 07-Mar-15 | Payment of Exercise | 11,680 | $7.80 | $91,104.00 | (3%) 427.41K to 415.73K | (20%) |
| 20-Feb-15 5:00 PM View: | New York Mortgage Trust Inc. (NYMT) | 18-Feb-15 | Grant | 155,957 | -- | -- | 57% 271.45K to 427.41K | |
| 18-Feb-15 7:12 PM View: | New York Mortgage Trust Inc. (NYMT) | 13-Feb-15 | Payment of Exercise | 15,483 | $7.75 | $119,993.00 | (5%) 286.93K to 271.45K | (20%) |
| 18-Feb-14 9:23 AM View: | New York Mortgage Trust Inc. (NYMT) | 13-Feb-14 | Grant | 91,576 | -- | -- | 47% 195.36K to 286.93K | |
| 20-Aug-13 1:08 PM View: | New York Mortgage Trust Inc. (NYMT) | 20-Aug-13 | Market Purchase | 25,000 | $5.65 | $141,250.00 | 15% 170.36K to 195.36K | 105% |
| 08-Mar-13 5:25 PM View: | New York Mortgage Trust Inc. (NYMT) | 07-Mar-13 | Grant | 70,126 | -- | -- | 70% 100.23K to 170.36K | |
| 14-Mar-12 5:58 PM View: | New York Mortgage Trust Inc. (NYMT) | 12-Mar-12 | Grant | 20,804 | -- | -- | 26% 79.43K to 100.23K | |
| 04-Mar-11 7:32 AM View: | New York Mortgage Trust Inc. (NYMT) | 01-Mar-11 | Grant | 14,084 | -- | -- | 22% 65.34K to 79.43K |